DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••••• R•••• A•••• M••••••••• L••
Latest filing Apr 28, 2026
First filing on the tape Jun 13, 2016 · 28 filings
SEC status approved since Jun 24, 2016
RAUM
$33B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
67
51 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
83
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$33B as of Apr 28, 2026
Mar 30, 2017$43.7M then
HNW client RAUM$0 as of Apr 28, 2026
Mar 29, 2019$0 then
State-registered IARs (5.B.3)0 as of Apr 28, 2026
Mar 30, 20170 then
Employees (5.A)67 as of Apr 28, 2026
Mar 30, 201715 then
Private funds83 as of Apr 28, 2026
Mar 30, 20171 then
RAUM +75% over the last fiscal year+33% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 28, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $392MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +75%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $32B, 76 clientsreportedItem 9.A
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$33B99%
- Pension and profit-sharing plans$478M1.4%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 3reported
- Charitable clients
- 0reported
- Accounts
- 85reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $32B for 76 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.99 institutional_share=0.01 related_bd=false related_bank=true bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
48 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•• 2•••• L••• | Securitized Asset Fund | $1.6B | 1 | 2•••-03-30 |
| R• 3• L•• | Securitized Asset Fund | $1.3B | 1 | Mar 29, 2019 |
| R• 2• L•• | Securitized Asset Fund | $892M | 1 | Mar 31, 2023 |
| R• 4• L•• | Securitized Asset Fund | $822M | 1 | Mar 29, 2019 |
| R• 7• L•• | Securitized Asset Fund | $819M | 1 | Mar 29, 2019 |
| R• 2• L•• | Securitized Asset Fund | $814M | 1 | Mar 30, 2018 |
| R• 1• L•• | Securitized Asset Fund | $777M | 1 | Mar 31, 2022 |
| R• 2• L•• | Securitized Asset Fund | $727M | 1 | Mar 31, 2022 |
| R• 1• L•• | Securitized Asset Fund | $725M | 1 | Mar 31, 2022 |
| R• 1• L•• | Securitized Asset Fund | $717M | 1 | Mar 25, 2021 |
| R• 1• L•• | Securitized Asset Fund | $713M | 1 | Mar 30, 2018 |
| R• 1• L•• | Securitized Asset Fund | $664M | 1 | Mar 29, 2019 |
| R• 1• L•• | Securitized Asset Fund | $660M | 1 | Mar 25, 2021 |
| R• 6• L•• | Securitized Asset Fund | $612M | 1 | Mar 29, 2019 |
| R• 1• L•• | Securitized Asset Fund | $608M | 1 | Mar 31, 2022 |
| R•• 1• L•• | Securitized Asset Fund | $573M | 1 | May 23, 2019 |
| R•• 7• L•• | Securitized Asset Fund | $526M | 1 | Mar 29, 2022 |
| R•• 4• L•• | Securitized Asset Fund | $521M | 1 | Mar 15, 2021 |
| R• 2• L•• | Securitized Asset Fund | $520M | 1 | Mar 31, 2023 |
| R• 2• L•• | Securitized Asset Fund | $517M | 1 | Mar 31, 2022 |
| R• 8• L•• | Securitized Asset Fund | $514M | 1 | 2•••-03-29 |
| R• 5• L•• | Securitized Asset Fund | $493M | 1 | Mar 29, 2019 |
| R• 1• L•• | Securitized Asset Fund | $486M | 1 | Mar 25, 2021 |
| R•• 5• L•• | Securitized Asset Fund | $469M | 1 | Mar 29, 2022 |
| R• 2• L•• | Securitized Asset Fund | $424M | 1 | Mar 28, 2024 |
| R•• 6• L•• | Securitized Asset Fund | $420M | 1 | Mar 29, 2022 |
| R•• 3• L•• | Securitized Asset Fund | $419M | 1 | Mar 29, 2022 |
| R• 2• L•• | Securitized Asset Fund | $414M | 1 | Mar 31, 2023 |
| R• 2• L•• | Securitized Asset Fund | $411M | 1 | Mar 31, 2023 |
| G••• S••••• M••••••• M••••• 2• L•• | Securitized Asset Fund | $305M | 1 | Mar 31, 2023 |
| R• R••••• B•••• C••••••• 2• L•• | Securitized Asset Fund | $177M | 1 | Mar 31, 2022 |
