DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
D••••• P•••••••• F•••••• 5• L•
Gross asset value
$6.0B
as of Sep 25, 2024; not a fund size
Peak GAV
$6.0B
highest filing
Owners
314
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
32%
fund-of-funds interests
Non-US owners
36%
Reported
13 filings
Mar 31, 2022 to Sep 25, 2024
Reporting history
one row per Form ADV filing
Gross asset value$6.0B as of Sep 25, 2024
Mar 31, 2022$695M then
Owners314 as of Sep 25, 2024
Mar 31, 202255 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 3% of the adviser's clients investedreported
- Form D file number
- 021-415220reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citibank, N.A.New York, New York · LEI E57ODZWZ7FF32TWEFA76
- Computershare Trust Company, N.A.Columbia, Maryland · LEI 2549001YYB62BVMSA013
- Silicon Valley Bank, A Division Of First-Citizens Bank & Trust CompanySanta Clara, California · LEI L9VVX1KT5TFTKS0MLF66
- Wells Fargo Bank, N.A.San Francisco, California · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
- W••••••••• L•••••••• P••••••• V• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons