DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L••• E••• P••••••• O••••••••• X•••• L•
Private Equity Fundadvised byL••• E••• C•••••• M••••••••• L••asset manager805-7885502157no longer reportedIAPD
Gross asset value
$34,767
as of May 5, 2020; not a fund size
Peak GAV
$111M
highest filing
Owners
397
beneficial owners reported
Minimum investment
$10,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
10%
fund-of-funds interests
Non-US owners
6%
Reported
5 filings
Mar 30, 2019 to May 5, 2020
Reporting history
one row per Form ADV filing
Gross asset value$34,767 as of May 5, 2020
Mar 30, 2019$111M then
Owners397 as of May 5, 2020
Mar 30, 2019397 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-320342reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
Across DFX
shared identifiers only
- L••• E••• P••••••• O••••••••• X•••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons