DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••• I••••••••• P••••••• L•
Latest filing May 15, 2026
First filing on the tape Nov 13, 2015 · 28 filings
SEC status approved since Dec 21, 2015
RAUM
$3.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
61
40 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
27
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$3.7B as of May 15, 2026
Mar 29, 2016$2.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 15, 2026
Mar 29, 20160 then
Employees (5.A)61 as of May 15, 2026
Mar 29, 201621 then
Private funds27 as of May 15, 2026
Mar 29, 20169 then
RAUM +2.9% over the last fiscal year-2.0% a year over threeIARs 0 to 0offices 12 to 9
Practice profile
derived from the filing of May 15, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $133MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived10 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.9B, 28 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 28reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.9B for 28 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.99 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
23 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••• R•••• F••• F••• 2• L• | P•••••• Equity Fund | $902M | 25 | Aug 29, 2014 |
| P••••••• C••••• F••• 2• L• | P•••••• Equity Fund | $347M | 340 | Apr 1, 2022 |
| B•••• R•••• A••••••••• F••• 2• L• | P•••••• Equity Fund | $252M | 16 | Jul 11, 2013 |
| P••••••• B••••• O••••••••• F••• B• L• | P•••••• Equity Fund | $187M | 10 | Mar 29, 2018 |
| B•••• R•••• A••••••••• F••• 2•• L• | P•••••• Equity Fund | $131M | 4 | Mar 29, 2016 |
| P••••••• S••••••••• A••••••••• F••• L• | P•••••• Equity Fund | $119M | 8 | Mar 30, 2020 |
| B•••• R•••• C•••••• P••••••• F••• ••••• L• | P•••••• Equity Fund | $117M | 26 | Mar 30, 2012 |
| P••••••• A••• F••• F••• 3• L• | P•••••• Equity Fund | $112M | 53 | Mar 31, 2021 |
| B•••• R•••• A••••••••• C•••••••• F••• A• L• | P•••••• Equity Fund | $105M | 10 | Mar 29, 2016 |
| P••••••• S••••••••• A••••••••• F••• B• L• | P•••••• Equity Fund | $94.8M | 8 | Apr 1, 2022 |
| P••••••• B••••• O••••••••• F••• A• L• | P•••••• Equity Fund | $92.4M | 2 | Mar 29, 2018 |
| P••••••• B••••• O••••••••• D••••• F••• L• | P•••••• Equity Fund | $92.1M | 8 | Mar 29, 2018 |
| B•••• R•••• C•••••• P••••••• F••• ••••••••• L• | P•••••• Equity Fund | $86.7M | 15 | Mar 30, 2012 |
| P••••••• F•• F••••• C•••••••• F••• L• | P•••••• Equity Fund | $55.0M | 2 | Mar 29, 2019 |
| P••••••• C••••• F••• L• | P•••••• Equity Fund | $45.6M | 15 | Mar 30, 2020 |
| P••••••• A••• F••• F••• 3• V•• | P•••••• Equity Fund | $26.2M | 15 | Mar 31, 2021 |
| H• P•••• S•••••••• O••••••••• F••• I• L• | P•••••• Equity Fund | $22.6M | 7 | Mar 29, 2024 |
| B•••• R•••• C•••••• P••••••• F••• •••••• A•• M••••• B• L• | P•••••• Equity Fund | $18.2M | 2 | Oct 28, 2013 |
| T••••••• S••• R•• C••••••••• L•• | P•••••• Equity Fund | $17.8M | 7 | Mar 29, 2024 |
| P••••••• C••••• F••• O••••••• L• | P•••••• Equity Fund | $16.5M | 4 | Mar 30, 2020 |
| B•••• R•••• C•••••• P••••••• F••• •••••• A•• M••••• A• L• | P•••••• Equity Fund | $1.8M | 9 | Mar 30, 2012 |
