DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• W••••• A•••••••• L••
Latest filing Apr 30, 2026
First filing on the tape Feb 23, 2016 · 33 filings
SEC status approved since Mar 4, 2016
RAUM
$1.7B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
96%
$1.7B individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$193M
derived; firm RAUM over IAPD count
Employees
12
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$1.7B as of Apr 30, 2026
Mar 15, 2017$133M then
HNW client RAUM$1.6B as of Apr 30, 2026
Mar 26, 2018$351M then
State-registered IARs (5.B.3)9 as of Apr 30, 2026
Mar 15, 20173 then
Employees (5.A)12 as of Apr 30, 2026
Mar 15, 20173 then
Private funds: no history
RAUM +20% over the last fiscal year+18% a year over threeIARs 9 to 9
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $193MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.9MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 3.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.5%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $483M, 81 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.6B94%
- Charitable organizations$60.1M3.5%
- Individuals$30.8M1.8%
- Corporations and businesses$8.7M0.5%
- Individual clients
- 91reported
- HNW clients
- 237reported
- Pension plan clients
- n/areported
- Charitable clients
- 8reported
- Accounts
- 1,539reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $483M for 81 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• L• G••••••• | Austin, Tx | Mar 30, 2016 | 26 y | 2 |
| M••••• K•••• M•••Certified Financial Planner | Austin, Tx | Mar 30, 2016 | 23 y | 1 |
| A••••• M•••••• C••• | Austin, Tx | Jan 2, 2018 | 25 y | 1 |
| K••••• R••••••• P•••• | Austin, Tx | Jan 3, 2018 | 38 y | 1 |
| J••••••••• W•••••••• G•••••Chartered Financial Analyst | Austin, Tx | Apr 29, 2019 | 10 y | 0 |
| S••••• G• B•••••••••Certified Financial Planner | Austin, Tx | Jun 13, 2019 | 13 y | 2 |
| B•••• N••••• | Austin, Tx | Jun 21, 2019 | 15 y | 1 |
| A•••••••• T••••• P•••• | Austin, Tx | Mar 6, 2025 | 13 y | 2 |
| E••••• S•••• B•••Certified Financial Planner | Austin, Tx | Apr 30, 2026 | 10 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E••••• S•••• B••• from O•••• A•••••••• L••Apr 30, 2026 · RIA to RIA
- A•••••••• T••••• P•••• from D••••••••• F••• A••••••• L•Mar 6, 2025 · Other
- B•••• N••••• from U•• F•••••••• S••••••• I•••Jun 21, 2019 · Wirehouse to independent RIA
- S••••• G• B••••••••• from S••• A••••••• S••••••• L•• C•Jun 13, 2019 · Other
- K••••• R••••••• P•••• from R•••••• J•••• • A••••••••• I•••Jan 3, 2018 · Other
- A••••• M•••••• C••• from R•••••• J•••• • A••••••••• I•••Jan 2, 2018 · Other
- J••••• L• G••••••• from R•••••• J•••• • A••••••••• I•••Mar 30, 2016 · Affiliated broker-dealer or bank to a newly registered adviser
- M••••• K•••• M••• from R•••••• J•••• • A••••••••• I•••Mar 30, 2016 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from R•••••• J•••• • A••••••••• I•••Dec 31, 2017 · Austin, Tx
- 2 joined from R•••••• J•••• • A••••••••• I•••Mar 31, 2016 · Austin, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••••• J•••••• L• · Chief Executive Officer/Managing Partner/Managing Membercontrolsince 12/2015 · owns 25% to 50%
- G•••• D•••••• L••••••• · Chief Compliance Officer And Director Of Operationscontrolsince 03/2026 · owns less than 5%
- M•••• M•••••• K•••• · Managing Partner/ Membercontrolsince 12/2015 · owns 10% to 25%
- P••••• K•••••• R••••••• · Managing Partner/ Membercontrolsince 01/2018 · owns 5% to 10%
- N•••••• B•••• · Partnercontrolsince 06/2019 · owns 75% or more of C•• M••••••••• L••
Entity owners
