DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
R•••••••• A•••• M••••••••• L••
Latest filing Aug 20, 2026
First filing on the tape Aug 20, 2026 · 1 filings
RAUM
$91.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$91.8M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Aug 20, 2026; every figure names its basis
- RAUM per advisor
- $22.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 18derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $611,792derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 0.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$83.1M91%
- Individuals$8.7M9.5%
- Individual clients
- 39reported
- HNW clients
- 31reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 150reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•••••• C•••••••• H••••• | Roselle, Il | May 16, 2016 | 10 y | 0 |
| P•••••• R•••• M•••••• | Chicago, Il | Jan 23, 2017 | 22 y | 0 |
| A••• W•••••• C•••••• | Chicago, Il | Jul 11, 2019 | 14 y | 1 |
| J•••••• H••• M•••••• | Benton Harbor, Mi | Jan 22, 2024 | 23 y | 1 |
| T••• D••••• R••••• | Chicago, Il | Jan 1, 2026 | 20 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 days0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••• D••••• R••••• from R•••••••• C•••••• A•••••••• L••Jan 1, 2026 · Other
- J•••••• H••• M•••••• from R•••••••• C•••••• A•••••••• L••Jan 22, 2024 · Other
- G••• J••••• S•••••••• from R•••••••• C•••••• A•••••••• L••Mar 24, 2021 · Other
- A••• W•••••• C•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jul 11, 2019 · Wirehouse to a state-registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from R•••••••• C•••••• A•••••••• L••Jan 2, 2026 · Chicago, Il · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chicago, Il · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
2 dated events
- R•••••••• C•••••• A•••••••• L••'s advisors moved to R•••••••• A•••• M••••••••• L•• (Chicago, IL): 3 of 3 registered, within 3 daysJan 2, 2026 · Firm absorbed (people side) · derived
- Thomas Patrick Haugh no longer registered at R•••••••• A•••• M••••••••• L••; no later IA registration on IAPDFeb 28, 2024 · Advisor departure · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- rebellionasset.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 312-878-3147reportedpublic record, Form ADV, Aug 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026