DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Appaloosa LP
Latest filing Mar 25, 2026
First filing on the tape Oct 28, 2015 · 15 filings
SEC status approved since Nov 17, 2015
RAUM
$20B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$20B as of Mar 25, 2026
Mar 28, 2016$21B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 28, 20160 then
Employees (5.A)21 as of Mar 25, 2026
Mar 28, 201633 then
Private funds2 as of Mar 25, 2026
Mar 28, 20162 then
RAUM +15% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $10BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $20B, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$20B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $20B for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Azteca Partners LLC | Hedge Fund | $11B | 33 | Mar 29, 2018 |
| Palomino Master Ltd. | Hedge Fund | $5.7B | 51 | Jan 11, 2016 |
| Appaloosa Investment L.P. Ino longer reported | Hedge Fund | $2.1B | 137 | Feb 3, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Andrew David Bersh · Chief Compliance Officer; General Counsel; Secretary Of The General Partnercontrolsince 03/2019 · owns less than 5%
- Edward James Bolin · Vice President Of The General Partnercontrolsince 09/2015 · owns less than 5%
- Louis Michael Palmer · Treasurer Of The General Partner; Chief Financial Officercontrolsince 09/2015 · owns less than 5%
- Alan David Tepper · President Of The General Partnercontrolsince 09/2015 · owns less than 5%
- Alan David Tepper · Presidentcontrolsince 09/2015 · owns 75% or more of Appaloosa Capital Inc.
Entity owners
- Appaloosa Capital Inc. · General Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- West Palm Beach, FL
What changed
consecutive filings, newest first
- Assets in custody · $18B to $20BMar 24, 2025 to Mar 25, 2026
- Discretionary RAUM · $18B to $20BMar 24, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $18B to $20BMar 24, 2025 to Mar 25, 2026
- RAUM · $18B to $20BMar 24, 2025 to Mar 25, 2026
- Assets in custody · $17B to $18BMar 19, 2024 to Mar 24, 2025
- Employees · 23 to 21Mar 19, 2024 to Mar 24, 2025
- Financial planning clients · unset to Mar 19, 2024 to Mar 24, 2025
- Discretionary RAUM · $17B to $18BMar 19, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $17B to $18BMar 19, 2024 to Mar 24, 2025
- RAUM · $17B to $18BMar 19, 2024 to Mar 24, 2025
- Assets in custody · $14B to $17BMar 23, 2023 to Mar 19, 2024
- Discretionary RAUM · $14B to $17BMar 23, 2023 to Mar 19, 2024
- Pooled vehicle RAUM · $14B to $17BMar 23, 2023 to Mar 19, 2024
- RAUM · $14B to $17BMar 23, 2023 to Mar 19, 2024
- Assets in custody · $15B to $14BMar 15, 2022 to Mar 23, 2023
- Discretionary RAUM · $15B to $14BMar 15, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $15B to $14BMar 15, 2022 to Mar 23, 2023
- RAUM · $15B to $14BMar 15, 2022 to Mar 23, 2023
- Advisory employees · 11 to 12Mar 18, 2021 to Mar 15, 2022
- Assets in custody · $13B to $15BMar 18, 2021 to Mar 15, 2022
- Employees · 22 to 23Mar 18, 2021 to Mar 15, 2022
- Discretionary RAUM · $13B to $15BMar 18, 2021 to Mar 15, 2022
- Pooled vehicle RAUM · $13B to $15BMar 18, 2021 to Mar 15, 2022
- RAUM · $13B to $15BMar 18, 2021 to Mar 15, 2022
- Assets in custody · $13B to $13BMar 24, 2020 to Mar 18, 2021
- Employees · 28 to 22Mar 24, 2020 to Mar 18, 2021
- Discretionary RAUM · $13B to $13BMar 24, 2020 to Mar 18, 2021
- Pooled vehicle RAUM · $13B to $13BMar 24, 2020 to Mar 18, 2021
- RAUM · $13B to $13BMar 24, 2020 to Mar 18, 2021
- Advisory employees · 16 to 11Mar 28, 2019 to Mar 24, 2020
- Assets in custody · $6.4B to $13BMar 28, 2019 to Mar 24, 2020
- Employees · 33 to 28Mar 28, 2019 to Mar 24, 2020
- Discretionary RAUM · $16B to $13BMar 28, 2019 to Mar 24, 2020
- Pooled vehicle RAUM · $16B to $13BMar 28, 2019 to Mar 24, 2020
- RAUM · $16B to $13BMar 28, 2019 to Mar 24, 2020
- Accounts · 4 to 2Sep 28, 2018 to Mar 28, 2019
- Pooled vehicle clients · 4 to 2Sep 28, 2018 to Mar 28, 2019
- Assets in custody · $12B to $6.4BSep 28, 2018 to Mar 28, 2019
- Employees · 35 to 33Sep 28, 2018 to Mar 28, 2019
- Private funds · 3 to 2Sep 28, 2018 to Mar 28, 2019
Signals
5 dated events
- Louis Jeffrey Kaplan (Chief Operating Officer) no longer on Schedule A of Appaloosa Lp (listed 2020-03-24, absent 2021-03-18)Mar 18, 2021 · Control person left · inference
- William Kenneth Maiman (General Counsel) no longer on Schedule A of Appaloosa Lp (listed 2019-03-28, absent 2020-03-24)Mar 24, 2020 · Control person left · inference
- Sharaf Kathryn Battistella (Chief Compliance Officer) no longer on Schedule A of Appaloosa Lp (listed 2018-09-28, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- Andrew David Bersh (Chief Compliance Officer) appeared on Schedule A of Appaloosa LpMar 28, 2019 · Control person joined · fact
- Appaloosa Lp filed its initial SEC registration (Form ADV)Oct 28, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 973-701-7000reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026