DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D••••• P•••••••
Legal name D••••• P••••••• I•••
Latest filing Jun 9, 2026
First filing on the tape Jan 31, 2023 · 14 filings
SEC status approved since Mar 2, 2023
RAUM
$22B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
231
59 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
15
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$22B as of Jun 9, 2026
Mar 28, 2024$14B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 9, 2026
Mar 28, 20240 then
Employees (5.A)231 as of Jun 9, 2026
Mar 28, 2024156 then
Private funds15 as of Jun 9, 2026
Mar 28, 202412 then
RAUM +20% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 9, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $714MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.6B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$22B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 31reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.6B for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D••••• P•••••••• F•••••• 5• L• | Private Equity Fund | $6.0B | 314 | Mar 31, 2022 |
| D••••• P•••••••• F•••••• 4• L• | Private Equity Fund | $3.6B | 159 | Oct 28, 2020 |
| D••••• P•••••••• F•••••• 6• L• | Private Equity Fund | $1.6B | 54 | Mar 28, 2024 |
| D••••• P•••••••• F•••••• 3• L• | Private Equity Fund | $1.3B | 81 | Mar 30, 2020 |
| D••••• P•••••••• F•••••• 2• L• | Private Equity Fund | $597M | 62 | Mar 9, 2018 |
| D••••• G• F•••••• 1• L• | Private Equity Fund | $580M | 20 | Mar 30, 2021 |
| D••••• E••••• 1• L• | Private Equity Fund | $352M | 72 | Mar 31, 2022 |
| D••••• ••••••••• 5• L• | Private Equity Fund | $162M | 3 | Mar 31, 2022 |
| D••••• I•• 1• L• | Private Equity Fund | $105M | 2 | Mar 28, 2024 |
| D••••• P•••••••• F•••••• 1• L• | Private Equity Fund | $89.0M | 39 | Feb 10, 2016 |
| D••••• ••••••••• 6• L• | Private Equity Fund | $50.4M | 3 | Mar 28, 2024 |
| W••••••••• L•••••••• P••••••• C••••• •• I• L•no longer reported | Private Equity Fund | $1.2M | 8 | Mar 1, 2017 |
| D••••• G• F•••••• 2• L• | Private Equity Fund | $0 | 0 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• M•••••• · Chief Financial Officercontrolsince 02/2020 · owns less than 5%
- K••••••••• M••••••• I•• · General Counselcontrolsince 04/2023 · owns less than 5%
- M•••••• J•••••••• F•••• · Chief Compliance Officercontrolsince 02/2022 · owns less than 5%
- M•••••• D••••• P••• · Chief Operations Officercontrolsince 04/2023 · owns less than 5%
- R•••••• Y•••• P••••••• · Managing Partner, Secretary And Sole Directorcontrolsince 08/2015 · owns less than 5%
- R•••••• Y•••• P••••••• · Managing Partner, Secretary And Sole Directorcontrolsince 08/2015 · owns 75% or more of K••••• W• H••••••• I•••
Entity owners
- D••••• P••••••• H••••• I••• · Shareholderdirect · owns 75% or more
- K••••• W• H••••••• I••• · Shareholderindirect · owns 75% or more of D••••• P••••••• H••••• I•••
Related persons
Schedule D 7.A
- D••••• I••••••••• ••• L•••investment advisern
- D••••• P••••••• 5• G• I•••pooled vehicle sponsorn
- D••••• P••••••• 6• G• I•••pooled vehicle sponsorn
- D••••• P••••••• A••••••••• 1• G• L••pooled vehicle sponsorn
- D••••• P••••••• A••••••••• 1• L•pooled vehicle sponsorn
- D••••• P••••••• A••••••••• 2• G• L••pooled vehicle sponsorn
- D••••• P••••••• A••••••••• 3• G• L••pooled vehicle sponsorn
- D••••• P••••••• A••••••••• 4• G• L••pooled vehicle sponsorn
- D••••• P••••••• E••••• 1• G• I•••pooled vehicle sponsorn
- D••••• P••••••• G• F•••••• 1• G• I•••pooled vehicle sponsorn
- D••••• P••••••• G• F•••••• 2• G• I•••pooled vehicle sponsorn
