DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Goldentree Asset Management LP
Latest filing Jun 11, 2026
First filing on the tape Mar 28, 2012 · 62 filings
SEC status approved since Jan 25, 2001
RAUM
$70B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$70B
derived; firm RAUM over IAPD count
Employees
320
80 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
73
reported on Schedule D
History
62 filings and snapshots on the tape
RAUM$70B as of Jun 11, 2026
Mar 28, 2012$18B then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Jun 11, 2026
Mar 20, 20131 then
Employees (5.A)320 as of Jun 11, 2026
Mar 20, 2013185 then
Private funds73 as of Jun 11, 2026
Mar 28, 201234 then
RAUM +11% over the last fiscal year+10% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jun 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $70BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $436MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 320.0derivedItem 5.A over advisors
- Advisors per office
- 0.1derived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $44B, 79 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$49B70%
- Corporations and businesses$12B17%
- State and municipal entities$5.0B7.1%
- Pension and profit-sharing plans$2.7B3.9%
- Insurance companies$1.3B1.8%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 10reported
- Charitable clients
- 0reported
- Accounts
- 161reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $44B for 79 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.7 institutional_share=0.13 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Steven Andrew Tananbaum | New York, Ny | Dec 14, 2011 | 26 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
102 reported on Schedule D 7.B.(1)
All funds of Goldentree Asset Management LP
Owners and control persons
Schedule A and B, latest filing
- Andrew Steven Tananbaum · Limited Partner And Chief Investment Officercontrolsince 04/2000 · owns 50% to 75%
- Andrew Steven Tananbaum · Sole Managing Membercontrolsince 04/2000 · owns 75% or more of Goldentree Asset Management LLC
- Belmont Peter Alderman · General Counselsince 08/2023 · owns less than 5%
- Bryan Christopher Hayward · Limited Partner And President And Chief Financial Officersince 05/2019 · owns less than 5%
- Spencer Lee Kruter · Limited Partner And Portfolio Managersince 03/2007 · owns 5% to 10%
- Meyer Daniel Rosensweig · Limited Partner And Chief Operating Officersince 02/2022 · owns less than 5%
- Layne Kathryn Sutherland · Limited Partner And Chief Executive Officersince 10/2022 · owns 5% to 10%
- Nmn George Travers · Chief Compliance Officersince 06/2005 · owns less than 5%
Entity owners
- Goldentree Asset Management LLC · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Glm Gp, LLCpooled vehicle sponsory
- Glm II Gp, LLCpooled vehicle sponsory
- Glm III Gp, LLCpooled vehicle sponsory
- Goldentree 2017 K-Sc Gp, LLCpooled vehicle sponsory
- Goldentree Asset Management Credit Advisor LLCinvestment adviseryRAUM $319M
- Goldentree Capital Partners LLCbankpooled vehicle sponsory
- Goldentree Co-Invest Fund II Gp LLCpooled vehicle sponsory
- Goldentree Credit Opportunities Gp LLCbankpooled vehicle sponsory
- Goldentree Distressed Co-Investment Fund III Gp LLCpooled vehicle sponsory
- Goldentree Distressed Debt Fund Gp LLCbankpooled vehicle sponsory
- Goldentree Distressed Fund 2014 Gp LLCbankpooled vehicle sponsory
- Goldentree Distressed Fund III Gp LLCpooled vehicle sponsory
- Goldentree Distressed Fund IV Gp LLCpooled vehicle sponsory
- Goldentree Emerging Markets Gp LLCpooled vehicle sponsory
- Goldentree High Grade Floating Rate Fund Gp LLCpooled vehicle sponsory
- Goldentree High Yield Value Gp LLCbankpooled vehicle sponsory