| B•••• R•••• C•• •••• A••••••• C••••••••• L•no longer reported | P•••••• Equity Fund | $212,270 | 3 | Oct 28, 2013 |
| P••••••• M•• C•••••••• F••• L• | P•••••• Equity Fund | $165,025 | 5 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• B••••• C••••••••• · Partnercontrolsince 09/2015 · owns less than 5%
- G••••••• R••••••• L•• · Managing Partnercontrolsince 09/2015 · owns less than 5%
- S••••• J••••• D•••• · Partnercontrolsince 09/2015 · owns less than 5%
- T•••••••• T•••••• T•••• · Partnercontrolsince 09/2015 · owns less than 5%
- W•••••• M••••••• D•••• · Chief Operating Officercontrolsince 09/2015 · owns less than 5%
- W•••••• J•• J••••• S•••••• · General Counsel, Chief Compliance Officer And Corporate Secretarycontrolsince 09/2015 · owns less than 5%
- B••••••• B••••• C••••••••• · Membercontrolsince 09/2015 · owns 25% to 50% of P••••••• I••••••••• P••••••• L••
- G••••••• R••••••• L•• · Limited Partnercontrolsince 09/2019 · owns 25% to 50% of P••••••• H••••• L•
- G••••••• R••••••• L•• · Membercontrolsince 09/2015 · owns 50% to 75% of P••••••• I••••••••• P••••••• L••
Entity owners
- P••••••• H••••• L• · Limited Partnerdirect · owns 75% or more
- P••••••• I••••••••• P••••••• L•• · General Partnerdirect · owns less than 5%
- P••••••• I••••••••• P••••••• L•• · General Partnerindirect · owns F of P••••••• H••••• L•
- G•• P•••••• C•••••• S•••••••• M••••• F••• ••• I• L• · Limited Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- B•••• R•••• A••••••••• F••• 2• G• L••pooled vehicle sponsory
- B•••• R•••• A••••••••• F••• 2• G• L•pooled vehicle sponsory
- B•••• R•••• C•• ••••••••• G• L••pooled vehicle sponsory
- B•••• R•••• C•• ••••••••• G• L•pooled vehicle sponsory
- B•••• R•••• C•• ••••• G• L••pooled vehicle sponsory
- B•••• R•••• C•• ••••• G• L•pooled vehicle sponsory
- B•••• R•••• C•• •••••• • M•••••• G• L••pooled vehicle sponsory
- B•••• R•••• C•• •••••• • M•••••• G• L•pooled vehicle sponsory
- B•••• R•••• F••• F••• 2• G• L••pooled vehicle sponsory
- B•••• R•••• F••• F••• 2• G• L•pooled vehicle sponsory
- P••••••• A••• F••• F••• 3• G• ••• L•pooled vehicle sponsory
- P••••••• A••• F••• F••• 3• G• P••• L•••pooled vehicle sponsory
- P••••••• B••••• O••••••••• F••• G• L••pooled vehicle sponsory
- P••••••• B••••• O••••••••• F••• G• L•pooled vehicle sponsory
- P••••••• C••••• F••• 2• G• L••pooled vehicle sponsory
- P••••••• C••••• F••• 2• G• L•pooled vehicle sponsory
- P••••••• C••••• F••• G• L••pooled vehicle sponsory
- P••••••• C••••• F••• G• L•pooled vehicle sponsory
- P••••••• M•• F••• G• L•pooled vehicle sponsory
- P••••••• S••••••••• A••••••••• F••• G• L••pooled vehicle sponsory
- P••••••• S••••••••• A••••••••• F••• G• L•pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Singapore, Singapore7 employees
- Shanghai, China4 employees
- London, United Kingdom2 employees
- Sao Paulo, B•••••1 employees
- Fountain Hills, AZ1 employees
- Sydney, Australia1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 26 to 28Feb 17, 2026 to Mar 31, 2026
- Pooled vehicle clients · 26 to 27Feb 17, 2026 to Mar 31, 2026
