DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Goldentree Loan Management, LP
Latest filing Aug 4, 2020
First filing on the tape Feb 19, 2016 · 16 filings
RAUM
$6.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
12
$7.0B gross assets
History
16 filings and snapshots on the tape
RAUM$6.5B as of Mar 26, 2020
Mar 29, 2017$956M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2020
Mar 29, 20170 then
Employees (5.A)8 as of Mar 26, 2020
Mar 29, 201711 then
Private funds11 as of Mar 26, 2020
Mar 29, 20171 then
RAUM +37% over the last fiscal year+89% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 4, 2020; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $589MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.5B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 11reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Andrew Steven Tananbaum · Lead Portfolio Managercontrolsince 01/2016 · owns less than 5%
- Andrew Steven Tananbaum · Membercontrolsince 01/2016 · owns 25% to 50% of Goldentree Loan Management Gp LLC
- Nmn George Travers · Chief Compliance Officersince 01/2016 · owns less than 5%
- Scott Michael Winderman · General Counselsince 06/2016 · owns less than 5%
Entity owners
- Goldentree Loan Management (Offshore Feeder), LP · Limited Partnerdirect · owns 75% or more
- Goldentree Loan Management Gp LLC · General Partnerdirect · owns less than 5%
- Goldentree Loan Management (US Feeder), LP · Limited Partnerdirect · owns 10% to 25%
- Gt Athena Hedge Limited · Limited Partnerindirect · owns 25% to 50% of Goldentree Loan Management (Offshore Feeder) LP
- Yuhaviatam LLC · Limited Partnerindirect · owns 25% to 50% of Goldentree Loan Management (US Feeder) LP
Related persons
Schedule D 7.A
- Goldentree Asset Management (Ireland) Ltdinvestment advisern
- Goldentree Asset Management LPinvestment adviseryRAUM $70B
- Goldentree Asset Management Singapore Pte Ltdinvestment advisern
- Goldentree Asset Management Uk Llpinvestment advisern
- Goldentree Capital Partners LLCpooled vehicle sponsorn
- Goldentree Credit Opportunities Gp LLCpooled vehicle sponsorn
- Goldentree Distressed Debt Fund Gp LLCpooled vehicle sponsorn
- Goldentree Distressed Fund 2014 Gp LLCpooled vehicle sponsorn
- Goldentree Distressed Fund III Gp LLCbankpooled vehicle sponsorn
- Goldentree Emerging Markets Gp LLCpooled vehicle sponsorn
- Goldentree High Grade Floating Rate Fund Gp LLCpooled vehicle sponsorn
- Goldentree High Yield Value Gp LLCpooled vehicle sponsorn
- Goldentree High Yield Value Offshore Gp Ltdpooled vehicle sponsorn
- Goldentree Loan Management Gp, LLCpooled vehicle sponsory
- Goldentree Loan Management II Gp LLCpooled vehicle sponsorn
- Goldentree Loan Management II LPinvestment advisern
- Goldentree Multi-Sector Gp LLCpooled vehicle sponsorn
- Goldentree Spc LLCpooled vehicle sponsorn
- Goldentree Structured Products Gp LLCpooled vehicle sponsorn
- Gtam Irish Co., Limitedinvestment advisern
Offices
Schedule D 1.F, the 25 largest
- Miami, FL1 employees
What changed
consecutive filings, newest first
- Private funds · 11 to 12Mar 26, 2020 to Aug 4, 2020
- Accounts · 7 to 11Feb 24, 2020 to Mar 26, 2020
- Pooled vehicle clients · 7 to 11Feb 24, 2020 to Mar 26, 2020
- Discretionary RAUM · $4.7B to $6.5BFeb 24, 2020 to Mar 26, 2020
- Pooled vehicle RAUM · $4.7B to $6.5BFeb 24, 2020 to Mar 26, 2020
- RAUM · $4.7B to $6.5BFeb 24, 2020 to Mar 26, 2020
- Private funds · 10 to 11Nov 6, 2019 to Feb 24, 2020
- Private funds · 8 to 10Apr 4, 2019 to Nov 6, 2019
- Private funds · 7 to 8Mar 26, 2019 to Apr 4, 2019
- Accounts · 5 to 7Feb 28, 2019 to Mar 26, 2019
- Advisory employees · 8 to 6Feb 28, 2019 to Mar 26, 2019
- Pooled vehicle clients · 5 to 7Feb 28, 2019 to Mar 26, 2019
- Employees · 10 to 8Feb 28, 2019 to Mar 26, 2019
- Discretionary RAUM · $3.5B to $4.7BFeb 28, 2019 to Mar 26, 2019
- Pooled vehicle RAUM · $3.5B to $4.7BFeb 28, 2019 to Mar 26, 2019
- RAUM · $3.5B to $4.7BFeb 28, 2019 to Mar 26, 2019
- Private funds · 6 to 7Jul 23, 2018 to Feb 28, 2019
- Private funds · 5 to 6May 4, 2018 to Jul 23, 2018
- Accounts · 4 to 5Mar 27, 2018 to May 4, 2018
- Pooled vehicle clients · 4 to 5Mar 27, 2018 to May 4, 2018
- Private funds · 4 to 5Mar 27, 2018 to May 4, 2018
- Discretionary RAUM · $3.0B to $3.5BMar 27, 2018 to May 4, 2018
- Pooled vehicle RAUM · $3.0B to $3.5BMar 27, 2018 to May 4, 2018
- RAUM · $3.0B to $3.5BMar 27, 2018 to May 4, 2018
- Accounts · 34 to 4Jun 1, 2017 to Mar 27, 2018
- Advisory employees · 7 to 8Jun 1, 2017 to Mar 27, 2018
- Charity clients · unset to 0.0Jun 1, 2017 to Mar 27, 2018
- Corporate clients · unset to 0.0Jun 1, 2017 to Mar 27, 2018
- HNW clients · unset to 0.0Jun 1, 2017 to Mar 27, 2018
- Individual clients · unset to 0.0Jun 1, 2017 to Mar 27, 2018
- Pension plan clients · unset to 0.0Jun 1, 2017 to Mar 27, 2018
- Pooled vehicle clients · unset to 4.0Jun 1, 2017 to Mar 27, 2018
- Employees · 11 to 10Jun 1, 2017 to Mar 27, 2018
- Other offices · unset to 1.0Jun 1, 2017 to Mar 27, 2018
- Private funds · 2 to 4Jun 1, 2017 to Mar 27, 2018
- Discretionary RAUM · $956M to $3.0BJun 1, 2017 to Mar 27, 2018
- Pooled vehicle RAUM · unset to 3024150000.0Jun 1, 2017 to Mar 27, 2018
- RAUM · $956M to $3.0BJun 1, 2017 to Mar 27, 2018
- Accounts · 33 to 34Mar 29, 2017 to Jun 1, 2017
- Private funds · 1 to 2Mar 29, 2017 to Jun 1, 2017
Signals
4 dated events
- Goldentree Loan Management, Lp reported RAUM $6.5B, up 37% from $4.7B (2020-02-24 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- Goldentree Loan Management, Lp reported RAUM $4.7B, up 35% from $3.5B (2019-02-28 to 2019-03-26)Mar 26, 2019 · RAUM change · derived
- Goldentree Loan Management, Lp reported RAUM $3.0B, up 216% from $955.8M (2017-06-01 to 2018-03-27)Mar 27, 2018 · RAUM change · derived
- Goldentree Loan Management, Lp filed its initial SEC registration (Form ADV)Feb 19, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026