DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

S••••• A••••••••• L••

No RAUM reportedLos Angeles, CaliforniaCRD 281738SEC 801-106800IAPD
Latest filing Mar 30, 2026
First filing on the tape Oct 10, 2015 · 16 filings
SEC status approved since Oct 16, 2015
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$0 as of Mar 30, 2026
Mar 30, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 30, 2026
Mar 28, 20160 then
Employees (5.A)2 as of Mar 30, 2026
Mar 28, 20162 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • G••••••••• G••• · Managercontrol
        since 03/2023 · owns less than 5%
      • P•••••••• S••••••• J•••• · Executive Chairmancontrol
        since 01/2014 · owns 25% to 50% of S•••••• I•••
      • P•••••••• W••••••• B•••• · Chief Compliance Officer
        since 10/2015 · owns less than 5%
      Entity owners
      • S•••••• I••• · Managing Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • S•••••• J•••• P•••••••
        investment advisery
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • State-registered IARs · 0 to 1
        Mar 30, 2025 to Mar 30, 2026
      • Accounts · unset to 0.0
        Mar 28, 2024 to Mar 30, 2025
      • Financial planning clients · unset to
        Mar 28, 2024 to Mar 30, 2025
      • Discretionary RAUM · unset to 0.0
        Mar 28, 2024 to Mar 30, 2025
      • Non-discretionary RAUM · unset to 0.0
        Mar 28, 2024 to Mar 30, 2025
      • RAUM · unset to 0.0
        Mar 28, 2024 to Mar 30, 2025
      • Insurance-licensed employees · 0 to 1
        Mar 30, 2022 to Mar 29, 2023
      • Financial planning clients · 0 to unset
        Jun 30, 2020 to Mar 29, 2021
      • Other offices · unset to 0.0
        Jun 5, 2017 to Mar 26, 2018
      Signals
      3 dated events
      • Jason Patrick Scoggins (Chief Executive Officer) no longer on Schedule A of S••••• A••••••••• L•• (listed 2022-03-30, absent 2023-03-29)
        Mar 29, 2023 · Control person left · inference
      • Greg Gertmenian (Manager) appeared on Schedule A of S••••• A••••••••• L••
        Mar 29, 2023 · Control person joined · fact
      • S••••• A••••••••• L•• filed its initial SEC registration (Form ADV)
        Oct 10, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      310-404-4471reportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026