DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B•••• R•••• C•••••• P••••••• F••• ••••• L•
Gross asset value
$117M
as of Oct 7, 2024; not a fund size
Peak GAV
$582M
highest filing
Owners
26
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
28%
Reported
33 filings
Mar 30, 2012 to Oct 7, 2024
Reporting history
one row per Form ADV filing
Gross asset value$117M as of Oct 7, 2024
Mar 30, 2012$455M then
Owners26 as of Oct 7, 2024
Mar 30, 201226 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-146806reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Banco Santander Brasil SaSao Paulo, Brazil
- Bny MellonNew York, New York
- Cgs-Cimb Securities (Singapore) Pte. Ltd.Singapore, Singapore
- Computershare Trust Company, NaMinneapolis, Minnesota
- Deutsche BankMumbai, India
- Kotak Mahindra BankMumbai, India
- Ocbc BankSingapore, Singapore
- Wells Fargo BankSan Francisco, California
Across DFX
shared identifiers only
- B•••• R•••• C•••••• P••••••• F••• ••••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons