DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

L••• E••• C•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 241795SEC 801-100349website IAPD

Latest filing Apr 9, 2026

First filing on the tape Jun 2, 2015 · 30 filings

SEC status approved since Jun 12, 2015

RAUM

$6.8B

reported, Item 5.F

Discretionary

96%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

40 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

30 filings and snapshots on the tape

RAUM$6.8B as of Apr 9, 2026

Mar 22, 2016$714M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Apr 9, 2026

Mar 22, 20160 then

Employees (5.A)68 as of Apr 9, 2026

Mar 22, 201615 then

Private funds14 as of Apr 9, 2026

Mar 22, 201612 then

RAUM +7.5% over the last fiscal year+11% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Apr 9, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $483MderivedRAUM over accounts (5.F.2.f)
Discretionary: 96%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year: +7.5%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $558M, 2 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$6.8B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 14reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $558M for 2 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

38 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
L••• E••• C•••••• V•• L•	Private Equity Fund	$2.1B	1,225	Mar 31, 2023
L••• E••• C•••••• V• L•	Private Equity Fund	$1.3B	774	Mar 31, 2021
L••• E••• C•••••• I•• L•	Private Equity Fund	$923M	595	Mar 30, 2019
L••• E••• C•••••• I••• L•	Private Equity Fund	$247M	330	Sep 21, 2015
L••• E••• P••••• F•••• L•	Hedge Fund	$212M	302	Mar 31, 2022
L••• E••• P••••••• O••••••••• X••••• L•no longer reported	Private Equity Fund	$127M	3	Mar 30, 2020
L••• E••• P••••••• O••••••••• X••• L•no longer reported	Private Equity Fund	$79.1M	223	Mar 30, 2019
L••• E••• P••••••• O••••••••• X••• L•no longer reported	Private Equity Fund	$68.6M	140	Mar 29, 2018
L••• E••• P••••••• O••••••••• X••• L•no longer reported	Private Equity Fund	$56.8M	56	Mar 30, 2020
L••• E••• P••••••• O••••••••• X••••• L•	Private Equity Fund	$50.6M	135	Mar 30, 2019
L••• E••• P••••••• O••••••••• X•• L•no longer reported	Private Equity Fund	$44.1M	2	Mar 29, 2018
L••••••••• O••••••••• I•• L•no longer reported	Private Equity Fund	$37.3M	2	Mar 31, 2021
L••• E••• P••••••• O••••••••• V••• L•no longer reported	Private Equity Fund	$34.3M	2	Mar 28, 2017
