DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

1• F••••••••

Former SEC-registered adviserLufkin, TexasCRD 174569SEC 801-129130websiteIAPD
Legal name K••• L••
Latest filing May 1, 2025
First filing on the tape Oct 31, 2023 · 12 filings
SEC status approved since Nov 30, 2023
RAUM
$24.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$22.8M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$4.8M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$24.0M as of May 1, 2025
Mar 29, 2024$12.4M then
HNW client RAUM$12.7M as of May 1, 2025
Mar 29, 2024$5.0M then
State-registered IARs (5.B.3)6 as of May 1, 2025
Mar 29, 20246 then
Employees (5.A)6 as of May 1, 2025
Mar 29, 20246 then
Private funds: no history
RAUM +94% over the last fiscal yearIARs 6 to 6offices 16 to 3
Practice profile
derived from the filing of May 1, 2025; every figure names its basis
RAUM per advisor
$4.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
22derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.6MderivedHNW RAUM over HNW clients
Average account
$137,224derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
1.3derived4 offices incl. principal (1.F.5)
RAUM growth, one year
+0.0%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+0.0%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$12.7M53%
  • Individuals$10.1M42%
  • Corporations and businesses$1.2M5.0%
Individual clients
102reported
HNW clients
8reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
175reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
5 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J••••• J••••• C•••••Lufkin, Tx Jan 28, 202522 y8
T••••• J• K••••Certified Financial PlannerLufkin, TxJan 28, 202513 y3
C•••••• V•••••••••Lufkin, Tx Jan 28, 202513 y2
M•••••• B•••• W•••••••••Birmingham, Al Jan 28, 202510 y4
A••••• W• O••••Gretna, VaJan 29, 202514 y7
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount8 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • K••••• T•••••• J• · Ceo & Ccocontrol
    since 01/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Lufkin, Tx · principal400
Birmingham, Al100
Charlotte, Nc000
Dayton, Oh000
Miramar, Fl000
Sunny Isles Beach, Fl001
Offices
Schedule D 1.F, the 25 largest
  • , 1 employees
What changed
consecutive filings, newest first
  • Accounts · 128 to 175
    Feb 28, 2025 to May 1, 2025
  • Advisory activities · 4 to 3
    Feb 28, 2025 to May 1, 2025
  • HNW clients · 6 to 8
    Feb 28, 2025 to May 1, 2025
  • Individual clients · 101 to 102
    Feb 28, 2025 to May 1, 2025
  • Financial planning clients · 0 to 1-10
    Feb 28, 2025 to May 1, 2025
  • Discretionary RAUM · $12.4M to $23.9M
    Feb 28, 2025 to May 1, 2025
  • HNW RAUM · $5.0M to $12.7M
    Feb 28, 2025 to May 1, 2025
  • Individual RAUM · $5.9M to $10.1M
    Feb 28, 2025 to May 1, 2025
  • Non-discretionary RAUM · $0 to $102,437
    Feb 28, 2025 to May 1, 2025
  • RAUM · $12.4M to $24.0M
    Feb 28, 2025 to May 1, 2025
  • Advisory activities · 5 to 4
    Dec 16, 2024 to Jan 31, 2025
  • Insurance-licensed employees · 4 to 0
    Dec 16, 2024 to Jan 31, 2025
  • Other offices · 19 to 3
    Aug 2, 2024 to Dec 16, 2024
  • Other offices · 17 to 19
    Jul 31, 2024 to Aug 2, 2024
  • Business name · K•••• W••••• M••••••••• to 1• F••••••••
    Mar 29, 2024 to Jun 6, 2024
  • Other offices · 16 to 17
