DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J•••• F•••••••• S•••••••• I•••
Latest filing Feb 12, 2026
First filing on the tape Feb 23, 2022 · 6 filings
SEC status approved since Mar 25, 2022
RAUM
$137M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
83%
$113M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$137M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$137M as of Feb 12, 2026
Jan 24, 2023$118M then
HNW client RAUM$82.0M as of Feb 12, 2026
Jan 24, 2023$60.7M then
State-registered IARs (5.B.3)1 as of Feb 12, 2026
Jan 24, 20231 then
Employees (5.A)1 as of Feb 12, 2026
Jan 24, 20231 then
Private funds: no history
RAUM +17% over the last fiscal year+5.2% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $137MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 166derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $445,514derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.6%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- $137MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$82.0M60%
- Individuals$31.5M23%
- Pension and profit-sharing plans$22.7M17%
- Charitable organizations$794,6410.6%
- Corporations and businesses$275,4810.2%
- Individual clients
- 125reported
- HNW clients
- 41reported
- Pension plan clients
- 21reported
- Charitable clients
- 2reported
- Accounts
- 308reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.83 fund_share=0.0 institutional_share=0.17 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••• A•••••• J•••• | Brecksville, Oh | Dec 7, 2015 | 40 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••••• A•••••• J•••• from B••••• C•••••• M••••••••• I•••Dec 7, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J••••• M•••••• A•••••• · President/Chief Compliance Officercontrolsince 11/2015 · owns 75% or more
Related persons
Schedule D 7.A
- M••••• A• J••••real estatey
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 322 to 308Jan 23, 2025 to Feb 12, 2026
- HNW clients · 40 to 41Jan 23, 2025 to Feb 12, 2026
- Individual clients · 134 to 125Jan 23, 2025 to Feb 12, 2026
- Pension plan clients · 22 to 21Jan 23, 2025 to Feb 12, 2026
- Discretionary RAUM · $118M to $137MJan 23, 2025 to Feb 12, 2026
- HNW RAUM · $65.2M to $82.0MJan 23, 2025 to Feb 12, 2026
- Individual RAUM · $31.0M to $31.5MJan 23, 2025 to Feb 12, 2026
- Pension RAUM · $20.5M to $22.7MJan 23, 2025 to Feb 12, 2026
- RAUM · $118M to $137MJan 23, 2025 to Feb 12, 2026
- Accounts · 348 to 322Jan 26, 2024 to Jan 23, 2025
- HNW clients · 33 to 40Jan 26, 2024 to Jan 23, 2025
- Individual clients · 159 to 134Jan 26, 2024 to Jan 23, 2025
- Financial planning clients · 0 to 0Jan 26, 2024 to Jan 23, 2025
- HQ city · unset to Jan 26, 2024 to Jan 23, 2025
- HQ state · unset to Jan 26, 2024 to Jan 23, 2025
- Discretionary RAUM · $114M to $118MJan 26, 2024 to Jan 23, 2025
- HNW RAUM · $55.0M to $65.2MJan 26, 2024 to Jan 23, 2025
- Individual RAUM · $37.0M to $31.0MJan 26, 2024 to Jan 23, 2025
- Pension RAUM · $20.8M to $20.5MJan 26, 2024 to Jan 23, 2025
- RAUM · $114M to $118MJan 26, 2024 to Jan 23, 2025
- Accounts · 354 to 348Jan 24, 2023 to Jan 26, 2024
- HNW clients · 34 to 33Jan 24, 2023 to Jan 26, 2024
- Individual clients · 169 to 159Jan 24, 2023 to Jan 26, 2024
- Discretionary RAUM · $118M to $114MJan 24, 2023 to Jan 26, 2024
- HNW RAUM · $60.7M to $55.0MJan 24, 2023 to Jan 26, 2024
- Individual RAUM · $35.6M to $37.0MJan 24, 2023 to Jan 26, 2024
- Pension RAUM · $20.8M to $20.8MJan 24, 2023 to Jan 26, 2024
- RAUM · $118M to $114MJan 24, 2023 to Jan 26, 2024
- Accounts · 349 to 354Mar 28, 2022 to Jan 24, 2023
- HNW clients · 28 to 34Mar 28, 2022 to Jan 24, 2023
- Individual clients · 212 to 169Mar 28, 2022 to Jan 24, 2023
- Pension plan clients · 19 to 22Mar 28, 2022 to Jan 24, 2023
- Discretionary RAUM · $115M to $118MMar 28, 2022 to Jan 24, 2023
- HNW RAUM · $46.1M to $60.7MMar 28, 2022 to Jan 24, 2023
- Individual RAUM · $45.2M to $35.6MMar 28, 2022 to Jan 24, 2023
- Pension RAUM · $22.4M to $20.8MMar 28, 2022 to Jan 24, 2023
- RAUM · $115M to $118MMar 28, 2022 to Jan 24, 2023
Signals
1 dated events
- J•••• F•••••••• S•••••••• I••• filed its initial SEC registration (Form ADV)Feb 23, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 330-659-3773reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 330-659-9085reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- J••••FINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 330-659-3773reportedpublic record, Form ADV, Feb 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $137Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026