L••• E••• P••••••• O••••••••• I•• L•no longer reported	Private Equity Fund	$34.2M	97	Mar 28, 2017
L••• E••• P••••••• O••••••••• X•••• L•no longer reported	Private Equity Fund	$32.4M	16	Mar 29, 2018
L••• E••• P••••••• O••••••••• V• L•no longer reported	Venture Capital Fund	$32.2M	70	Sep 21, 2015
L••• E••• P••••••• O••••••••• X••• L•no longer reported	Private Equity Fund	$30.1M	90	Mar 29, 2018
L••• E••• P••••••• O••••••••• V•• L•	Venture Capital Fund	$24.8M	124	Mar 22, 2016
L••• E••• P••••••• O••••••••• V•••• L•no longer reported	Private Equity Fund	$16.4M	4	Mar 28, 2017
L••• E••• P••••••• O••••••••• X••••• L•no longer reported	Private Equity Fund	$15.3M	56	Mar 31, 2021
L••• E••• P••••••• O••••••••• X••• L•no longer reported	Private Equity Fund	$14.9M	80	Mar 29, 2018
L••• E••• P••••••• O••••••••• X•• L•no longer reported	Private Equity Fund	$13.3M	5	Mar 29, 2018
L••• E••• P••••••• O••••••••• I•• L•no longer reported	Private Equity Fund	$12.8M	2	Mar 28, 2017
L••• E••• C•••••• Q• I•• L•no longer reported	Private Equity Fund	$7.3M	156	Mar 26, 2014
L••• E••• P••••••• O••••••••• X•• L•no longer reported	Private Equity Fund	$5.5M	31	Mar 29, 2018
L••• E••• P••••••• O••••••••• I• L••no longer reported	Private Equity Fund	$3.7M	36	Mar 28, 2013
L••• E••• P••••••• O••••••••• X• L•no longer reported	Private Equity Fund	$2.8M	2	Mar 28, 2017
L••• E••• P••••••• O••••••••• I••• L•no longer reported	Venture Capital Fund	$2.7M	89	Sep 21, 2015
E• P•••••• I••••••••• I•• L••no longer reported	Private Equity Fund	$2.2M	23	Feb 15, 2012
E•••••• A••••••• P•••••• E••••• F••• Q•• L•no longer reported	Private Equity Fund	$2.0M	83	Feb 15, 2012
L••• E••• P••••••• O••••••••• X••• L•	Private Equity Fund	$1.8M	260	Mar 29, 2018
L••• E••• C•••••• I•• L•no longer reported	Private Equity Fund	$1.6M	67	Mar 26, 2014
E•••••• A••••••• P•••••• E••••• F•••• L•no longer reported	Private Equity Fund	$1.2M	70	Feb 15, 2012
L••••••••• O••••••••• I• L•no longer reported	Venture Capital Fund	$1.1M	54	Jun 11, 2012
L••• E••• P••••••• O••••••••• I•• L•no longer reported	Venture Capital Fund	$537,360	39	Mar 24, 2015
L••• E••• P••••••• O••••••••• X•••• L•no longer reported	Private Equity Fund	$76,843	2	Mar 30, 2019
L••• E••• P••••••• O••••••••• X•••• L•no longer reported	Private Equity Fund	$34,767	397	Mar 30, 2019
L••• E••• P••••••• O••••••••• X•••• L•no longer reported	Private Equity Fund	$0	0	Apr 30, 2021