    Mar 29, 2024 to Jun 6, 2024
  • Accounts · 138 to 128
    Feb 21, 2024 to Mar 29, 2024
  • Advisory employees · 5 to 6
    Feb 21, 2024 to Mar 29, 2024
  • Charity clients · 0.0 to unset
    Feb 21, 2024 to Mar 29, 2024
  • Corporate clients · 1.0 to unset
    Feb 21, 2024 to Mar 29, 2024
  • HNW clients · 0 to 6
    Feb 21, 2024 to Mar 29, 2024
  • Individual clients · 77 to 101
    Feb 21, 2024 to Mar 29, 2024
  • Pension plan clients · 0.0 to unset
    Feb 21, 2024 to Mar 29, 2024
  • Pooled vehicle clients · 0.0 to unset
    Feb 21, 2024 to Mar 29, 2024
  • Employees · 5 to 6
    Feb 21, 2024 to Mar 29, 2024
  • Insurance-licensed employees · 3 to 4
    Feb 21, 2024 to Mar 29, 2024
  • State-registered IARs · 5 to 6
    Feb 21, 2024 to Mar 29, 2024
  • Discretionary RAUM · $11.5M to $12.4M
    Feb 21, 2024 to Mar 29, 2024
  • HNW RAUM · $1.5M to $5.0M
    Feb 21, 2024 to Mar 29, 2024
  • Individual RAUM · $8.5M to $5.9M
    Feb 21, 2024 to Mar 29, 2024
  • RAUM · $11.5M to $12.4M
    Feb 21, 2024 to Mar 29, 2024
  • Other offices · 1 to 16
    Oct 31, 2023 to Nov 24, 2023
Signals
15 dated events
  • J••••• D•••• V••••• left 1• F•••••••• for H•••••• T••••••• • K•••• L•• (registered 2026-07-23)
    Jul 9, 2026 · Advisor changed firm · fact
  • 1• F•••••••• no longer on the SEC adviser roster (last listed 2025-07-01, RAUM $24.0M)
    Aug 1, 2025 · Left the SEC roster · derived
  • J••••• D•••• V••••• left 1• F•••••••• for E•••• A••••••• I••• (registered 2022-07-25)
    Dec 31, 2024 · Advisor changed firm · fact
  • T••••• J• K•••• left 1• F•••••••• for E•••• A••••••• I••• (registered 2022-06-28)
    Dec 31, 2024 · Advisor changed firm · fact
  • F•••• V••••• left 1• F•••••••• for C••• P••••••• (registered 2025-02-21)
    Dec 31, 2024 · Advisor changed firm · fact
  • C•••••• V••••••••• left 1• F•••••••• for E•••• A••••••• I••• (registered 2022-06-27)
    Dec 31, 2024 · Advisor changed firm · fact
  • 2 advisors left 1• F•••••••• (Lufkin, TX) for E•••• A••••••• I••• on the same day
    Dec 31, 2024 · Team lift-out · derived
  • 1• F•••••••• reported 3 offices beyond its principal office, down from 19 (2024-08-02 to 2024-12-16)
    Dec 16, 2024 · Office count change · derived
  • C••••• L••• left 1• F•••••••• for A••••••• F•••••••• S••••••••• L•• (registered 2024-06-20)
    May 21, 2024 · Advisor changed firm · fact
  • 2 advisors left E•••• A••••••• I••• (Lufkin, TX) for 1• F•••••••• on the same day
    Apr 18, 2024 · Team lift-out · derived
  • M•••••• B•••• W••••••••• left 1• F•••••••• for W••••••••• A•••• M••••••••• L•• (registered 2024-04-15)
    Apr 13, 2024 · Advisor changed firm · fact
  • M•••••• S•••••• L••• left 1• F•••••••• for A••••• A•• P••••••• S••••••• (registered 2024-03-25)
    Mar 15, 2024 · Advisor changed firm · fact
  • Jessica B•••• Hatcher no longer registered at 1• F••••••••; no later IA registration on IAPD
    Feb 15, 2024 · Advisor departure · fact
  • 1• F•••••••• reported 16 offices beyond its principal office, up from 1 (2023-10-31 to 2023-11-24)
    Nov 24, 2023 · Office count change · derived
  • K•••• W••••• M••••••••• filed its initial SEC registration (Form ADV)
    Oct 31, 2023 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
choose11.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
$4.8Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026