DFX Intelligence

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SEC-registered adviser

P• A•••••••

Independent wealth managerChadds Ford, PennsylvaniaCRD 277156SEC 801-112817IAPD

Legal name P• A•••••••• L••

Latest filing Mar 11, 2026

First filing on the tape Mar 12, 2018 · 13 filings

SEC status approved since Apr 12, 2018

RAUM

$238M

reported, Item 5.F

Discretionary

0.0%

of RAUM

Private clients

100%

$238M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$238M

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

13 filings and snapshots on the tape

RAUM$238M as of Mar 11, 2026

Feb 13, 2019$307M then

HNW client RAUM$238M as of Mar 11, 2026

Feb 13, 2019$307M then

State-registered IARs (5.B.3)1 as of Mar 11, 2026

Feb 13, 20191 then

Employees (5.A)1 as of Mar 11, 2026

Feb 13, 20191 then

Private funds: no history

RAUM +0.0% over the last fiscal year-0.2% a year over threeIARs 1 to 1

Practice profile

derived from the filing of Mar 11, 2026; every figure names its basis

Archetypes, each a printed rule

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M

RAUM per advisor: $238MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $238MderivedHNW RAUM over HNW clients
Average account: $29.8MderivedRAUM over accounts (5.F.2.f)
Discretionary: 0.0%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year: +0.0%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individualsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$238M100%

Individual clients: n/areported
HNW clients: 1reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 8reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

1 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
P••••• G••••• F•••••	Chadds Ford, Pa	Aug 28, 2015	13 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

F•••••• P•••••• G••••• · President & Ccocontrol
since 06/2015 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

Chadds Ford, PA1 employees

ADV anomalies

1 against comparable advisers; where to look, not conclusions

low discretionary shareStatic outlier · filing Mar 11, 2026
discretionary share of RAUM of 0% against a peer median of 100% (5679 comparable advisers, 0.0th percentile, 33.7 robust deviations)
peers: independent wealth managers, $100M to $500M (5,679) · 0.0% percentile

How anomalies are measured

What changed

consecutive filings, newest first

HNW RAUM · $238M to $238M
Mar 12, 2025 to Mar 11, 2026
Non-discretionary RAUM · $238M to $238M
Mar 12, 2025 to Mar 11, 2026
RAUM · $238M to $238M
Mar 12, 2025 to Mar 11, 2026
Financial planning clients · 0 to 0
Mar 22, 2024 to Mar 12, 2025
Discretionary RAUM · $240M to $0
Mar 22, 2024 to Mar 12, 2025
HNW RAUM · $240M to $238M
Mar 22, 2024 to Mar 12, 2025
Non-discretionary RAUM · $0 to $238M
Mar 22, 2024 to Mar 12, 2025
RAUM · $240M to $238M
Mar 22, 2024 to Mar 12, 2025
Discretionary RAUM · $0 to $240M
Mar 27, 2023 to Mar 22, 2024
HNW RAUM · $240M to $240M
Mar 27, 2023 to Mar 22, 2024
Non-discretionary RAUM · $240M to $0
Mar 27, 2023 to Mar 22, 2024
RAUM · $240M to $240M
Mar 27, 2023 to Mar 22, 2024
Accounts · 12 to 8
Mar 3, 2022 to Mar 27, 2023
HNW RAUM · $244M to $240M
Mar 3, 2022 to Mar 27, 2023
Non-discretionary RAUM · $244M to $240M
Mar 3, 2022 to Mar 27, 2023
RAUM · $244M to $240M
Mar 3, 2022 to Mar 27, 2023
HNW RAUM · $247M to $244M
Mar 1, 2021 to Mar 3, 2022
Non-discretionary RAUM · $247M to $244M
Mar 1, 2021 to Mar 3, 2022
RAUM · $247M to $244M
Mar 1, 2021 to Mar 3, 2022
HNW RAUM · $244M to $247M
Oct 15, 2020 to Mar 1, 2021
Non-discretionary RAUM · $244M to $247M
Oct 15, 2020 to Mar 1, 2021
RAUM · $244M to $247M
Oct 15, 2020 to Mar 1, 2021
HNW RAUM · $307M to $244M
Feb 13, 2019 to Mar 11, 2020
Non-discretionary RAUM · $307M to $244M
Feb 13, 2019 to Mar 11, 2020
RAUM · $307M to $244M
Feb 13, 2019 to Mar 11, 2020
Accounts · 1 to 12
Aug 30, 2018 to Feb 13, 2019
HNW RAUM · $300M to $307M
Aug 30, 2018 to Feb 13, 2019
Non-discretionary RAUM · $300M to $307M
Aug 30, 2018 to Feb 13, 2019
RAUM · $300M to $307M
Aug 30, 2018 to Feb 13, 2019
Legal name · F••••• III, P••••• G to P• A•••••••• L••
Mar 16, 2018 to Aug 30, 2018
HQ city · GLEN MILLS to CHADDS FORD
Mar 12, 2018 to Mar 16, 2018

Signals

1 dated events

P• A••••••• filed its initial SEC registration (Form ADV)
Mar 12, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

P• A••••••• · Family Offices
shared crd · office

How to reach

public business contact points only, each with its source

Principal office phone: 6104704028reportedpublic record, Form ADV, Mar 11, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $238Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026