DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Quorum Investment Counsel, LLC

Former SEC-registered adviserBoca Raton, FloridaCRD 281497SEC 801-106655IAPD
Latest filing Apr 17, 2017
First filing on the tape Sep 8, 2015 · 14 filings
RAUM
$132M
reported, Item 5.F
Discretionary
55%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$132M as of Mar 25, 2017
Feb 24, 2016$95.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 25, 2017
Feb 24, 20162 then
Employees (5.A)4 as of Mar 25, 2017
Feb 24, 20164 then
Private funds: no history
RAUM +38% over the last fiscal yearIARs 2 to 1
Practice profile
derived from the filing of Apr 17, 2017; every figure names its basis
RAUM per advisor
$132MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
55%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+38%derivedbetween the last two annual amendments
Advisor growth, one year
-50%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
73reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Panayoti Pericles Gregoriou · Cco, Cio, And Managing Membercontrol
    since 09/2015 · owns 75% or more
  • Jessie Ebert · Cfo
    since 10/2016 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
  • Sausalito, CA
What changed
consecutive filings, newest first
  • Accounts · 70 to 73
    Nov 10, 2016 to Mar 25, 2017
  • Discretionary RAUM · $70.9M to $72.5M
    Nov 10, 2016 to Mar 25, 2017
  • Non-discretionary RAUM · $24.6M to $59.3M
    Nov 10, 2016 to Mar 25, 2017
  • RAUM · $95.5M to $132M
    Nov 10, 2016 to Mar 25, 2017
  • Advisory employees · 2 to 1
    Sep 30, 2016 to Oct 12, 2016
  • State-registered IARs · 2 to 1
    Sep 30, 2016 to Oct 12, 2016
  • Discretionary RAUM · $75.0M to $70.9M
    Dec 1, 2015 to Feb 24, 2016
  • Non-discretionary RAUM · $26.0M to $24.6M
    Dec 1, 2015 to Feb 24, 2016
  • RAUM · $101M to $95.5M
    Dec 1, 2015 to Feb 24, 2016
  • HQ city · MIAMI to BOCA RATON
    Nov 13, 2015 to Dec 1, 2015
  • Accounts · 0 to 70
    Sep 8, 2015 to Nov 13, 2015
  • Discretionary RAUM · $0 to $75.0M
    Sep 8, 2015 to Nov 13, 2015
  • Non-discretionary RAUM · $0 to $26.0M
    Sep 8, 2015 to Nov 13, 2015
  • RAUM · $0 to $101M
    Sep 8, 2015 to Nov 13, 2015
Signals
1 dated events
  • Quorum Investment Counsel, Llc filed its initial SEC registration (Form ADV)
    Sep 8, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026