DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••• C•••••• M••••••••• I•••
Latest filing Jul 9, 2026
First filing on the tape Jul 14, 2015 · 18 filings
SEC status approved since Jul 16, 2015
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.8%
$14.6M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$1.8B as of Jul 9, 2026
Jun 15, 2016$507M then
HNW client RAUM$14.6M as of Jul 9, 2026
Jun 28, 2018$14.3M then
State-registered IARs (5.B.3)0 as of Jul 9, 2026
Jun 15, 20160 then
Employees (5.A)13 as of Jul 9, 2026
Jun 15, 201614 then
Private funds: no history
RAUM +282% over the last fiscal year+66% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $110MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 69%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +44%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$772M44%
- Pooled investment vehicles$530M30%
- Sovereign wealth funds$277M16%
- Pension and profit-sharing plans$143M8.2%
- Insurance companies$15.1M0.9%
- High-net-worth individuals$14.6M0.8%
- Corporations and businesses$2.8M0.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.3 institutional_share=0.69 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J•••• L•••• Y• · Compliance Managercontrolsince 03/2020 · owns less than 5%
- J•••• P•••• S• · Partnercontrolsince 01/2015 · owns 5% to 10%
- L••• C•••• H• · Managing Partnercontrolsince 06/2009 · owns 25% to 50%
- Y•••• A•••••• H• · Managing Partnercontrolsince 06/2009 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 17 to 16Jun 23, 2025 to Jun 26, 2026
- Discretionary RAUM · $730M to $1.8BJun 23, 2025 to Jun 26, 2026
- HNW RAUM · $4.5M to $14.6MJun 23, 2025 to Jun 26, 2026
- Non-discretionary RAUM · $18.0M to $0Jun 23, 2025 to Jun 26, 2026
- Pension RAUM · $54.7M to $143MJun 23, 2025 to Jun 26, 2026
- Pooled vehicle RAUM · $225M to $530MJun 23, 2025 to Jun 26, 2026
- RAUM · $748M to $1.8BJun 23, 2025 to Jun 26, 2026
- Accounts · 27 to 17Jun 24, 2024 to Jun 23, 2025
- HNW clients · 12.0 to unsetJun 24, 2024 to Jun 23, 2025
- Employees · 12 to 13Jun 24, 2024 to Jun 23, 2025
- Financial planning clients · unset to Jun 24, 2024 to Jun 23, 2025
- HQ state · unset to Jun 24, 2024 to Jun 23, 2025
- Discretionary RAUM · $630M to $730MJun 24, 2024 to Jun 23, 2025
- HNW RAUM · $7.9M to $4.5MJun 24, 2024 to Jun 23, 2025
- Non-discretionary RAUM · $30.6M to $18.0MJun 24, 2024 to Jun 23, 2025
- Pension RAUM · $26.4M to $54.7MJun 24, 2024 to Jun 23, 2025
- Pooled vehicle RAUM · $221M to $225MJun 24, 2024 to Jun 23, 2025
- RAUM · $661M to $748MJun 24, 2024 to Jun 23, 2025
- Accounts · 24 to 27Jul 3, 2023 to Jun 24, 2024
- Advisory employees · 7 to 8Jul 3, 2023 to Jun 24, 2024
- Employees · 11 to 12Jul 3, 2023 to Jun 24, 2024
- Discretionary RAUM · $403M to $630MJul 3, 2023 to Jun 24, 2024
- HNW RAUM · $8.2M to $7.9MJul 3, 2023 to Jun 24, 2024
- Non-discretionary RAUM · $56.1M to $30.6MJul 3, 2023 to Jun 24, 2024
- Pension RAUM · $8.2M to $26.4MJul 3, 2023 to Jun 24, 2024
- Pooled vehicle RAUM · $158M to $221MJul 3, 2023 to Jun 24, 2024
- RAUM · $459M to $661MJul 3, 2023 to Jun 24, 2024
- Advisory employees · 8 to 7Jun 27, 2023 to Jul 3, 2023
- Accounts · 26 to 24Jun 20, 2022 to Jun 27, 2023
- Pooled vehicle clients · 8 to 5Jun 20, 2022 to Jun 27, 2023
- Employees · 12 to 11Jun 20, 2022 to Jun 27, 2023
- Discretionary RAUM · $284M to $403MJun 20, 2022 to Jun 27, 2023
- HNW RAUM · $7.8M to $8.2MJun 20, 2022 to Jun 27, 2023
- Non-discretionary RAUM · $74.5M to $56.1MJun 20, 2022 to Jun 27, 2023
- Pension RAUM · $8.3M to $8.2MJun 20, 2022 to Jun 27, 2023
- Pooled vehicle RAUM · $88.9M to $158MJun 20, 2022 to Jun 27, 2023
- RAUM · $359M to $459MJun 20, 2022 to Jun 27, 2023
- Accounts · 24 to 26Jun 29, 2021 to Jun 20, 2022
- Pooled vehicle clients · 6 to 8Jun 29, 2021 to Jun 20, 2022
- Discretionary RAUM · $338M to $284MJun 29, 2021 to Jun 20, 2022
Signals
6 dated events
- P•••• C•••••• M••••••••• I••• reported RAUM $1.8B, up 135% from $747.6M (2025-06-23 to 2026-06-26)Jun 26, 2026 · ria raum c•••ge · derived
- P•••• C•••••• M••••••••• I••• reported RAUM $660.9M, up 44% from $459.0M (2023-07-03 to 2024-06-24)Jun 24, 2024 · ria raum c•••ge · derived
- P•••• C•••••• M••••••••• I••• reported RAUM $459.0M, up 28% from $358.9M (2022-06-20 to 2023-06-27)Jun 27, 2023 · ria raum c•••ge · derived
- Y Lynn Jung (Compliance Manager) appeared on Schedule A of P•••• C•••••• M••••••••• I•••Jun 24, 2020 · Control person joined · fact
- C Jerry Kim (Compliance Officer) no longer on Schedule A of P•••• C•••••• M••••••••• I••• (listed 2019-06-25, absent 2020-06-24)Jun 24, 2020 · Control person left · inference
- P•••• C•••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Jul 14, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- P••••CM.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +82-2-3774-0978reportedpublic record, Form ADV, Jul 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026