DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
1• C•••••• P•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 18, 2016 · 24 filings
SEC status approved since Apr 23, 2021
RAUM
$246M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
96%
$235M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$61.6M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$246M as of Mar 31, 2026
Mar 30, 2022$132M then
HNW client RAUM$207M as of Mar 31, 2026
Mar 30, 2022$121M then
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Mar 30, 20221 then
Employees (5.A)7 as of Mar 31, 2026
Mar 30, 20221 then
Private funds: no history
RAUM +16% over the last fiscal year+24% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $61.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 32derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.3MderivedHNW RAUM over HNW clients
- Average account
- $592,344derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +24%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$207M84%
- Individuals$28.0M11%
- Pension and profit-sharing plans$4.4M1.8%
- Corporations and businesses$3.3M1.4%
- Charitable organizations$3.3M1.3%
- Individual clients
- 89reported
- HNW clients
- 39reported
- Pension plan clients
- 35reported
- Charitable clients
- 5reported
- Accounts
- 416reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• L•••••• B••••••••• | Phoenix, Az | Mar 30, 2016 | 15 y | 3 |
| T••••• E•••••••• M••••• | Phoenix, Az | Nov 17, 2023 | 17 y | 6 |
| S•••• T•••• B••••• | Phoenix, Az | Aug 1, 2024 | 10 y | 0 |
| E••• E••••• O••••• | Phoenix, Az | Sep 8, 2026 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••••• E•••••••• M••••• from P••••••• A•••••••• L••Nov 17, 2023 · RIA to RIA
- J•••• L•••••• B••••••••• from B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••Mar 30, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• J••••• L•••••• · Managing Member/Chief Compliance Officercontrolsince 02/2016 · owns 75% or more
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Phoenix, Az · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 323 to 416Dec 17, 2025 to Mar 31, 2026
- Charity clients · unset to 5.0Dec 17, 2025 to Mar 31, 2026
- Corporate clients · 7 to 22Dec 17, 2025 to Mar 31, 2026
- HNW clients · 32 to 39Dec 17, 2025 to Mar 31, 2026
- Individual clients · 71 to 89Dec 17, 2025 to Mar 31, 2026
- Pension plan clients · 21 to 35Dec 17, 2025 to Mar 31, 2026
- Employees · 3 to 7Dec 17, 2025 to Mar 31, 2026
- Financial planning clients · 1-10 to 101-250Dec 17, 2025 to Mar 31, 2026
- Discretionary RAUM · $205M to $240MDec 17, 2025 to Mar 31, 2026
- HNW RAUM · $187M to $207MDec 17, 2025 to Mar 31, 2026
- Individual RAUM · $19.2M to $28.0MDec 17, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $7.5M to $6.0MDec 17, 2025 to Mar 31, 2026
- Pension RAUM · $2.5M to $4.4MDec 17, 2025 to Mar 31, 2026
- RAUM · $212M to $246MDec 17, 2025 to Mar 31, 2026
- Financial planning clients · 1-10 to 1-10Mar 31, 2025 to Jun 20, 2025
- Accounts · 273 to 323Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 2 to 3Mar 29, 2024 to Mar 31, 2025
- Corporate clients · 8 to 7Mar 29, 2024 to Mar 31, 2025
- Individual clients · 50 to 71Mar 29, 2024 to Mar 31, 2025
- Pension plan clients · 12 to 21Mar 29, 2024 to Mar 31, 2025
- Employees · 2 to 3Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 1-10Mar 29, 2024 to Mar 31, 2025
- State-registered IARs · 2 to 3Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $175M to $205MMar 29, 2024 to Mar 31, 2025
- HNW RAUM · $162M to $187MMar 29, 2024 to Mar 31, 2025
- Individual RAUM · $18.4M to $19.2MMar 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $9.5M to $7.5MMar 29, 2024 to Mar 31, 2025
- Pension RAUM · $1.8M to $2.5MMar 29, 2024 to Mar 31, 2025
- RAUM · $185M to $212MMar 29, 2024 to Mar 31, 2025
- Accounts · 154 to 273Oct 13, 2023 to Mar 29, 2024
- Advisory activities · 6 to 7Oct 13, 2023 to Mar 29, 2024
- Corporate clients · 6 to 8Oct 13, 2023 to Mar 29, 2024
- HNW clients · 14 to 32Oct 13, 2023 to Mar 29, 2024
- Individual clients · 32 to 50Oct 13, 2023 to Mar 29, 2024
- Pension plan clients · 2 to 12Oct 13, 2023 to Mar 29, 2024
- Discretionary RAUM · $121M to $175MOct 13, 2023 to Mar 29, 2024
- HNW RAUM · $116M to $162MOct 13, 2023 to Mar 29, 2024
- Individual RAUM · $9.3M to $18.4MOct 13, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $7.8M to $9.5MOct 13, 2023 to Mar 29, 2024
- Pension RAUM · $1.2M to $1.8MOct 13, 2023 to Mar 29, 2024
Signals
1 dated events
- 1• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Feb 18, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 602-718-1177reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/PEARLCAPITALMANAGEMENTreportedpublic record, Form ADV, Sep 18, 2026
- Website
- jennabiancavilla.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (602) 718-1177reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- pearlcapitalmanagement.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- pearlcapitalmanagement.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $61.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026