DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Zanetti Financial, LLC
Latest filing Apr 6, 2026
First filing on the tape Aug 31, 2021 · 19 filings
SEC status approved since Oct 18, 2021
RAUM
$809M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$809M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$405M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$809M as of Apr 6, 2026
Mar 8, 2022$135M then
HNW client RAUM$162M as of Apr 6, 2026
Mar 8, 2022$33.0M then
State-registered IARs (5.B.3)2 as of Apr 6, 2026
Mar 8, 20221 then
Employees (5.A)2 as of Apr 6, 2026
Mar 8, 20221 then
Private funds: no history
RAUM +100% over the last fiscal year+64% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Apr 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $405MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 741derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $546,871derivedHNW RAUM over HNW clients
- Average account
- $546,502derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +100%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +58%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$647M80%
- High-net-worth individuals$162M20%
- Individual clients
- 1,185reported
- HNW clients
- 296reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,481reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gregory Joseph Zanetti | Albuquerque, Nm | Apr 7, 2026 | 40 y | 5 |
| Walt Benson | Albuquerque, Nm | Apr 8, 2026 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Gregory Joseph Zanetti from Talbot Financial, LLCDec 3, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph Gregory Zanetti · Cco/Managing Membercontrolsince 10/2015 · owns 75% or more
- Walt Benson · Partnersince 08/2021 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Albuquerque, Nm · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Apr 6, 2026accounts (Item 5.F.2.f) moved from 938.0 to 1,481.0 (+58.0%) between the annual amendments of 2025-03-05 and 2026-04-06; the peer median change was +6.0% (1256 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 95% percentile
- client count surgeChange between filings · filing Apr 6, 2026individual and HNW clients (Item 5.D) moved from 938.0 to 1,481.0 (+58.0%) between the annual amendments of 2025-03-05 and 2026-04-06; the peer median change was +5.0% (1216 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,216) · 97% percentile
- RAUM up 50 %Change between filings · filing Apr 6, 2026RAUM (Item 5.F) moved from $404,472,409 to $809,369,167 (+100.0%) between the annual amendments of 2025-03-05 and 2026-04-06; the peer median change was +16.0% (1386 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,386) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 938 to 1,481Jan 27, 2026 to Mar 16, 2026
- HNW clients · 178 to 296Jan 27, 2026 to Mar 16, 2026
- Individual clients · 760 to 1,185Jan 27, 2026 to Mar 16, 2026
- Discretionary RAUM · $404M to $809MJan 27, 2026 to Mar 16, 2026
- HNW RAUM · $76.8M to $162MJan 27, 2026 to Mar 16, 2026
- Individual RAUM · $328M to $647MJan 27, 2026 to Mar 16, 2026
- RAUM · $404M to $809MJan 27, 2026 to Mar 16, 2026
- Financial planning clients · 0 to 0Mar 5, 2025 to Jun 26, 2025
- Accounts · 712 to 938Feb 8, 2024 to Mar 5, 2025
- HNW clients · 91 to 178Feb 8, 2024 to Mar 5, 2025
- Individual clients · 621 to 760Feb 8, 2024 to Mar 5, 2025
- Discretionary RAUM · $276M to $404MFeb 8, 2024 to Mar 5, 2025
- HNW RAUM · $71.9M to $76.8MFeb 8, 2024 to Mar 5, 2025
- Individual RAUM · $205M to $328MFeb 8, 2024 to Mar 5, 2025
- RAUM · $276M to $404MFeb 8, 2024 to Mar 5, 2025
- Accounts · 1,181 to 712May 30, 2023 to Feb 8, 2024
- HNW clients · 84 to 91May 30, 2023 to Feb 8, 2024
- Individual clients · 679 to 621May 30, 2023 to Feb 8, 2024
- Discretionary RAUM · $216M to $276MMay 30, 2023 to Feb 8, 2024
- HNW RAUM · $74.9M to $71.9MMay 30, 2023 to Feb 8, 2024
- Individual RAUM · $141M to $205MMay 30, 2023 to Feb 8, 2024
- RAUM · $216M to $276MMay 30, 2023 to Feb 8, 2024
- Accounts · 1,152 to 1,181May 1, 2023 to May 30, 2023
- Discretionary RAUM · $214M to $216MMay 1, 2023 to May 30, 2023
- HNW RAUM · $74.9M to $74.9MMay 1, 2023 to May 30, 2023
- Individual RAUM · $139M to $141MMay 1, 2023 to May 30, 2023
- RAUM · $214M to $216MMay 1, 2023 to May 30, 2023
- Accounts · 1,000 to 1,152Mar 1, 2023 to May 1, 2023
- HNW clients · 75 to 84Mar 1, 2023 to May 1, 2023
- Individual clients · 625 to 679Mar 1, 2023 to May 1, 2023
- Discretionary RAUM · $183M to $214MMar 1, 2023 to May 1, 2023
- HNW RAUM · $61.0M to $74.9MMar 1, 2023 to May 1, 2023
- Individual RAUM · $122M to $139MMar 1, 2023 to May 1, 2023
- RAUM · $183M to $214MMar 1, 2023 to May 1, 2023
- Accounts · 725 to 1,000Aug 17, 2022 to Mar 1, 2023
- Advisory employees · 1 to 2Aug 17, 2022 to Mar 1, 2023
- HNW clients · 35 to 75Aug 17, 2022 to Mar 1, 2023
- Individual clients · 420 to 625Aug 17, 2022 to Mar 1, 2023
- Employees · 1 to 2Aug 17, 2022 to Mar 1, 2023
- State-registered IARs · 1 to 2Aug 17, 2022 to Mar 1, 2023
Signals
3 dated events
- Zanetti Financial, Llc reported RAUM $809.4M, up 100% from $404.5M (2026-01-27 to 2026-03-16)Mar 16, 2026 · RAUM change · derived
- Zanetti Financial, Llc reported RAUM $404.5M, up 46% from $276.4M (2024-02-08 to 2025-03-05)Mar 5, 2025 · RAUM change · derived
- Zanetti Financial, Llc filed its initial SEC registration (Form ADV)Aug 31, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 505-250-3754reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 505-858-3303reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- zanettifinancial.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 505-250-3754reportedpublic record, Form ADV, Apr 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $405Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026