DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
J••• W••••• M•••••••• I•••
Latest filing Mar 12, 2026
First filing on the tape Jul 16, 2018 · 24 filings
SEC status approved since Aug 24, 2018
RAUM
$462M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$462M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$462M as of Mar 12, 2026
Feb 5, 2019$10.2M then
HNW client RAUM$59.5M as of Mar 12, 2026
Feb 18, 2020$0 then
State-registered IARs (5.B.3)4 as of Mar 12, 2026
Feb 5, 20191 then
Employees (5.A)9 as of Mar 12, 2026
Feb 5, 20191 then
Private funds: no history
RAUM +2.6% over the last fiscal year+22% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
- RAUM per advisor
- $116MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 796derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $87,551derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.7%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$403M87%
- High-net-worth individuals$59.5M13%
- Individual clients
- 3,145reported
- HNW clients
- 37reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5,279reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
5 left, 0 joined in 12 months
net -5 in 12 months0 left in 90 days0 joined in 90 days5 left over 36 months
Left, latest
- C••••••••• K•••• to S•••••• P••••••• I••••••••• A•••••••• L••Jun 1, 2026 · RIA to affiliated broker-dealer or bank
- M•••••• D•••• K••••• to S•••••• P••••••• I••••••••• A•••••••• L••Jun 1, 2026 · RIA to affiliated broker-dealer or bank
- H•••• C•••••••• M••••••••• T••••••• to S•••••• P••••••• I••••••••• A•••••••• L••Jun 1, 2026 · RIA to affiliated broker-dealer or bank
- D••••• R•• T••••••• to S•••••• P••••••• I••••••••• A•••••••• L••Jun 1, 2026 · RIA to affiliated broker-dealer or bank
- E••• W•••• P••••• to S•••••• P••••••• I••••••••• A•••••••• L••Jun 1, 2026 · RIA to affiliated broker-dealer or bank
Joined, latest
- E••• W•••• P••••• from R•••••••• F••••••••Mar 9, 2022 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 5 left for S•••••• P••••••• I••••••••• A•••••••• L••Jun 1, 2026 · Largo, Fl · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••• D••••••• J•••• · Chief Operations Officercontrolsince 05/2022 · owns 5% to 10%
- P•••••• E•••• W•••• · Financial Advisorcontrolsince 06/2023 · owns 5% to 10%
- P•••• C••••••• B•••• · Chief Technical Officercontrolsince 02/2019 · owns 10% to 25%
- T•••••••• D•••••• R•• · President/Chief Compliance Officer/Chief Investment Officercontrolsince 01/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Largo, Fl · principal | 0 | 0 | 5 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4,993 to 5,279May 7, 2025 to Mar 12, 2026
- HNW clients · 28 to 37May 7, 2025 to Mar 12, 2026
- Individual clients · 3,311 to 3,145May 7, 2025 to Mar 12, 2026
- Discretionary RAUM · $451M to $462MMay 7, 2025 to Mar 12, 2026
- HNW RAUM · $42.0M to $59.5MMay 7, 2025 to Mar 12, 2026
- Individual RAUM · $409M to $403MMay 7, 2025 to Mar 12, 2026
- RAUM · $451M to $462MMay 7, 2025 to Mar 12, 2026
- Financial planning clients · unset to Mar 15, 2025 to May 7, 2025
- Related adviser · false to trueMar 15, 2025 to May 7, 2025
- Accounts · 8,759 to 4,993Nov 20, 2024 to Mar 15, 2025
- HNW clients · unset to 28.0Nov 20, 2024 to Mar 15, 2025
- Individual clients · 3,878 to 3,311Nov 20, 2024 to Mar 15, 2025
- Discretionary RAUM · $363M to $451MNov 20, 2024 to Mar 15, 2025
- HNW RAUM · $0 to $42.0MNov 20, 2024 to Mar 15, 2025