- C•• M••••••••• L•• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Austin, Tx · principal | 9 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Apr 30, 2026N•••••• B•••• (PARTNER) left Schedule A between the filings of 2019-07-03 and 2026-04-30peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Apr 30, 2026G•••• D•••••• L••••••• (CHIEF COMPLIANCE OFFICER AND DIRECTOR OF OPERATIONS) appeared on Schedule A between the filings of 2019-07-03 and 2026-04-30peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 1,440 to 1,539Mar 20, 2025 to Mar 31, 2026
- Charity clients · 7 to 8Mar 20, 2025 to Mar 31, 2026
- HNW clients · 221 to 237Mar 20, 2025 to Mar 31, 2026
- Individual clients · 90 to 91Mar 20, 2025 to Mar 31, 2026
- Assets in custody · $360M to $483MMar 20, 2025 to Mar 31, 2026
- Employees · 13 to 12Mar 20, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.4B to $1.7BMar 20, 2025 to Mar 31, 2026
- HNW RAUM · $1.4B to $1.6BMar 20, 2025 to Mar 31, 2026
- Individual RAUM · $27.0M to $30.8MMar 20, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $12.8M to $13.7MMar 20, 2025 to Mar 31, 2026
- RAUM · $1.5B to $1.7BMar 20, 2025 to Mar 31, 2026
- Accounts · 1,279 to 1,440Aug 23, 2024 to Mar 20, 2025
- Advisory employees · 8 to 9Aug 23, 2024 to Mar 20, 2025
- Corporate clients · 6.0 to unsetAug 23, 2024 to Mar 20, 2025
- HNW clients · 218 to 221Aug 23, 2024 to Mar 20, 2025
- Individual clients · 89 to 90Aug 23, 2024 to Mar 20, 2025
- Assets in custody · $323M to $360MAug 23, 2024 to Mar 20, 2025
- Employees · 11 to 13Aug 23, 2024 to Mar 20, 2025
- Financial planning clients · 26-50 to 26-50Aug 23, 2024 to Mar 20, 2025
- State-registered IARs · 8 to 9Aug 23, 2024 to Mar 20, 2025
- Discretionary RAUM · $1.2B to $1.4BAug 23, 2024 to Mar 20, 2025
- HNW RAUM · $1.1B to $1.4BAug 23, 2024 to Mar 20, 2025
- Individual RAUM · $25.6M to $27.0MAug 23, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $12.9M to $12.8MAug 23, 2024 to Mar 20, 2025
- RAUM · $1.2B to $1.5BAug 23, 2024 to Mar 20, 2025
- Accounts · 1,298 to 1,279Nov 15, 2023 to Mar 7, 2024
- Charity clients · 6 to 7Nov 15, 2023 to Mar 7, 2024
- Corporate clients · unset to 6.0Nov 15, 2023 to Mar 7, 2024
- HNW clients · 202 to 218Nov 15, 2023 to Mar 7, 2024
- Individual clients · 100 to 89Nov 15, 2023 to Mar 7, 2024
- Assets in custody · $314M to $323MNov 15, 2023 to Mar 7, 2024
- Financial planning clients · 51-100 to 26-50Nov 15, 2023 to Mar 7, 2024
- Discretionary RAUM · $1.0B to $1.2BNov 15, 2023 to Mar 7, 2024
- HNW RAUM · $965M to $1.1BNov 15, 2023 to Mar 7, 2024
- Individual RAUM · $27.2M to $25.6MNov 15, 2023 to Mar 7, 2024
- Non-discretionary RAUM · $13.8M to $12.9MNov 15, 2023 to Mar 7, 2024
- RAUM · $1.1B to $1.2BNov 15, 2023 to Mar 7, 2024
- Accounts · 1,230 to 1,298Jun 22, 2022 to Mar 24, 2023
- Advisory employees · 7 to 8Jun 22, 2022 to Mar 24, 2023
- HNW clients · 197 to 202Jun 22, 2022 to Mar 24, 2023
Signals
5 dated events
- M••••••• W••••• A•••••••• L•• reported RAUM $873.5M, up 25% from $697.8M (2020-05-26 to 2021-03-24)Mar 24, 2021 · RAUM change · derived
- M••••••• W••••• A•••••••• L•• reported RAUM $697.8M, up 90% from $367.6M (2019-11-01 to 2020-03-28)Mar 28, 2020 · RAUM change · derived
- B•••• N••••• (Partner) appeared on Schedule A of M••••••• W••••• A•••••••• L••Jul 3, 2019 · Control person joined · fact
- M••••••• W••••• A•••••••• L•• reported RAUM $373.4M, up 181% from $133.0M (2018-01-04 to 2018-03-26)Mar 26, 2018 · RAUM change · derived
- J•• G••••• L•• filed its initial SEC registration (Form ADV)Feb 23, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- team@meridianadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 512-717-5580reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- M•••••••ADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 512-717-5580reportedpublic record, Form ADV, Apr 30, 2026
- Contact form
- MERIDIANADVISORS.COM/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $193Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026