- Assets in custody · $2.6B to $2.9BFeb 17, 2026 to Mar 31, 2026
- Discretionary RAUM · $3.6B to $3.7BFeb 17, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $3.6B to $3.7BFeb 17, 2026 to Mar 31, 2026
- RAUM · $3.6B to $3.7BFeb 17, 2026 to Mar 31, 2026
- p•••••• fund count · 26 to 27Jan 14, 2026 to Feb 17, 2026
- Other offices · 12 to 9Sep 2, 2025 to Jan 14, 2026
- Accounts · 24 to 26Apr 29, 2025 to Sep 2, 2025
- Pooled vehicle clients · 24 to 26Apr 29, 2025 to Sep 2, 2025
- Assets in custody · $2.6B to $2.6BApr 29, 2025 to Sep 2, 2025
- p•••••• fund count · 24 to 26Apr 29, 2025 to Sep 2, 2025
- Discretionary RAUM · $3.6B to $3.6BApr 29, 2025 to Sep 2, 2025
- Pooled vehicle RAUM · $3.6B to $3.6BApr 29, 2025 to Sep 2, 2025
- RAUM · $3.6B to $3.6BApr 29, 2025 to Sep 2, 2025
- Accounts · 21 to 24Oct 7, 2024 to Apr 29, 2025
- Advisory employees · 36 to 40Oct 7, 2024 to Apr 29, 2025
- Pooled vehicle clients · 21 to 24Oct 7, 2024 to Apr 29, 2025
- Assets in custody · $2.8B to $2.6BOct 7, 2024 to Apr 29, 2025
- Employees · 56 to 61Oct 7, 2024 to Apr 29, 2025
- Financial planning clients · unset to Oct 7, 2024 to Apr 29, 2025
- Other offices · 10 to 12Oct 7, 2024 to Apr 29, 2025
- p•••••• fund count · 22 to 24Oct 7, 2024 to Apr 29, 2025
- Discretionary RAUM · $3.7B to $3.6BOct 7, 2024 to Apr 29, 2025
- Pooled vehicle RAUM · $3.7B to $3.6BOct 7, 2024 to Apr 29, 2025
- RAUM · $3.7B to $3.6BOct 7, 2024 to Apr 29, 2025
- p•••••• fund count · 20 to 22Mar 30, 2024 to Aug 7, 2024
- Advisory employees · 34 to 36Mar 31, 2023 to Mar 30, 2024
- Assets in custody · $2.9B to $2.8BMar 31, 2023 to Mar 30, 2024
- Employees · 54 to 56Mar 31, 2023 to Mar 30, 2024
- Discretionary RAUM · $3.9B to $3.7BMar 31, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $3.9B to $3.7BMar 31, 2023 to Mar 30, 2024
- RAUM · $3.9B to $3.7BMar 31, 2023 to Mar 30, 2024
- Accounts · 20 to 21Apr 1, 2022 to Mar 31, 2023
- Advisory employees · 35 to 34Apr 1, 2022 to Mar 31, 2023
- Pooled vehicle clients · 20 to 21Apr 1, 2022 to Mar 31, 2023
- Assets in custody · $3.1B to $2.9BApr 1, 2022 to Mar 31, 2023
- Other offices · 9 to 10Apr 1, 2022 to Mar 31, 2023
- Discretionary RAUM · $3.9B to $3.9BApr 1, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $3.9B to $3.9BApr 1, 2022 to Mar 31, 2023
Signals
2 dated events
- J•••• E••••• Dau (Chief Marketing Officer) no longer on Schedule A of P••••••• I••••••••• P••••••• L• (listed 2019-10-18, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- P••••••• I••••••••• P••••••• L• filed its initial SEC registration (Form ADV)Nov 13, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••••••• I••••••••• P••••••• L• · Independent Sponsorsshared crd · capital_provider
- P••••••• I••••••••• P••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- sg.linkedin.com/company/proterra-asiareportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/proterra-investment-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- proterravalueinvestors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 612-257-7900reportedpublic record, Form ADV, May 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026