| R••• B••• 1• L••• | Securitized Asset Fund | $94.9M | 1 | Mar 30, 2017 |
| R•• C•••••• 1• D••••••••• A••••••• C••••••no longer reported | Securitized Asset Fund | $77.2M | 1 | 2•••-03-29 |
| R• B••• J•••••• 3• L•• | Securitized Asset Fund | $59.6M | 1 | Mar 28, 2024 |
| R• C•••• A••• 1• L••no longer reported | Securitized Asset Fund | $56.7M | 1 | 2•••-03-29 |
| R• J••••••• 2• L••no longer reported | Securitized Asset Fund | $52.5M | 1 | Mar 29, 2019 |
| R• P•••••• 4• L•• | Securitized Asset Fund | $50.7M | 1 | Mar 31, 2023 |
| R• C•••••• 4• L•• | Securitized Asset Fund | $24.5M | 1 | Mar 28, 2024 |
| R• B•••••• 2• L•• | Securitized Asset Fund | $23.4M | 1 | Mar 28, 2024 |
| R• T•••••• 1• L•• | Securitized Asset Fund | $15.2M | 1 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• S•••••• M•••••• · Directorcontrolsince 08/2016 · owns less than 5%
- C•••••• M••••••• A•••• · Directorcontrolsince 08/2016 · owns less than 5%
- E•••• D•••• · Directorcontrolsince 03/2017 · owns less than 5%
- G•••••••• J••••• E••••• · Directorcontrolsince 08/2016 · owns less than 5%
- H•••••• K••••••• M•••• · Chief Legal Officercontrolsince 06/2022 · owns less than 5%
- L•••• B•••• E••• · Directorcontrolsince 08/2016 · owns less than 5%
- R••••••• S••••••• M••• · Chief Investment Officercontrolsince 08/2016 · owns less than 5%
- S•••••• S•••••••• J• · Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
- T•••••••• A•••••• C•••••• · Chief Financial Officercontrolsince 08/2016 · owns less than 5%
- V••••• J••••• E• · Directorcontrolsince 08/2016 · owns less than 5%
Entity owners
- R•••••• R•••• H••••••• L• · Memberdirect · owns 75% or more
- A• R•• G•• L•• · General Partnerindirect · owns F of A• R••• L•••
- A• R••• L••• · Limited Partnerindirect · owns 25% to 50% of R•••••• R•••• H••••••• L•
- A•• A••••••• G•• L•• · General Partnerindirect · owns F of A••••• A•••••• A••••••••• A•••••••• L•••
- A•• H••••••• •••• L••• · Limited Partnerindirect · owns 75% or more of A••••• A•••••• A••••••••• A•••••••• L•••
- A•• H••••••• •••• L••• · Sole Memberindirect · owns 75% or more of A•• A••••••• G•• L••
- A•• C•••• · Sole Memberindirect · owns 75% or more of A••••• P•••••••• H••••••• V• G•• L••
- A••••• A•••••• A••••••••• A•••••••• L••• · Managing Memberindirect · owns F of A• R•• G•• L••
- A••••• A•••• M••••••••• I••• · Sole Memberindirect · owns 75% or more of A•• C•••• · public reporting company
- A••••• G••••• M••••••••• I••• · Sole Shareholderindirect · owns 75% or more of A••••• A•••• M••••••••• I••• · public reporting company
- A••••• G••••• M••••••••• I••• · Limited Partnerindirect · owns 25% to 50% of A••••• P•••••••• H••••••• V•• L••• · public reporting company
- A••••• P•••••••• H••••••• I• G•• L••• · General Partnerindirect · owns F of A•• H••••••• •••• L•••
- A••••• P•••••••• H••••••• V• G•• L•• · General Partnerindirect · owns F of A••••• P•••••••• H••••••• V•• L•••
- A••••• P•••••••• H••••••• V•• L••• · Limited Partnerindirect · owns F of A•• H••••••• •••• L•••
Related persons
Schedule D 7.A
- A• R•• G•• L••pooled vehicle sponsory
- A• R••• L•••y
- A•• A••••••• G•• L••investment advisery
- A•• H••••••• •••• L•••y
- A•• H••••••• •••• L•••investment advisery
- A•• C••••investment advisery
- A••••• A•••••• A••••••••• A•••••••• L•••investment advisery
- A••••• A•••• M••••••••• I•••investment advisery
- A••••• G••••• M••••••••• I•••y
- A••••• G••••• M••••••••• I•••investment advisery
- A••••• P•••••••• H••••••• V• G•• L••pooled vehicle sponsory
- A••••• P•••••••• H••••••• V• G•• L••y
