DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wealthcollab
Legal name Wealthcollab LLC
Latest filing Mar 31, 2026
First filing on the tape Sep 10, 2021 · 11 filings
SEC status approved since Oct 8, 2021
RAUM
$316M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$316M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$316M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$316M as of Mar 31, 2026
Mar 28, 2022$109M then
HNW client RAUM$306M as of Mar 31, 2026
Mar 28, 2022$105M then
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Mar 28, 20221 then
Employees (5.A)1 as of Mar 31, 2026
Mar 28, 20221 then
Private funds: no history
RAUM +38% over the last fiscal year+34% a year over threeIARs 1 to 1offices 0 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $316MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 68derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.4MderivedHNW RAUM over HNW clients
- Average account
- $763,792derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.5%derived
- Compensation
- hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$306M97%
- Individuals$10.3M3.3%
- Individual clients
- 20reported
- HNW clients
- 48reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 414reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Daniel Jacob FrankelCertified Financial Planner, Chartered Financial Analyst | Bellevue, Wa | Sep 15, 2015 | 20 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Daniel Jacob Frankel from Cordant Wealth PartnersSep 15, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jacob Daniel Frankel · Principal/Ccocontrolsince 06/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $229,477,787 to $316,209,943 (+38.0%) between the annual amendments of 2025-03-06 and 2026-03-31; the peer median change was +15.0% (4550 comparable advisers, 92.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 92% percentile
What changed
consecutive filings, newest first
- Accounts · 390 to 414Aug 25, 2025 to Mar 31, 2026
- Individual clients · 19 to 20Aug 25, 2025 to Mar 31, 2026
- Assets in custody · $106M to $153MAug 25, 2025 to Mar 31, 2026
- Financial planning clients · 1-10 to 51-100Aug 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $229M to $316MAug 25, 2025 to Mar 31, 2026
- HNW RAUM · $222M to $306MAug 25, 2025 to Mar 31, 2026
- Individual RAUM · $7.5M to $10.3MAug 25, 2025 to Mar 31, 2026
- RAUM · $229M to $316MAug 25, 2025 to Mar 31, 2026
- Other offices · 0 to 1Mar 6, 2025 to Aug 25, 2025
- Accounts · 353 to 390May 7, 2024 to Mar 6, 2025
- HNW clients · 44 to 48May 7, 2024 to Mar 6, 2025
- Individual clients · 17 to 19May 7, 2024 to Mar 6, 2025
- Assets in custody · $81.8M to $106MMay 7, 2024 to Mar 6, 2025
- Financial planning clients · 1-10 to 1-10May 7, 2024 to Mar 6, 2025
- Discretionary RAUM · $189M to $229MMay 7, 2024 to Mar 6, 2025
- HNW RAUM · $183M to $222MMay 7, 2024 to Mar 6, 2025
- Individual RAUM · $6.2M to $7.5MMay 7, 2024 to Mar 6, 2025
- RAUM · $189M to $229MMay 7, 2024 to Mar 6, 2025
- Accounts · 305 to 353Feb 19, 2023 to Apr 1, 2024
- HNW clients · 38 to 44Feb 19, 2023 to Apr 1, 2024
- Individual clients · 18 to 17Feb 19, 2023 to Apr 1, 2024
- Assets in custody · $46.4M to $81.8MFeb 19, 2023 to Apr 1, 2024
- Discretionary RAUM · $130M to $189MFeb 19, 2023 to Apr 1, 2024
- HNW RAUM · $125M to $183MFeb 19, 2023 to Apr 1, 2024
- Individual RAUM · $5.1M to $6.2MFeb 19, 2023 to Apr 1, 2024
- RAUM · $130M to $189MFeb 19, 2023 to Apr 1, 2024
- Accounts · 250 to 305Mar 30, 2022 to Feb 4, 2023
- HNW clients · 32 to 38Mar 30, 2022 to Feb 4, 2023
- Individual clients · 15 to 18Mar 30, 2022 to Feb 4, 2023
- Assets in custody · $36.6M to $46.4MMar 30, 2022 to Feb 4, 2023
- Financial planning clients · 11-25 to 1-10Mar 30, 2022 to Feb 4, 2023
- Discretionary RAUM · $109M to $130MMar 30, 2022 to Feb 4, 2023
- HNW RAUM · $105M to $125MMar 30, 2022 to Feb 4, 2023
- Individual RAUM · $4.3M to $5.1MMar 30, 2022 to Feb 4, 2023
- RAUM · $109M to $130MMar 30, 2022 to Feb 4, 2023
- Assets in custody · unset to 36641821.0Mar 28, 2022 to Mar 30, 2022
- Accounts · 232 to 250Sep 10, 2021 to Mar 28, 2022
- HNW clients · 28 to 32Sep 10, 2021 to Mar 28, 2022
- Individual clients · 14 to 15Sep 10, 2021 to Mar 28, 2022
- Discretionary RAUM · $104M to $109MSep 10, 2021 to Mar 28, 2022
Signals
1 dated events
- Wealthcollab filed its initial SEC registration (Form ADV)Sep 10, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- WEALTHCOLLAB.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 206-456-6171reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $316Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026