- Goldentree High Yield Value Offshore Gp Ltdbankpooled vehicle sponsory
- Goldentree Loan Management Gp LLCpooled vehicle sponsory
- Goldentree Loan Management II Gp LLCpooled vehicle sponsory
- Goldentree Loan Management III Gp LLCpooled vehicle sponsory
- Goldentree Multi-Sector Gp LLCpooled vehicle sponsory
- Goldentree Spc LLCbankpooled vehicle sponsory
- Goldentree Structured Products Gp LLCbankpooled vehicle sponsory
- Goldentree Structured Products Vii (2020) Gp LLCpooled vehicle sponsory
- Gt Private Credit Fund Gp LLCpooled vehicle sponsory
Advisers that list Goldentree Asset Management LP as a related person
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom10 employees
- West Palm Beach, FL3 employees
- Austin, TX1 employees
- Miami, FL1 employees
What changed
consecutive filings, newest first
- Private funds · 71 to 73Apr 28, 2026 to Jun 11, 2026
- Accounts · 158 to 161Jan 6, 2026 to Mar 31, 2026
- Advisory employees · 70 to 80Jan 6, 2026 to Mar 31, 2026
- Corporate clients · 45 to 43Jan 6, 2026 to Mar 31, 2026
- Pooled vehicle clients · 86 to 91Jan 6, 2026 to Mar 31, 2026
- Assets in custody · $36B to $44BJan 6, 2026 to Mar 31, 2026
- Employees · 310 to 320Jan 6, 2026 to Mar 31, 2026
- Private funds · 70 to 71Jan 6, 2026 to Mar 31, 2026
- Discretionary RAUM · $63B to $70BJan 6, 2026 to Mar 31, 2026
- Pension RAUM · $2.4B to $2.7BJan 6, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $44B to $49BJan 6, 2026 to Mar 31, 2026
- RAUM · $63B to $70BJan 6, 2026 to Mar 31, 2026
- Private funds · 68 to 70Aug 21, 2025 to Jan 6, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jun 2, 2025
- Private funds · 67 to 68Mar 28, 2025 to Jun 2, 2025
- Accounts · 141 to 158Feb 26, 2025 to Mar 28, 2025
- Corporate clients · 43 to 45Feb 26, 2025 to Mar 28, 2025
- Pension plan clients · 8 to 10Feb 26, 2025 to Mar 28, 2025
- Pooled vehicle clients · 74 to 86Feb 26, 2025 to Mar 28, 2025
- Assets in custody · $29B to $36BFeb 26, 2025 to Mar 28, 2025
- Employees · 300 to 310Feb 26, 2025 to Mar 28, 2025
- Other offices · 4 to 7Feb 26, 2025 to Mar 28, 2025
- Discretionary RAUM · $57B to $63BFeb 26, 2025 to Mar 28, 2025
- Pension RAUM · $1.3B to $2.4BFeb 26, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $39B to $44BFeb 26, 2025 to Mar 28, 2025
- RAUM · $57B to $63BFeb 26, 2025 to Mar 28, 2025
- Private funds · 58 to 67Mar 28, 2024 to Feb 26, 2025
- Accounts · 132 to 141Jan 29, 2024 to Mar 28, 2024
- Corporate clients · 35 to 43Jan 29, 2024 to Mar 28, 2024
- Pension plan clients · 6 to 8Jan 29, 2024 to Mar 28, 2024
- Assets in custody · $27B to $29BJan 29, 2024 to Mar 28, 2024
- Employees · 285 to 300Jan 29, 2024 to Mar 28, 2024
- Private funds · 59 to 58Jan 29, 2024 to Mar 28, 2024
- Discretionary RAUM · $52B to $57BJan 29, 2024 to Mar 28, 2024
- Pension RAUM · $1.5B to $1.3BJan 29, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $38B to $39BJan 29, 2024 to Mar 28, 2024
- RAUM · $52B to $57BJan 29, 2024 to Mar 28, 2024
- Private funds · 55 to 59Sep 26, 2023 to Jan 29, 2024
- Advisory employees · 52 to 70Jan 18, 2023 to Mar 30, 2023
- Corporate clients · 36 to 35Jan 18, 2023 to Mar 30, 2023
Signals
2 dated events
- Goldentree Asset Management Lp reported RAUM $52.0B, up 28% from $40.5B (2021-11-22 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Goldentree Asset Management Lp reported RAUM $40.5B, up 45% from $28.0B (2021-03-01 to 2021-03-16)Mar 16, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- GOLDENTREE.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-847-3500reportedpublic record, Form ADV, Jun 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $70Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026