DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
P••••••• W••••• M••••••••• G••••• I•••
Latest filing Mar 26, 2026
First filing on the tape May 9, 2018 · 17 filings
SEC status approved since Jun 8, 2018
RAUM
$244M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$243M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$60.9M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$244M as of Mar 26, 2026
Mar 8, 2019$107M then
HNW client RAUM$192M as of Mar 26, 2026
Mar 8, 2019$71.1M then
State-registered IARs (5.B.3)4 as of Mar 26, 2026
Mar 8, 20192 then
Employees (5.A)4 as of Mar 26, 2026
Mar 8, 20192 then
Private funds: no history
RAUM +15% over the last fiscal year+16% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $60.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 51derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $394,316derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $244MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$192M79%
- Individuals$50.2M21%
- Corporations and businesses$764,9500.3%
- Pension and profit-sharing plans$402,8000.2%
- Individual clients
- 124reported
- HNW clients
- 79reported
- Pension plan clients
- 4reported
- Charitable clients
- n/areported
- Accounts
- 618reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• A•••••• C••••Certified Financial Planner | Plymouth, Mi | Feb 16, 2016 | 30 y | 2 |
| E•••••• C•••••• M••••••••• | Plymouth, Mi | Mar 19, 2018 | 27 y | 1 |
| K••••• A••• M••••••• | Plymouth, Mi | Jun 11, 2020 | 16 y | 0 |
| R••••• C•••••• M••••• | Plymouth, Mi | Jul 27, 2020 | 14 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••••• R••• A•••••• to C•••••••• C•••••• P•••••••• L••Mar 31, 2017 · RIA to RIA
Joined, latest
- R••••• C•••••• M••••• from S••••••• P•••••••Jul 27, 2020 · Other
- E•••••• C•••••• M••••••••• from S•• I••••••••• M••••••••• C•••Mar 19, 2018 · Other
- D••••• A•••••• C•••• from L•• F•••••••• L••Feb 16, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• D•••••• A•••••• · Shareholder/Ccocontrolsince 11/2015 · owns 75% or more
- M••••••••• E••••••• C•••••• · Ownercontrolsince 01/2018 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Plymouth, Mi · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 590 to 618Oct 28, 2025 to Mar 26, 2026
- Advisory employees · 2 to 4Oct 28, 2025 to Mar 26, 2026
- HNW clients · 73 to 79Oct 28, 2025 to Mar 26, 2026
- Individual clients · 129 to 124Oct 28, 2025 to Mar 26, 2026
- Pension plan clients · unset to 4.0Oct 28, 2025 to Mar 26, 2026
- Discretionary RAUM · $213M to $243MOct 28, 2025 to Mar 26, 2026
- HNW RAUM · $163M to $192MOct 28, 2025 to Mar 26, 2026
- Individual RAUM · $48.5M to $50.2MOct 28, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $0 to $231,140Oct 28, 2025 to Mar 26, 2026
- Pension RAUM · unset to 402800.0Oct 28, 2025 to Mar 26, 2026
- RAUM · $213M to $244MOct 28, 2025 to Mar 26, 2026
- Financial planning clients · 0 to 0Mar 20, 2025 to Oct 28, 2025
- Accounts · 528 to 590Mar 27, 2024 to Mar 20, 2025
- Corporate clients · 1 to 2Mar 27, 2024 to Mar 20, 2025
- HNW clients · 60 to 73Mar 27, 2024 to Mar 20, 2025
- Individual clients · 126 to 129Mar 27, 2024 to Mar 20, 2025
- Discretionary RAUM · $164M to $213MMar 27, 2024 to Mar 20, 2025
- HNW RAUM · $114M to $163MMar 27, 2024 to Mar 20, 2025
- Individual RAUM · $49.3M to $48.5MMar 27, 2024 to Mar 20, 2025
- RAUM · $164M to $213MMar 27, 2024 to Mar 20, 2025
- Accounts · 557 to 528Mar 27, 2023 to Mar 27, 2024
- Corporate clients · unset to 1.0Mar 27, 2023 to Mar 27, 2024
- HNW clients · 55 to 60Mar 27, 2023 to Mar 27, 2024
- Individual clients · 130 to 126Mar 27, 2023 to Mar 27, 2024
- Discretionary RAUM · $155M to $164MMar 27, 2023 to Mar 27, 2024
- HNW RAUM · $106M to $114MMar 27, 2023 to Mar 27, 2024
- Individual RAUM · $49.6M to $49.3MMar 27, 2023 to Mar 27, 2024
- RAUM · $155M to $164MMar 27, 2023 to Mar 27, 2024
- Accounts · 535 to 557Mar 25, 2022 to Mar 27, 2023
- HNW clients · 63 to 55Mar 25, 2022 to Mar 27, 2023
- Individual clients · 114 to 130Mar 25, 2022 to Mar 27, 2023
- Pension plan clients · 4.0 to unsetMar 25, 2022 to Mar 27, 2023
- Discretionary RAUM · $180M to $155MMar 25, 2022 to Mar 27, 2023
- HNW RAUM · $136M to $106MMar 25, 2022 to Mar 27, 2023
- Individual RAUM · $41.2M to $49.6MMar 25, 2022 to Mar 27, 2023
- Pension RAUM · 2704849.0 to unsetMar 25, 2022 to Mar 27, 2023
- RAUM · $180M to $155MMar 25, 2022 to Mar 27, 2023
- Accounts · 496 to 535Mar 31, 2021 to Mar 25, 2022
- HNW clients · 51 to 63Mar 31, 2021 to Mar 25, 2022
- Individual clients · 124 to 114Mar 31, 2021 to Mar 25, 2022
Signals
1 dated events
- P••••••• W••••• M••••••••• G••••• I••• filed its initial SEC registration (Form ADV)May 9, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- support@pwmgi.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 734-667-5581reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 734-667-5607reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 734-667-5581reportedpublic record, Form ADV, Mar 26, 2026
- Contact form
- pwmgi.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- pwmgi.com/team/daniel-cestareportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $60.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026