Owners and control persons

Schedule A and B, latest filing

G••••• M•••••••• H••••• · Founding Partnercontrol
since 06/2015 · owns less than 5%
L•••••• E••••• E•••• · Chief Compliance Officercontrol
since 01/2023 · owns less than 5%
M••••• N••••• K•••• · Partnercontrol
since 11/2015 · owns less than 5%
N•••••• B••••• P••• · Partnercontrol
since 11/2015 · owns less than 5%
P•••• C••••••••• L•••• · Chief Financial Officercontrol
since 06/2015 · owns less than 5%
G••••• M•••••••• H••••• · Limited Partnercontrol
since 07/2022 · owns 50% to 75% of L••• E••• P•••••••• H••••••• M•• L•
G••••• M•••••••• H••••• · Manager And Membercontrol
since 07/2022 · owns 50% to 75% of L••• E••• U••• L••
M••••• N••••• K•••• · Managercontrol
since 07/2022 · owns F of L••• E••• U••• L••
N•••••• B••••• P••• · Managercontrol
since 07/2022 · owns F of L••• E••• U••• L••

Entity owners

L••• E••• U••• L•• · Managing Member
direct · owns less than 5%
B••• O•• C•••••• C•••• L• · Member
indirect · owns 75% or more of B••• O•• G• S••••• G• H••••••• L••
B••• O•• C•••••• G• H••••••• L•• · Managing Member
indirect · owns 75% or more of B••• O•• C•••••• G• L••
B••• O•• C•••••• G• L•• · General Partner
indirect · owns F of B••• O•• C•••••• C•••• L•
B••• O•• C•••••• I••• · Managing Member
indirect · owns 75% or more of B••• O•• C•••••• G• H••••••• L•• · public reporting company
B••• O•• G• S••••• A••••••••• V• L• · Manager
indirect · owns F of D••• U••• V• L••
B••• O•• G• S••••• A••••••••• V• L• · General Partner
indirect · owns F of B••• O•• G• S••••• V• U• I•••••••• L•
B••• O•• G• S••••• A••••••••• V• L• · General Partner
indirect · owns F of D••• V• C••••• A••••••••• L•
B••• O•• G• S••••• A••••••••• V• L• · General Partner
indirect · owns F of B••• O•• G• S••••• V• •• L•
B••• O•• G• S••••• A••••••••• V• L• · General Partner
indirect · owns F of B••• O•• G• S••••• V• O••••••• I•••••••• L•
B••• O•• G• S••••• G• H••••••• L•• · General Partner
indirect · owns F of B••• O•• G• S••••• A••••••••• V• L•
B••• O•• G• S••••• G• H••••••• L•• · Member
indirect · owns 75% or more of D••• L• H••••••• L••
B••• O•• G• S••••• V• O••••••• I•••••••• L• · Limited Partner
indirect · owns 75% or more of D••• V• C••••• A••••••••• L•
B••• O•• G• S••••• V• U• I•••••••• L• · Limited Partner
indirect · owns 25% to 50% of B••• O•• G• S••••• V• •• L•
D••• L• H••••••• L•• · Limited Partner
indirect · owns 75% or more of B••• O•• G• S••••• A••••••••• V• L•
D••• U••• V• L•• · Limited Partner
indirect · owns 50% to 75% of B••• O•• G• S••••• V• •• L•
D••• V• C••••• A••••••••• L• · Member
indirect · owns 75% or more of D••• U••• V• L••
L••• E••• U••• L•• · General Partner
indirect · owns F of L••• E••• P•••••••• H••••••• M•• L•
N••• A••••••••• L•• · Managing Member
indirect · owns F of N••• B••• I••••••••• L••
N••• B••• I••••••••• L•• · Limited Partner
indirect · owns 25% to 50% of B••• O•• C•••••• C•••• L•

Related persons

Schedule D 7.A

L••• E••• C•••••• P••••••• I••• L••
pooled vehicle sponsorn
L••• E••• C•••••• P••••••• I•• L••
pooled vehicle sponsorn
L••• E••• C•••••• P••••••• V• L••
pooled vehicle sponsorn
L••• E••• C•••••• P••••••• V•• L••
pooled vehicle sponsorn
L••• E••• P••••• F••• G•• L••
pooled vehicle sponsorn
L••• V• A•••••••• L••
pooled vehicle sponsorn
L••• X•• A•••••••• L••
pooled vehicle sponsorn
L••• X•••• A•••••••• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