- Individual RAUM · $363M to $409MNov 20, 2024 to Mar 15, 2025
- RAUM · $363M to $451MNov 20, 2024 to Mar 15, 2025
- Insurance-licensed employees · 1 to 0Mar 14, 2024 to Mar 27, 2024
- Advisory employees · 3 to 4Feb 12, 2024 to Mar 14, 2024
- State-registered IARs · 2 to 4Feb 12, 2024 to Mar 14, 2024
- Accounts · 8,059 to 8,759Sep 11, 2023 to Feb 12, 2024
- Individual clients · 3,891 to 3,878Sep 11, 2023 to Feb 12, 2024
- Employees · 7 to 9Sep 11, 2023 to Feb 12, 2024
- State-registered IARs · 3 to 2Sep 11, 2023 to Feb 12, 2024
- Discretionary RAUM · $254M to $363MSep 11, 2023 to Feb 12, 2024
- Individual RAUM · $254M to $363MSep 11, 2023 to Feb 12, 2024
- RAUM · $254M to $363MSep 11, 2023 to Feb 12, 2024
- Advisory employees · 2 to 3Jun 1, 2023 to Sep 11, 2023
- State-registered IARs · 2 to 3Jun 1, 2023 to Sep 11, 2023
- Accounts · 7,831 to 8,059Mar 30, 2022 to Feb 9, 2023
- Individual clients · 6,339 to 3,891Mar 30, 2022 to Feb 9, 2023
- Discretionary RAUM · $191M to $254MMar 30, 2022 to Feb 9, 2023
- Individual RAUM · $191M to $254MMar 30, 2022 to Feb 9, 2023
- RAUM · $191M to $254MMar 30, 2022 to Feb 9, 2023
- Accounts · 3,984 to 7,831Mar 2, 2022 to Mar 30, 2022
- Advisory employees · 1 to 2Mar 2, 2022 to Mar 30, 2022
- Individual clients · 3,984 to 6,339Mar 2, 2022 to Mar 30, 2022
- Employees · 4 to 7Mar 2, 2022 to Mar 30, 2022
- Insurance-licensed employees · 0 to 1Mar 2, 2022 to Mar 30, 2022
- State-registered IARs · 1 to 2Mar 2, 2022 to Mar 30, 2022
- Discretionary RAUM · $117M to $191MMar 2, 2022 to Mar 30, 2022
Signals
12 dated events
- J••• W••••• M•••••••• I••• no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $462.2M)Jul 1, 2026 · Left the SEC roster · derived
- E••• W•••• P••••• left J••• W••••• M•••••••• I••• for S•••••• P••••••• I••••••••• A•••••••• L•• (registered 2026-05-07)Jun 1, 2026 · Advisor changed firm · fact
- D••••• R•• T••••••• left J••• W••••• M•••••••• I••• for S•••••• P••••••• I••••••••• A•••••••• L•• (registered 2026-05-01)Jun 1, 2026 · Advisor changed firm · fact
- C••••••••• K•••• left J••• W••••• M•••••••• I••• for S•••••• P••••••• I••••••••• A•••••••• L•• (registered 2026-05-07)Jun 1, 2026 · Advisor changed firm · fact
- M•••••• D•••• K••••• left J••• W••••• M•••••••• I••• for S•••••• P••••••• I••••••••• A•••••••• L•• (registered 2026-06-09)Jun 1, 2026 · Advisor changed firm · fact
- H•••• C•••••••• M••••••••• T••••••• left J••• W••••• M•••••••• I••• for S•••••• P••••••• I••••••••• A•••••••• L•• (registered 2026-05-06)Jun 1, 2026 · Advisor changed firm · fact
- J••• W••••• M•••••••• I•••'s advisors moved to S•••••• P••••••• I••••••••• A•••••••• L•• (Largo, FL): 5 of 5 registered, on the same dayJun 1, 2026 · Firm absorbed (people side) · derived
- J••• W••••• M•••••••• I••• reported RAUM $363.4M, up 43% from $254.0M (2023-09-11 to 2024-02-12)Feb 12, 2024 · RAUM change · derived
- Wayne Eric Powell (Financial Advisor) appeared on Schedule A of J••• W••••• M•••••••• I•••Feb 12, 2024 · Control person joined · fact
- J•••• D•••••• Mckay (Chief Operations Officer) appeared on Schedule A of J••• W••••• M•••••••• I•••Feb 12, 2024 · Control person joined · fact
- B•••• C•••••• P••• (Chief Technical Officer) appeared on Schedule A of J••• W••••• M•••••••• I•••Feb 12, 2024 · Control person joined · fact
- J••• W••••• M•••••••• I••• filed its initial SEC registration (Form ADV)Jul 16, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026