DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Blue Chip Wealth Management, Inc.

Former SEC-registered adviserCRD 281083SEC 801-106954IAPD
Latest filing Jul 23, 2020
First filing on the tape Nov 13, 2015 · 15 filings
RAUM
$174M
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
81%
$141M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$174M as of Mar 31, 2020
Mar 15, 2016$115M then
HNW client RAUM$80.0M as of Mar 31, 2020
Feb 28, 2018$91.8M then
State-registered IARs (5.B.3)3 as of Mar 31, 2020
Mar 15, 20162 then
Employees (5.A)4 as of Mar 31, 2020
Mar 15, 20164 then
Private funds: no history
RAUM +22% over the last fiscal year+4.2% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jul 23, 2020; every figure names its basis
RAUM per advisor
$57.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
43derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.3MderivedHNW RAUM over HNW clients
Average account
$427,340derivedRAUM over accounts (5.F.2.f)
Discretionary
87%derivedof RAUM
Institutional
1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+22%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+3.2%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Wrap fee program
$347MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$80.0M46%
  • Individuals$60.5M35%
  • Corporations and businesses$30.0M17%
  • Pension and profit-sharing plans$3.0M1.7%
Individual clients
95reported
HNW clients
35reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
406reported
Financial planning clients
0reported
Wrap fee programs
$173M sponsored, $173M managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • (Nmn) Andrew Kane · President, Owner And Chief Compliance Officercontrol
      since 11/2015 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 407 to 406
      Mar 27, 2019 to Mar 31, 2020
    • HNW clients · 34 to 35
      Mar 27, 2019 to Mar 31, 2020
    • Individual clients · 92 to 95
      Mar 27, 2019 to Mar 31, 2020
    • Discretionary RAUM · $124M to $151M
      Mar 27, 2019 to Mar 31, 2020
    • HNW RAUM · $78.0M to $80.0M
      Mar 27, 2019 to Mar 31, 2020
    • Individual RAUM · $44.0M to $60.5M
      Mar 27, 2019 to Mar 31, 2020
    • Non-discretionary RAUM · $18.2M to $22.1M
      Mar 27, 2019 to Mar 31, 2020
    • Pension RAUM · unset to 3000000.0
      Mar 27, 2019 to Mar 31, 2020
    • RAUM · $142M to $174M
      Mar 27, 2019 to Mar 31, 2020
    • Wrap assets (manager) · $142M to $173M
      Mar 27, 2019 to Mar 31, 2020
    • Wrap assets (sponsor) · $142M to $173M
      Mar 27, 2019 to Mar 31, 2020
    • Accounts · 378 to 407
      Dec 7, 2018 to Mar 27, 2019
    • Advisory employees · 3 to 4
      Dec 7, 2018 to Mar 27, 2019
    • Corporate clients · 8 to 4
      Dec 7, 2018 to Mar 27, 2019
    • Individual clients · 139 to 92
      Dec 7, 2018 to Mar 27, 2019
    • Discretionary RAUM · $154M to $124M
      Dec 7, 2018 to Mar 27, 2019
    • HNW RAUM · $91.8M to $78.0M
      Dec 7, 2018 to Mar 27, 2019
    • Individual RAUM · $58.2M to $44.0M
      Dec 7, 2018 to Mar 27, 2019
    • Non-discretionary RAUM · $15.3M to $18.2M
      Dec 7, 2018 to Mar 27, 2019
    • RAUM · $169M to $142M
      Dec 7, 2018 to Mar 27, 2019
    • Wrap assets (manager) · $169M to $142M
      Dec 7, 2018 to Mar 27, 2019
    • Wrap assets (sponsor) · $169M to $142M
      Dec 7, 2018 to Mar 27, 2019
    • Corporate clients · unset to 8.0
      Jan 30, 2017 to Feb 28, 2018
    • HNW clients · unset to 34.0
      Jan 30, 2017 to Feb 28, 2018
    • Individual clients · unset to 139.0
      Jan 30, 2017 to Feb 28, 2018
    • Employees · 3 to 4
      Jan 30, 2017 to Feb 28, 2018
    • Other offices · unset to 0.0
      Jan 30, 2017 to Feb 28, 2018
    • Discretionary RAUM · $140M to $154M
      Jan 30, 2017 to Feb 28, 2018
    • HNW RAUM · unset to 91759933.0
      Jan 30, 2017 to Feb 28, 2018
    • Individual RAUM · unset to 58200000.0
      Jan 30, 2017 to Feb 28, 2018
    • Non-discretionary RAUM · $13.2M to $15.3M
      Jan 30, 2017 to Feb 28, 2018
    • RAUM · $153M to $169M
      Jan 30, 2017 to Feb 28, 2018
    • Wrap assets (manager) · unset to 168959933.0
      Jan 30, 2017 to Feb 28, 2018
    • Wrap assets (sponsor) · unset to 168959933.0
      Jan 30, 2017 to Feb 28, 2018
    • Accounts · 309 to 378
      Jul 26, 2016 to Jan 30, 2017
    • Advisory employees · 4 to 3
      Jul 26, 2016 to Jan 30, 2017
    • BD registered reps · 2 to 3
      Jul 26, 2016 to Jan 30, 2017
    • Employees · 4 to 3
      Jul 26, 2016 to Jan 30, 2017
    • State-registered IARs · 2 to 3
      Jul 26, 2016 to Jan 30, 2017
    • Discretionary RAUM · $100M to $140M
      Jul 26, 2016 to Jan 30, 2017
    Signals
    1 dated events
    • Blue Chip Wealth Management, Inc. filed its initial SEC registration (Form ADV)
      Nov 13, 2015 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026