DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•• P•••••• W••••• M•••••••••
Legal name R•• S•••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Mar 10, 2021 · 8 filings
SEC status approved since Apr 9, 2021
RAUM
$276M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$276M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$138M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$276M as of Mar 25, 2026
Feb 14, 2022$215M then
HNW client RAUM$114M as of Mar 25, 2026
Feb 14, 2022$73.0M then
State-registered IARs (5.B.3)2 as of Mar 25, 2026
Feb 14, 20222 then
Employees (5.A)5 as of Mar 25, 2026
Feb 14, 20223 then
Private funds: no history
RAUM +25% over the last fiscal year+12% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $138MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 256derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $235,377derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$162M59%
- High-net-worth individuals$114M41%
- Individual clients
- 440reported
- HNW clients
- 71reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,173reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• L•• R•••••• | West Bend, Wi | Jan 20, 2021 | 39 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•••• D••••• S•••• · Membercontrolsince 09/2015 · owns 75% or more
- R••••••• D••••• L•• · Member, Chief Compliance Officercontrolsince 01/2021 · owns 10% to 25%
Related persons
Schedule D 7.A
- C•••••• W••••• A•••••••• L•••investment advisernRAUM $126M
Advisers that list C•• P•••••• W••••• M••••••••• as a related person
- 155263 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Bend, Wi · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 25, 2026financial planning (Item 5.G.1): no on the filing of 2025-03-31, yes on the filing of 2026-03-25peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,053 to 1,173Mar 31, 2025 to Mar 25, 2026
- Advisory activities · 1 to 2Mar 31, 2025 to Mar 25, 2026
- HNW clients · 47 to 71Mar 31, 2025 to Mar 25, 2026
- Individual clients · 408 to 440Mar 31, 2025 to Mar 25, 2026
- Assets in custody · $15.3M to $0Mar 31, 2025 to Mar 25, 2026
- Employees · 3 to 5Mar 31, 2025 to Mar 25, 2026
- Financial planning clients · 1-10 to 11-25Mar 31, 2025 to Mar 25, 2026
- Discretionary RAUM · $222M to $276MMar 31, 2025 to Mar 25, 2026
- HNW RAUM · $71.7M to $114MMar 31, 2025 to Mar 25, 2026
- Individual RAUM · $150M to $162MMar 31, 2025 to Mar 25, 2026
- RAUM · $222M to $276MMar 31, 2025 to Mar 25, 2026
- Accounts · 1,006 to 1,053Feb 16, 2024 to Mar 31, 2025
- HNW clients · 45 to 47Feb 16, 2024 to Mar 31, 2025
- Individual clients · 407 to 408Feb 16, 2024 to Mar 31, 2025
- Assets in custody · $9.2M to $15.3MFeb 16, 2024 to Mar 31, 2025
- Financial planning clients · 1-10 to 1-10Feb 16, 2024 to Mar 31, 2025
- Discretionary RAUM · $206M to $222MFeb 16, 2024 to Mar 31, 2025
- HNW RAUM · $63.5M to $71.7MFeb 16, 2024 to Mar 31, 2025
- Individual RAUM · $143M to $150MFeb 16, 2024 to Mar 31, 2025
- RAUM · $206M to $222MFeb 16, 2024 to Mar 31, 2025
- Accounts · 1,037 to 1,006Dec 13, 2023 to Feb 16, 2024
- HNW clients · 39 to 45Dec 13, 2023 to Feb 16, 2024
- Individual clients · 402 to 407Dec 13, 2023 to Feb 16, 2024
- Assets in custody · $10.8M to $9.2MDec 13, 2023 to Feb 16, 2024
- Financial planning clients · 0 to 1-10Dec 13, 2023 to Feb 16, 2024
- Discretionary RAUM · $195M to $206MDec 13, 2023 to Feb 16, 2024
- HNW RAUM · $54.4M to $63.5MDec 13, 2023 to Feb 16, 2024
- Individual RAUM · $140M to $143MDec 13, 2023 to Feb 16, 2024
- RAUM · $195M to $206MDec 13, 2023 to Feb 16, 2024
- Accounts · 925 to 1,037Feb 14, 2022 to Feb 16, 2023
- HNW clients · 50 to 39Feb 14, 2022 to Feb 16, 2023
- Individual clients · 382 to 402Feb 14, 2022 to Feb 16, 2023
- Assets in custody · $40.8M to $10.8MFeb 14, 2022 to Feb 16, 2023
- Discretionary RAUM · $215M to $195MFeb 14, 2022 to Feb 16, 2023
- HNW RAUM · $73.0M to $54.4MFeb 14, 2022 to Feb 16, 2023
- Individual RAUM · $142M to $140MFeb 14, 2022 to Feb 16, 2023
- RAUM · $215M to $195MFeb 14, 2022 to Feb 16, 2023
- Accounts · 885 to 925Nov 24, 2021 to Feb 14, 2022
- Advisory employees · 4 to 3Nov 24, 2021 to Feb 14, 2022
- BD registered reps · 1 to 0Nov 24, 2021 to Feb 14, 2022
Signals
1 dated events
- C•• P•••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Mar 10, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- service@cwpwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 262-226-2729reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 262-226-2729reportedpublic record, Form ADV, Mar 25, 2026
- Contact form
- cwpwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $138Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026