Santa Barbara, CA6 employees

What changed

consecutive filings, newest first

Accounts · 12 to 14
May 7, 2025 to Mar 30, 2026
Advisory employees · 41 to 40
May 7, 2025 to Mar 30, 2026
Pooled vehicle clients · 12 to 14
May 7, 2025 to Mar 30, 2026
Assets in custody · $238M to $558M
May 7, 2025 to Mar 30, 2026
Private funds · 12 to 14
May 7, 2025 to Mar 30, 2026
Discretionary RAUM · $6.1B to $6.5B
May 7, 2025 to Mar 30, 2026
Non-discretionary RAUM · $200M to $241M
May 7, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $6.3B to $6.8B
May 7, 2025 to Mar 30, 2026
RAUM · $6.3B to $6.8B
May 7, 2025 to Mar 30, 2026
Financial planning clients · unset to
Mar 31, 2025 to May 7, 2025
Accounts · 8 to 12
Mar 28, 2024 to Mar 31, 2025
Advisory employees · 34 to 41
Mar 28, 2024 to Mar 31, 2025
Pooled vehicle clients · 8 to 12
Mar 28, 2024 to Mar 31, 2025
Assets in custody · $0 to $238M
Mar 28, 2024 to Mar 31, 2025
Employees · 57 to 68
Mar 28, 2024 to Mar 31, 2025
Other offices · 1 to 2
Mar 28, 2024 to Mar 31, 2025
Private funds · 8 to 12
Mar 28, 2024 to Mar 31, 2025
Discretionary RAUM · $4.8B to $6.1B
Mar 28, 2024 to Mar 31, 2025
Non-discretionary RAUM · $0 to $200M
Mar 28, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $4.8B to $6.3B
Mar 28, 2024 to Mar 31, 2025
RAUM · $4.8B to $6.3B
Mar 28, 2024 to Mar 31, 2025
Related adviser · false to true
Mar 28, 2024 to Mar 31, 2025
Advisory employees · 32 to 34
Jul 3, 2023 to Mar 28, 2024
Employees · 48 to 57
Jul 3, 2023 to Mar 28, 2024
Discretionary RAUM · $4.9B to $4.8B
Jul 3, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $4.9B to $4.8B
Jul 3, 2023 to Mar 28, 2024
RAUM · $4.9B to $4.8B
Jul 3, 2023 to Mar 28, 2024
Accounts · 13 to 8
Feb 6, 2023 to Mar 31, 2023
Advisory employees · 21 to 32
Feb 6, 2023 to Mar 31, 2023
Pooled vehicle clients · 13 to 8
Feb 6, 2023 to Mar 31, 2023
Employees · 31 to 48
Feb 6, 2023 to Mar 31, 2023
Private funds · 13 to 8
Feb 6, 2023 to Mar 31, 2023
Discretionary RAUM · $3.5B to $4.9B
Feb 6, 2023 to Mar 31, 2023
Pooled vehicle RAUM · $3.5B to $4.9B
Feb 6, 2023 to Mar 31, 2023
RAUM · $3.5B to $4.9B
Feb 6, 2023 to Mar 31, 2023
Accounts · 14 to 13
Apr 30, 2021 to Mar 31, 2022
Advisory employees · 29 to 21
Apr 30, 2021 to Mar 31, 2022
Pooled vehicle clients · 14 to 13
Apr 30, 2021 to Mar 31, 2022
Employees · 29 to 31
Apr 30, 2021 to Mar 31, 2022
Private funds · 15 to 13
Apr 30, 2021 to Mar 31, 2022

Signals

8 dated events

L••• E••• C•••••• M••••••••• L•• reported RAUM $6.3B, up 32% from $4.8B (2024-03-28 to 2025-03-31)
Mar 31, 2025 · RAUM change · derived
L••• E••• C•••••• M••••••••• L•• reported RAUM $4.9B, up 43% from $3.5B (2023-02-06 to 2023-03-31)
Mar 31, 2023 · RAUM change · derived
Ellen Elisa Lenoir (Chief Compliance Officer) appeared on Schedule A of L••• E••• C•••••• M••••••••• L••
Jan 5, 2023 · Control person joined · fact
Scott Booth (Managing Member) no longer on Schedule A of L••• E••• C•••••• M••••••••• L•• (listed 2022-04-11, absent 2022-08-08)
Aug 8, 2022 · Control person left · inference
L••• E••• C•••••• M••••••••• L•• reported RAUM $3.0B, up 63% from $1.8B (2020-05-05 to 2021-03-31)
Mar 31, 2021 · RAUM change · derived
L••• E••• C•••••• M••••••••• L•• reported RAUM $1.8B, up 68% from $1.1B (2018-04-30 to 2019-03-30)
Mar 30, 2019 · RAUM change · derived
L••• E••• C•••••• M••••••••• L•• reported RAUM $1.1B, up 40% from $760.7M (2017-05-01 to 2018-03-29)
Mar 29, 2018 · RAUM change · derived
L••• E••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Jun 2, 2015 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

L••• E••• C•••••• M••••••••• L•• · Independent Sponsors
shared crd · capital_provider
L••• E••• C•••••• M••••••••• L•• · Private Equity
shared crd · organization
L••• E••• C•••••• M••••••••• L•• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Website: L•••E•••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 212-984-2421reportedpublic record, Form ADV, Apr 9, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026