- D••••• P••••••• I•• 1• G• I•••pooled vehicle sponsorn
- D••••• R•••• F••• 5••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 30 to 31Feb 6, 2026 to Mar 31, 2026
- Advisory employees · 58 to 59Feb 6, 2026 to Mar 31, 2026
- Pooled vehicle clients · 14 to 16Feb 6, 2026 to Mar 31, 2026
- Assets in custody · $3.8B to $3.6BFeb 6, 2026 to Mar 31, 2026
- Employees · 225 to 231Feb 6, 2026 to Mar 31, 2026
- Private funds · 14 to 15Feb 6, 2026 to Mar 31, 2026
- Discretionary RAUM · $18B to $22BFeb 6, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $18B to $22BFeb 6, 2026 to Mar 31, 2026
- RAUM · $18B to $22BFeb 6, 2026 to Mar 31, 2026
- Advisory employees · 80 to 58Aug 5, 2025 to Feb 6, 2026
- Pooled vehicle clients · 15 to 14Aug 5, 2025 to Feb 6, 2026
- Employees · 201 to 225Aug 5, 2025 to Feb 6, 2026
- Private funds · 15 to 14Aug 5, 2025 to Feb 6, 2026
- Discretionary RAUM · $18B to $18BAug 5, 2025 to Feb 6, 2026
- Pooled vehicle RAUM · $18B to $18BAug 5, 2025 to Feb 6, 2026
- RAUM · $18B to $18BAug 5, 2025 to Feb 6, 2026
- Accounts · 40 to 30Aug 5, 2025 to Feb 6, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jun 4, 2025
- Accounts · 34 to 40Sep 25, 2024 to Mar 31, 2025
- Advisory employees · 39 to 80Sep 25, 2024 to Mar 31, 2025
- Pooled vehicle clients · 34 to 15Sep 25, 2024 to Mar 31, 2025
- Assets in custody · $3.3B to $3.8BSep 25, 2024 to Mar 31, 2025
- Employees · 156 to 201Sep 25, 2024 to Mar 31, 2025
- Financial planning clients · 0 to unsetSep 25, 2024 to Mar 31, 2025
- HQ state · unset to Sep 25, 2024 to Mar 31, 2025
- Other offices · 0 to 2Sep 25, 2024 to Mar 31, 2025
- Private funds · 12 to 15Sep 25, 2024 to Mar 31, 2025
- Discretionary RAUM · $14B to $18BSep 25, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $14B to $18BSep 25, 2024 to Mar 31, 2025
- RAUM · $14B to $18BSep 25, 2024 to Mar 31, 2025
- Business name · D••••• P••••••• I••• to D••••• P•••••••Jul 11, 2024 to Sep 25, 2024
- Assets in custody · $14B to $3.3BJul 11, 2024 to Sep 25, 2024
- Accounts · 35 to 34May 17, 2024 to Jul 11, 2024
- Pooled vehicle clients · 35 to 34May 17, 2024 to Jul 11, 2024
- Business name · W••••••••• L•••••••• P••••••• I••• to D••••• P••••••• I•••Jul 11, 2024 to Jul 11, 2024
- Legal name · W••••••••• L•••••••• P••••••• I••• to D••••• P••••••• I•••Jul 11, 2024 to Jul 11, 2024
- Accounts · 26 to 35Nov 3, 2023 to Mar 28, 2024
- Advisory employees · 37 to 39Nov 3, 2023 to Mar 28, 2024
- Pooled vehicle clients · 26 to 35Nov 3, 2023 to Mar 28, 2024
- Assets in custody · $12B to $14BNov 3, 2023 to Mar 28, 2024
Signals
6 dated events
- D••••• P••••••• reported RAUM $22.1B, up 25% from $17.7B (2026-02-06 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- D••••• P••••••• reported RAUM $18.4B, up 28% from $14.4B (2024-09-25 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Mary Leah Boyd (General Counsel & Partner) no longer on Schedule A of D••••• P••••••• (listed 2023-01-31, absent 2023-05-12)May 12, 2023 · Control person left · inference
- Paul Derek Miners (Chief Operations Officer) appeared on Schedule A of D••••• P•••••••May 12, 2023 · Control person joined · fact
- Ian Matthew Kuchinsky (General Counsel) appeared on Schedule A of D••••• P•••••••May 12, 2023 · Control person joined · fact
- W••••••••• L•••••••• P••••••• I••• filed its initial SEC registration (Form ADV)Jan 31, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- D••••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- dawsonpartners.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 647-925-1284reportedpublic record, Form ADV, Jun 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026