DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• F••••• G••••• L••
Latest filing Apr 1, 2026
First filing on the tape Mar 16, 2016 · 13 filings
SEC status approved since Mar 27, 2020
RAUM
$314M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$314M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$314M as of Apr 1, 2026
Feb 11, 2021$133M then
HNW client RAUM$207M as of Apr 1, 2026
Feb 11, 2021$93.6M then
State-registered IARs (5.B.3)1 as of Apr 1, 2026
Feb 11, 20211 then
Employees (5.A)4 as of Apr 1, 2026
Feb 11, 20213 then
Private funds: no history
RAUM +26% over the last fiscal year+32% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $314MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 224derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $361,467derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $247M, 223 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$207M66%
- Individuals$107M34%
- Individual clients
- 159reported
- HNW clients
- 65reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 870reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $247M for 223 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••• M••••••• E••• · Owner And Chief Compliance Officercontrolsince 04/2016 · owns 75% or more
Related persons
Schedule D 7.A
- T•• F••••• G••••• L••real estatey
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 810 to 870Mar 13, 2025 to Apr 1, 2026
- HNW clients · 67 to 65Mar 13, 2025 to Apr 1, 2026
- Individual clients · 157 to 159Mar 13, 2025 to Apr 1, 2026
- Discretionary RAUM · $247M to $312MMar 13, 2025 to Apr 1, 2026
- HNW RAUM · $167M to $207MMar 13, 2025 to Apr 1, 2026
- Individual RAUM · $83.1M to $107MMar 13, 2025 to Apr 1, 2026
- Non-discretionary RAUM · $3.2M to $2.6MMar 13, 2025 to Apr 1, 2026
- RAUM · $250M to $314MMar 13, 2025 to Apr 1, 2026
- Accounts · 858 to 810Mar 29, 2024 to Mar 13, 2025
- HNW clients · 66 to 67Mar 29, 2024 to Mar 13, 2025
- Individual clients · 161 to 157Mar 29, 2024 to Mar 13, 2025
- Assets in custody · $218M to $247MMar 29, 2024 to Mar 13, 2025
- Financial planning clients · 101-250 to 101-250Mar 29, 2024 to Mar 13, 2025
- Discretionary RAUM · $216M to $247MMar 29, 2024 to Mar 13, 2025
- HNW RAUM · $73.8M to $167MMar 29, 2024 to Mar 13, 2025
- Individual RAUM · $144M to $83.1MMar 29, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $1.3M to $3.2MMar 29, 2024 to Mar 13, 2025
- RAUM · $218M to $250MMar 29, 2024 to Mar 13, 2025
- Accounts · 780 to 858Mar 14, 2023 to Mar 29, 2024
- HNW clients · 61 to 66Mar 14, 2023 to Mar 29, 2024
- Individual clients · 151 to 161Mar 14, 2023 to Mar 29, 2024
- Assets in custody · $138M to $218MMar 14, 2023 to Mar 29, 2024
- Financial planning clients · 0 to 101-250Mar 14, 2023 to Mar 29, 2024
- Discretionary RAUM · $137M to $216MMar 14, 2023 to Mar 29, 2024
- HNW RAUM · $89.9M to $73.8MMar 14, 2023 to Mar 29, 2024
- Individual RAUM · $48.3M to $144MMar 14, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $745,000 to $1.3MMar 14, 2023 to Mar 29, 2024
- RAUM · $138M to $218MMar 14, 2023 to Mar 29, 2024
- Accounts · 759 to 780Mar 3, 2022 to Mar 14, 2023
- HNW clients · 79 to 61Mar 3, 2022 to Mar 14, 2023
- Individual clients · 128 to 151Mar 3, 2022 to Mar 14, 2023
- Assets in custody · $168M to $138MMar 3, 2022 to Mar 14, 2023
- Employees · 3 to 4Mar 3, 2022 to Mar 14, 2023
- Discretionary RAUM · $168M to $137MMar 3, 2022 to Mar 14, 2023
- HNW RAUM · $128M to $89.9MMar 3, 2022 to Mar 14, 2023
- Individual RAUM · $40.8M to $48.3MMar 3, 2022 to Mar 14, 2023
- Non-discretionary RAUM · $920,000 to $745,000Mar 3, 2022 to Mar 14, 2023
- RAUM · $169M to $138MMar 3, 2022 to Mar 14, 2023
- Accounts · 689 to 759Feb 11, 2021 to Mar 3, 2022
- HNW clients · 69 to 79Feb 11, 2021 to Mar 3, 2022
Signals
1 dated events
- V••••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 16, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/thefausergroupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- fausergroup.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 206-466-2542reportedpublic record, Form ADV, Apr 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026