- A••••• P•••••••• H••••••• V•• L•••y
- R•••••• R•••• A••••••• L••banky
- R•••••• R•••• A•••• M••••••••• ••• L••investment advisery
Advisers that list R•••••• R•••• A•••• M••••••••• L•• as a related person
- 284256 y
Offices
Schedule D 1.F, the 25 largest
- New York, NY21 employees
- London, United Kingdom11 employees
- Charlotte, NC7 employees
- New York, NY3 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- employee count surgeChange between filings · filing Apr 28, 2026employees (Item 5.A) moved from 44.0 to 67.0 (+52.0%) between the annual amendments of 2025-03-31 and 2026-04-28; the peer median change was +3.0% (461 comparable advisers, 97.0th percentile of changes)peers: asset managers, $20B and over (461) · 97% percentile
- RAUM up 50 %Change between filings · filing Apr 28, 2026RAUM (Item 5.F) moved from $19,008,000,000 to $33,323,339,623 (+75.0%) between the annual amendments of 2025-03-31 and 2026-04-28; the peer median change was +15.0% (470 comparable advisers, 95.0th percentile of changes)peers: asset managers, $20B and over (470) · 95% percentile
- private fund count surgeChange between filings · filing Apr 28, 2026private funds (Schedule D 7.B.1) moved from 42.0 to 83.0 (+98.0%) between the annual amendments of 2025-03-31 and 2026-04-28; the peer median change was +5.0% (318 comparable advisers, 98.0th percentile of changes)peers: asset managers, $20B and over (318) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 77 to 85May 2, 2025 to Mar 31, 2026
- Advisory employees · 39 to 51May 2, 2025 to Mar 31, 2026
- BD registered reps · 2 to 3May 2, 2025 to Mar 31, 2026
- Pension plan clients · 0 to 3May 2, 2025 to Mar 31, 2026
- Pooled vehicle clients · 77 to 82May 2, 2025 to Mar 31, 2026
- Assets in custody · $19B to $32BMay 2, 2025 to Mar 31, 2026
- Employees · 58 to 67May 2, 2025 to Mar 31, 2026
- Private funds · 77 to 83May 2, 2025 to Mar 31, 2026
- Discretionary RAUM · $30B to $33BMay 2, 2025 to Mar 31, 2026
- Pension RAUM · $0 to $478MMay 2, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $30B to $33BMay 2, 2025 to Mar 31, 2026
- RAUM · $30B to $33BMay 2, 2025 to Mar 31, 2026
- Accounts · 42 to 77Mar 31, 2025 to May 2, 2025
- Advisory employees · 33 to 39Mar 31, 2025 to May 2, 2025
- Pooled vehicle clients · 42 to 77Mar 31, 2025 to May 2, 2025
- Employees · 44 to 58Mar 31, 2025 to May 2, 2025
- Financial planning clients · unset to Mar 31, 2025 to May 2, 2025
- Private funds · 42 to 77Mar 31, 2025 to May 2, 2025
- Discretionary RAUM · $19B to $30BMar 31, 2025 to May 2, 2025
- Pooled vehicle RAUM · $19B to $30BMar 31, 2025 to May 2, 2025
- RAUM · $19B to $30BMar 31, 2025 to May 2, 2025
- Accounts · 37 to 42Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 41 to 33Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 37 to 42Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $19B to $19BMar 28, 2024 to Mar 31, 2025
- Employees · 41 to 44Mar 28, 2024 to Mar 31, 2025
- Other offices · 4 to 5Mar 28, 2024 to Mar 31, 2025
- Private funds · 37 to 42Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $19B to $19BMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $19B to $19BMar 28, 2024 to Mar 31, 2025
- RAUM · $19B to $19BMar 28, 2024 to Mar 31, 2025
- Advisory employees · 36 to 41Oct 5, 2023 to Mar 28, 2024
- Assets in custody · $17B to $19BOct 5, 2023 to Mar 28, 2024
- Employees · 36 to 41Oct 5, 2023 to Mar 28, 2024
- Other offices · 6 to 4Oct 5, 2023 to Mar 28, 2024
- Discretionary RAUM · $17B to $19BOct 5, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $17B to $19BOct 5, 2023 to Mar 28, 2024
