DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••• C••••••
Legal name W••• C•••••• L••
Latest filing Apr 22, 2026
First filing on the tape Apr 12, 2022 · 9 filings
SEC status approved since May 12, 2022
RAUM
$320M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$306M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$107M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$320M as of Apr 22, 2026
Feb 22, 2023$159M then
HNW client RAUM$228M as of Apr 22, 2026
Feb 22, 2023$97.0M then
State-registered IARs (5.B.3)3 as of Apr 22, 2026
Feb 22, 20233 then
Employees (5.A)4 as of Apr 22, 2026
Feb 22, 20234 then
Private funds: no history
RAUM +28% over the last fiscal year+26% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Apr 22, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $107MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 98derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $384,810derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.5%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$228M73%
- Individuals$77.2M25%
- Charitable organizations$8.5M2.7%
- Pension and profit-sharing plans$364,9000.1%
- Individual clients
- 222reported
- HNW clients
- 71reported
- Pension plan clients
- 2reported
- Charitable clients
- 4reported
- Accounts
- 832reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• S• W•••Chartered Financial Analyst | Augusta, Ga | Sep 14, 2015 | 14 y | 1 |
| M•••••• E••••• T••••• | Augusta, Ga | Feb 19, 2019 | 14 y | 0 |
| J••••• M•••••••• B•••• | Augusta, Ga | Nov 28, 2022 | 16 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••• S• W••• from A•••• A••••••• C•••••••••Sep 14, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W•••• R•••••• S• · Cco/Managing Membercontrolsince 08/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Augusta, Ga · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 782 to 832Mar 12, 2025 to Feb 13, 2026
- Charity clients · 3 to 4Mar 12, 2025 to Feb 13, 2026
- HNW clients · 58 to 71Mar 12, 2025 to Feb 13, 2026
- Individual clients · 212 to 222Mar 12, 2025 to Feb 13, 2026
- Discretionary RAUM · $251M to $320MMar 12, 2025 to Feb 13, 2026
- HNW RAUM · $169M to $228MMar 12, 2025 to Feb 13, 2026
- Individual RAUM · $69.7M to $77.2MMar 12, 2025 to Feb 13, 2026
- Pension RAUM · $382,854 to $364,900Mar 12, 2025 to Feb 13, 2026
- RAUM · $251M to $320MMar 12, 2025 to Feb 13, 2026
- Accounts · 686 to 782Feb 6, 2024 to Mar 12, 2025
- Charity clients · 2 to 3Feb 6, 2024 to Mar 12, 2025
- HNW clients · 39 to 58Feb 6, 2024 to Mar 12, 2025
- Individual clients · 216 to 212Feb 6, 2024 to Mar 12, 2025
- Financial planning clients · unset to Feb 6, 2024 to Mar 12, 2025
- Discretionary RAUM · $200M to $251MFeb 6, 2024 to Mar 12, 2025
- HNW RAUM · $112M to $169MFeb 6, 2024 to Mar 12, 2025
- Individual RAUM · $81.4M to $69.7MFeb 6, 2024 to Mar 12, 2025
- Pension RAUM · $298,671 to $382,854Feb 6, 2024 to Mar 12, 2025
- RAUM · $200M to $251MFeb 6, 2024 to Mar 12, 2025
- Accounts · 674 to 686Feb 22, 2023 to Feb 6, 2024
- HNW clients · 30 to 39Feb 22, 2023 to Feb 6, 2024
- Individual clients · 202 to 216Feb 22, 2023 to Feb 6, 2024
- Assets in custody · 7386354.0 to unsetFeb 22, 2023 to Feb 6, 2024
- Custody of client assets · true to falseFeb 22, 2023 to Feb 6, 2024
- Discretionary RAUM · $159M to $200MFeb 22, 2023 to Feb 6, 2024
- HNW RAUM · $97.0M to $112MFeb 22, 2023 to Feb 6, 2024
- Individual RAUM · $51.6M to $81.4MFeb 22, 2023 to Feb 6, 2024
- Pension RAUM · $2.5M to $298,671Feb 22, 2023 to Feb 6, 2024
- RAUM · $159M to $200MFeb 22, 2023 to Feb 6, 2024
- Accounts · 632 to 674Nov 14, 2022 to Feb 22, 2023
- HNW clients · 33 to 30Nov 14, 2022 to Feb 22, 2023
- Individual clients · 182 to 202Nov 14, 2022 to Feb 22, 2023
- Pension plan clients · 3 to 2Nov 14, 2022 to Feb 22, 2023
- Assets in custody · unset to 7386354.0Nov 14, 2022 to Feb 22, 2023
- Custody of client assets · false to trueNov 14, 2022 to Feb 22, 2023
- Discretionary RAUM · $163M to $159MNov 14, 2022 to Feb 22, 2023
- HNW RAUM · $91.1M to $97.0MNov 14, 2022 to Feb 22, 2023
- Individual RAUM · $64.9M to $51.6MNov 14, 2022 to Feb 22, 2023
- Pension RAUM · $2.6M to $2.5MNov 14, 2022 to Feb 22, 2023
- RAUM · $163M to $159MNov 14, 2022 to Feb 22, 2023
Signals
1 dated events
- W••• C•••••• filed its initial SEC registration (Form ADV)Apr 12, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@w••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 706-869-3451reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/9731970reportedpublic record, Form ADV, Sep 19, 2026
- Website
- W•••CAP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 706-869-3451reportedpublic record, Form ADV, Apr 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $107Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026