DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••••• M••••• • P••••••• L••
Latest filing Mar 3, 2026
First filing on the tape May 28, 2015 · 34 filings
SEC status approved since Jun 11, 2015
RAUM
$636M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$616M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$318M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$636M as of Mar 3, 2026
Mar 22, 2016$244M then
HNW client RAUM$576M as of Mar 3, 2026
Feb 21, 2018$281M then
State-registered IARs (5.B.3)2 as of Mar 3, 2026
Mar 22, 20161 then
Employees (5.A)5 as of Mar 3, 2026
Mar 22, 20164 then
Private funds: no history
RAUM +13% over the last fiscal year+11% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $318MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 99derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.0MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.5%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $180M, 72 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$576M91%
- Individuals$40.2M6.3%
- Charitable organizations$10.7M1.7%
- Pension and profit-sharing plans$8.9M1.4%
- Individual clients
- 82reported
- HNW clients
- 115reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 562reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $180M for 72 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• T•••••••• M•••••Chartered Financial Analyst | Atlanta, Ga | Jun 15, 2015 | 45 y | 1 |
| M••• W••••••• A•••••• | Atlanta, Ga | Sep 22, 2016 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• T•••••••• M••••• from R•••••• • C••••••Jun 15, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••••• C••••••• R•••••• · Chief Compliance Officercontrolsince 12/2014 · owns less than 5%
- M•••••• J••••• T•••••••• · Managing Member/Owner/Principalcontrolsince 12/1986 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 571 to 562Jul 29, 2025 to Mar 3, 2026
- HNW clients · 107 to 115Jul 29, 2025 to Mar 3, 2026
- Individual clients · 91 to 82Jul 29, 2025 to Mar 3, 2026
- Assets in custody · $82.6M to $180MJul 29, 2025 to Mar 3, 2026
- Discretionary RAUM · $564M to $636MJul 29, 2025 to Mar 3, 2026
- HNW RAUM · $505M to $576MJul 29, 2025 to Mar 3, 2026
- Individual RAUM · $41.5M to $40.2MJul 29, 2025 to Mar 3, 2026
- Pension RAUM · $7.6M to $8.9MJul 29, 2025 to Mar 3, 2026
- RAUM · $564M to $636MJul 29, 2025 to Mar 3, 2026
- Financial planning clients · unset to Mar 19, 2025 to Jul 29, 2025
- Accounts · 572 to 571Nov 5, 2024 to Mar 19, 2025
- HNW clients · 110 to 107Nov 5, 2024 to Mar 19, 2025
- Individual clients · 120 to 91Nov 5, 2024 to Mar 19, 2025
- Assets in custody · $94.0M to $82.6MNov 5, 2024 to Mar 19, 2025
- Employees · 4 to 5Nov 5, 2024 to Mar 19, 2025
- Discretionary RAUM · $514M to $564MNov 5, 2024 to Mar 19, 2025
- HNW RAUM · $434M to $505MNov 5, 2024 to Mar 19, 2025
- Individual RAUM · $49.4M to $41.5MNov 5, 2024 to Mar 19, 2025
- Pension RAUM · $21.0M to $7.6MNov 5, 2024 to Mar 19, 2025
- RAUM · $514M to $564MNov 5, 2024 to Mar 19, 2025
- Accounts · 566 to 572Apr 26, 2023 to Mar 29, 2024
- HNW clients · 105 to 110Apr 26, 2023 to Mar 29, 2024
- Individual clients · 132 to 120Apr 26, 2023 to Mar 29, 2024
- Assets in custody · $104M to $94.0MApr 26, 2023 to Mar 29, 2024
- Discretionary RAUM · $460M to $514MApr 26, 2023 to Mar 29, 2024
- HNW RAUM · $379M to $434MApr 26, 2023 to Mar 29, 2024
- Individual RAUM · $51.8M to $49.4MApr 26, 2023 to Mar 29, 2024
- Pension RAUM · $22.6M to $21.0MApr 26, 2023 to Mar 29, 2024
- RAUM · $460M to $514MApr 26, 2023 to Mar 29, 2024
- HNW RAUM · $438M to $379MApr 18, 2022 to Mar 22, 2023
- Individual RAUM · $45.7M to $51.8MApr 18, 2022 to Mar 22, 2023
- Pension RAUM · $23.6M to $22.6MApr 18, 2022 to Mar 22, 2023
- RAUM · $512M to $460MApr 18, 2022 to Mar 22, 2023
- Accounts · 561 to 566Apr 18, 2022 to Mar 22, 2023
- HNW clients · 121 to 105Apr 18, 2022 to Mar 22, 2023
- Individual clients · 123 to 132Apr 18, 2022 to Mar 22, 2023
- Assets in custody · $50.2M to $104MApr 18, 2022 to Mar 22, 2023
- Custody of client assets · false to trueApr 18, 2022 to Mar 22, 2023
- Discretionary RAUM · $512M to $460MApr 18, 2022 to Mar 22, 2023
- Accounts · 575 to 561Nov 9, 2021 to Mar 15, 2022
Signals
1 dated events
- R•••••• • C•••••• filed its initial SEC registration (Form ADV)May 28, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 404-816-5350reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- rowlandmiller.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-816-5350reportedpublic record, Form ADV, Mar 3, 2026
- Team page
- rowlandmiller.com/leadershipreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $318Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026