- RAUM · $17B to $19BOct 5, 2023 to Mar 28, 2024
- Accounts · 31 to 37Jun 2, 2023 to Oct 5, 2023
- Pooled vehicle clients · 31 to 37Jun 2, 2023 to Oct 5, 2023
Signals
21 dated events
- R•••••• R•••• A•••• M••••••••• L•• reported RAUM $29.8B, up 57% from $19.0B (2025-03-31 to 2025-05-02)May 2, 2025 · RAUM change · derived
- J Stefanie Sundel (Chief Compliance Officer) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• L••Mar 31, 2023 · Control person joined · fact
- R••• I••••••• G••• (Chief Compliance Officer) no longer on Schedule A of R•••••• R•••• A•••• M••••••••• L•• (listed 2023-01-25, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Michael Steven Bowman (Director) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• L••Jan 25, 2023 · Control person joined · fact
- Mark Stephen Riddell (Chief Investment Officer) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• L••Jan 25, 2023 · Control person joined · fact
- Eric Bret Leas (Director) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• L••Jan 25, 2023 · Control person joined · fact
- E. James Vanek (Director) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• L••Jan 25, 2023 · Control person joined · fact
- Edward James Galowski (Director) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• L••Jan 25, 2023 · Control person joined · fact
- A•••• M•••••• C••••• (Director) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• L••Jan 25, 2023 · Control person joined · fact
- D•••• E••• (Director) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• L••Jan 25, 2023 · Control person joined · fact
- C•••••• A••••• T••••••• (Chief Financial Officer) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• L••Jan 25, 2023 · Control person joined · fact
- Daniel Joseph Glatt (Chief Legal Officer) no longer on Schedule A of R•••••• R•••• A•••• M••••••••• L•• (listed 2022-03-31, absent 2022-11-01)Nov 1, 2022 · Control person left · inference
- M•••• K•••••• H••••• (Chief Legal Officer) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• L••Nov 1, 2022 · Control person joined · fact
- R•••••• R•••• A•••• M••••••••• L•• reported RAUM $9.7B, up 39% from $7.0B (2•••-04-08 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- R•••••• R•••• A•••• M••••••••• L•• reported RAUM $7.0B, up 31% from $5.3B (2019-04-24 to 2•••-03-29)2•••-03-29 · RAUM change · derived
- R••• I••••••• G••• (Chief Compliance Officer) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• L••Apr 24, 2019 · Control person joined · fact
- Paul M•••••• Woodward (Chief Compliance Officer) no longer on Schedule A of R•••••• R•••• A•••• M••••••••• L•• (listed 2019-03-29, absent 2019-04-24)Apr 24, 2019 · Control person left · inference
- R•••••• R•••• A•••• M••••••••• L•• reported RAUM $5.3B, up 298% from $1.3B (2018-10-22 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Paul M•••••• Woodward (Chief Compliance Officer) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• L••Mar 29, 2019 · Control person joined · fact
- Zee Cindy Michel (Chief Compliance Officer) no longer on Schedule A of R•••••• R•••• A•••• M••••••••• L•• (listed 2018-10-22, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- R•••••• R•••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 13, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/redding-ridge-asset-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- R•••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (877) 256-7726reportedpublic record, Form ADV, Apr 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026