DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

A•••••••• I••••••••• L••• I•

Hedge Fundadvised byA•••••••• L•asset manager805-5223770032no longer reportedIAPD
Gross asset value
$2.1B
as of Sep 28, 2018; not a fund size
Peak GAV
$9.3B
highest filing
Owners
137
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
41%
fund-of-funds interests
Non-US owners
1%
Reported
12 filings
Feb 3, 2012 to Sep 28, 2018
Reporting history
one row per Form ADV filing
Gross asset value$2.1B as of Sep 28, 2018
Feb 3, 2012$3.2B then
Owners137 as of Sep 28, 2018
Feb 3, 2012125 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-139069reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America, Na
    Charlotte, North Carolina · LEI B4TYDEB6GKMZO031MB27
  • Citigroup Global Markets Inc.
    New York, New York
  • Goldman Sachs & Co. LLC
    New York, New York
  • J.P. Morgan Chase, Na
    New York, New York · LEI 7H6GLXDRUGQFU57RNE9
  • J.P. Morgan Clearing Corp.
    New York, New York
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
  • Morgan Stanley & Co. LLC
    New York, New York
  • Td Bank, Na
    Cherry Hill, New Jersey · LEI PT3QB789TSUIDF371261
  • Wells Fargo Bank, Na
    San Francisco, California · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
0.0%reportedadviser and related persons