DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••••• W••••• S••••••••• L••
Latest filing Feb 18, 2026
First filing on the tape May 30, 2023 · 7 filings
SEC status approved since Jul 3, 2023
RAUM
$226M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$222M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$113M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$226M as of Feb 18, 2026
Feb 15, 2024$146M then
HNW client RAUM$167M as of Feb 18, 2026
Feb 15, 2024$96.9M then
State-registered IARs (5.B.3)2 as of Feb 18, 2026
Feb 15, 20242 then
Employees (5.A)3 as of Feb 18, 2026
Feb 15, 20244 then
Private funds: no history
RAUM +21% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $113MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 156derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $314,010derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.6%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $13.8M, 28 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$167M74%
- Individuals$55.6M25%
- Corporations and businesses$3.0M1.3%
- Charitable organizations$1.3M0.6%
- Individual clients
- 243reported
- HNW clients
- 69reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 721reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $13.8M for 28 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• M••••• G•••••••• | La Grande, Or | Nov 9, 2015 | 25 y | 0 |
| M•••••• R•• P•• | La Grande, Or | Nov 9, 2015 | 32 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••••• B••••• M••••• · Member / Chief Compliance Officercontrolsince 06/2015 · owns 25% to 50%
- H•••••• C••••••• A•• · Membercontrolsince 12/2020 · owns 25% to 50%
- P••• M••••••• R•• · Membercontrolsince 06/2015 · owns 25% to 50%
- R••••••• Y•••••• K••••••• · Membercontrolsince 12/2020 · owns 25% to 50%
Related persons
Schedule D 7.A
- C•••••••• P••••••••• A••••••••• L••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| La Grande, Or · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 667 to 721Jul 18, 2025 to Feb 18, 2026
- HNW clients · 65 to 69Jul 18, 2025 to Feb 18, 2026
- Individual clients · 225 to 243Jul 18, 2025 to Feb 18, 2026
- Assets in custody · $47.1M to $13.8MJul 18, 2025 to Feb 18, 2026
- Discretionary RAUM · $187M to $226MJul 18, 2025 to Feb 18, 2026
- HNW RAUM · $136M to $167MJul 18, 2025 to Feb 18, 2026
- Individual RAUM · $46.7M to $55.6MJul 18, 2025 to Feb 18, 2026
- RAUM · $187M to $226MJul 18, 2025 to Feb 18, 2026
- Financial planning clients · 101-250 to 101-250Mar 18, 2025 to Jul 18, 2025
- HNW clients · 47 to 65Aug 8, 2024 to Mar 18, 2025
- Individual clients · 206 to 225Aug 8, 2024 to Mar 18, 2025
- Assets in custody · $20.5M to $47.1MAug 8, 2024 to Mar 18, 2025
- Employees · 4 to 3Aug 8, 2024 to Mar 18, 2025
- Discretionary RAUM · $146M to $187MAug 8, 2024 to Mar 18, 2025
- HNW RAUM · $96.9M to $136MAug 8, 2024 to Mar 18, 2025
- Individual RAUM · $43.1M to $46.7MAug 8, 2024 to Mar 18, 2025
- RAUM · $146M to $187MAug 8, 2024 to Mar 18, 2025
- Accounts · 582 to 667Aug 8, 2024 to Mar 18, 2025
- Accounts · 503 to 582Jul 17, 2023 to Feb 15, 2024
- Corporate clients · 4 to 6Jul 17, 2023 to Feb 15, 2024
- HNW clients · 40 to 47Jul 17, 2023 to Feb 15, 2024
- Individual clients · 177 to 206Jul 17, 2023 to Feb 15, 2024
- Assets in custody · $13.4M to $20.5MJul 17, 2023 to Feb 15, 2024
- Discretionary RAUM · $122M to $146MJul 17, 2023 to Feb 15, 2024
- HNW RAUM · $77.1M to $96.9MJul 17, 2023 to Feb 15, 2024
- Individual RAUM · $32.4M to $43.1MJul 17, 2023 to Feb 15, 2024
- RAUM · $122M to $146MJul 17, 2023 to Feb 15, 2024
Signals
1 dated events
- C•••••••• W••••• S••••••••• L•• filed its initial SEC registration (Form ADV)May 30, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- k•••••••@c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 541-963-7800reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (541) 963-7800reportedpublic record, Form ADV, Feb 18, 2026
- Contact form
- c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $113Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026