DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Stokes Capital Advisors, LLC
Latest filing Feb 18, 2026
First filing on the tape Oct 13, 2015 · 32 filings
SEC status approved since Nov 2, 2015
RAUM
$499M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
91%
$454M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$499M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$499M as of Feb 18, 2026
Mar 28, 2016$30.2M then
HNW client RAUM$389M as of Feb 18, 2026
Feb 15, 2018$130M then
State-registered IARs (5.B.3)1 as of Feb 18, 2026
Mar 28, 20161 then
Employees (5.A)2 as of Feb 18, 2026
Mar 28, 20161 then
Private funds: no history
RAUM +6.4% over the last fiscal year+11% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $499MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 277derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $665,905derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $214M, 191 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$389M78%
- Individuals$65.8M13%
- Charitable organizations$30.3M6.1%
- Corporations and businesses$14.7M2.9%
- Individual clients
- 167reported
- HNW clients
- 110reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 750reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $214M for 191 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Taylor Tenison StokesChartered Financial Analyst | Greenwood, Sc | Nov 5, 2015 | 30 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Tenison Taylor Stokes · Managing Member And Chief Compliance Officercontrolsince 10/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 755 to 750Jan 29, 2025 to Feb 18, 2026
- Corporate clients · 6 to 7Jan 29, 2025 to Feb 18, 2026
- HNW clients · 108 to 110Jan 29, 2025 to Feb 18, 2026
- Assets in custody · $195M to $214MJan 29, 2025 to Feb 18, 2026
- Discretionary RAUM · $470M to $499MJan 29, 2025 to Feb 18, 2026
- HNW RAUM · $364M to $389MJan 29, 2025 to Feb 18, 2026
- Individual RAUM · $64.6M to $65.8MJan 29, 2025 to Feb 18, 2026
- RAUM · $470M to $499MJan 29, 2025 to Feb 18, 2026
- Accounts · 761 to 755Jan 24, 2024 to Jan 29, 2025
- Charity clients · unset to 5.0Jan 24, 2024 to Jan 29, 2025
- Corporate clients · 7 to 6Jan 24, 2024 to Jan 29, 2025
- HNW clients · 119 to 108Jan 24, 2024 to Jan 29, 2025
- Individual clients · 150 to 167Jan 24, 2024 to Jan 29, 2025
- Assets in custody · $172M to $195MJan 24, 2024 to Jan 29, 2025
- Financial planning clients · 0 to 0Jan 24, 2024 to Jan 29, 2025
- Discretionary RAUM · $409M to $470MJan 24, 2024 to Jan 29, 2025
- HNW RAUM · $334M to $364MJan 24, 2024 to Jan 29, 2025
- Individual RAUM · $41.4M to $64.6MJan 24, 2024 to Jan 29, 2025
- RAUM · $409M to $470MJan 24, 2024 to Jan 29, 2025
- Accounts · 743 to 761Feb 21, 2023 to Jan 24, 2024
- Advisory activities · 3 to 2Feb 21, 2023 to Jan 24, 2024
- Charity clients · 6.0 to unsetFeb 21, 2023 to Jan 24, 2024
- Corporate clients · 6 to 7Feb 21, 2023 to Jan 24, 2024
- HNW clients · 111 to 119Feb 21, 2023 to Jan 24, 2024
- Assets in custody · $150M to $172MFeb 21, 2023 to Jan 24, 2024
- Discretionary RAUM · $363M to $409MFeb 21, 2023 to Jan 24, 2024
- HNW RAUM · $291M to $334MFeb 21, 2023 to Jan 24, 2024
- Individual RAUM · $42.6M to $41.4MFeb 21, 2023 to Jan 24, 2024
- RAUM · $363M to $409MFeb 21, 2023 to Jan 24, 2024
- Accounts · 710 to 743Sep 27, 2022 to Jan 31, 2023
- Charity clients · 5 to 6Sep 27, 2022 to Jan 31, 2023
- Corporate clients · 4 to 6Sep 27, 2022 to Jan 31, 2023
- HNW clients · 168 to 111Sep 27, 2022 to Jan 31, 2023
- Individual clients · 254 to 150Sep 27, 2022 to Jan 31, 2023
- Assets in custody · $151M to $150MSep 27, 2022 to Jan 31, 2023
- Financial planning clients · 1-10 to 0Sep 27, 2022 to Jan 31, 2023
- Discretionary RAUM · $373M to $363MSep 27, 2022 to Jan 31, 2023
- HNW RAUM · $311M to $291MSep 27, 2022 to Jan 31, 2023
- Individual RAUM · $41.4M to $42.6MSep 27, 2022 to Jan 31, 2023
- Non-discretionary RAUM · $9.6M to $0Sep 27, 2022 to Jan 31, 2023
Signals
1 dated events
- Stokes & Associates, Llc filed its initial SEC registration (Form ADV)Oct 13, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 864-450-9051reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- STOKESCAPITALADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 864-450-9051reportedpublic record, Form ADV, Feb 18, 2026
- Contact form
- stokescapitaladvisors.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- stokescapitaladvisors.com/team-member-01reportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $499Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026