DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••••• R•••• A•••• M••••••••• ••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 5, 2018 · 16 filings
SEC status approved since Mar 8, 2018
RAUM
$13B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
67
51 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
29
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$13B as of Mar 31, 2026
Mar 30, 2018$0 then
HNW client RAUM$0 as of Mar 31, 2026
Mar 29, 2019$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20180 then
Employees (5.A)67 as of Mar 31, 2026
Mar 30, 20185 then
Private funds29 as of Mar 31, 2026
Mar 29, 20192 then
RAUM +43% over the last fiscal year+29% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $456MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +43%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $13B, 29 clientsreportedItem 9.A
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$13B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 29reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $13B for 29 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
20 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- C•••••• M••••••• A•••• · Directorcontrolsince 08/2016 · owns less than 5%
- E•••• D•••• · Directorcontrolsince 03/2017 · owns less than 5%
- G•••••••• J••••• E••••• · Directorcontrolsince 08/2016 · owns less than 5%
- H•••••• K••••••• M•••• · Chief Legal Officercontrolsince 06/2022 · owns less than 5%
- L•••• B•••• E••• · Directorcontrolsince 08/2016 · owns less than 5%
- R••••••• S••••••• M••• · Chief Investment Officercontrolsince 08/2016 · owns less than 5%
- S•••••• S•••••••• J• · Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
- T•••••••• A•••••• C•••••• · Chief Financial Officercontrolsince 08/2016 · owns less than 5%
- V••••• J••••• E• · Directorcontrolsince 08/2016 · owns less than 5%
Entity owners
- R•••••• R•••• ••• I••••••••• L•• · Managing Memberdirect · owns 75% or more
- A• R•• G•• L•• · General Partnerindirect · owns F of A• R••• L•••
- A• R••• L••• · Limited Partnerindirect · owns 25% to 50% of R•••••• R•••• H••••••• L•
- A•• A••••••• G•• L•• · General Partnerindirect · owns F of A••••• A•••••• A••••••••• A•••••••• L•••
- A•• H••••••• •••• L••• · Sole Memberindirect · owns 75% or more of A•• A••••••• G•• L••
- A•• H••••••• •••• L••• · Limited Partnerindirect · owns 75% or more of A••••• A•••••• A••••••••• A•••••••• L•••
- A•• C•••• · Sole Memberindirect · owns 75% or more of A••••• P•••••••• H••••••• V• G•• L••
- A••••• A•••••• A••••••••• A•••••••• L••• · Managing Memberindirect · owns F of A• R•• G•• L••
- A••••• A•••• M••••••••• I••• · Sole Memberindirect · owns 75% or more of A•• C•••• · public reporting company
- A••••• G••••• M••••••••• I••• · Sole Shareholderindirect · owns 75% or more of A••••• A•••• M••••••••• I••• · public reporting company
- A••••• G••••• M••••••••• I••• · Limited Partnerindirect · owns 25% to 50% of A••••• P•••••••• H••••••• V•• L••• · public reporting company
- A••••• P•••••••• H••••••• I• G•• L••• · General Partnerindirect · owns F of A•• H••••••• •••• L•••
- A••••• P•••••••• H••••••• V• G•• L•• · General Partnerindirect · owns F of A••••• P•••••••• H••••••• V•• L•••
- A••••• P•••••••• H••••••• V•• L••• · Limited Partnerindirect · owns F of A•• H••••••• •••• L•••
- R•••••• R•••• ••• I••••••••• H••••••• L••• · Memberindirect · owns 75% or more of R•••••• R•••• ••• I••••••••• L••
- R•••••• R•••• A••••••• L•• · General Partnerindirect · owns F of R•••••• R•••• H••••••• L•
- R•••••• R•••• A•••• M••••••••• L•• · Sole Shareholderindirect · owns 75% or more of R•••••• R•••• ••• I••••••••• H••••••• L•••
- R•••••• R•••• H••••••• L• · Sole Memberindirect · owns 75% or more of R•••••• R•••• A•••• M••••••••• L••
Related persons
Schedule D 7.A
- A• R•• G•• L••pooled vehicle sponsory
- A• R••• L•••banky
- A•• A••••••• G•• L••pooled vehicle sponsory
- A•• H••••••• •••• L•••investment advisery
- A•• H••••••• •••• L•••y
- A•• C••••investment advisery
- A••••• A•••••• A••••••••• A•••••••• L•••investment advisery
- A••••• A•••• M••••••••• I•••investment advisery
- A••••• G••••• M••••••••• I•••investment advisery
- A••••• G••••• M••••••••• I•••y
- A••••• G••••• M••••••••• I•••investment advisery
- A••••• P•••••••• H••••••• I• G•• L•••pooled vehicle sponsory
- A••••• P•••••••• H••••••• V• G•• L••pooled vehicle sponsory
- A••••• P•••••••• H••••••• V•• L•••y
- R•••••• R•••• A••••••• L••banky
- R•••••• R•••• A•••• M••••••••• L••investment adviserbankyRAUM $33B
- R•••••• R•••• H••••••• L•banky
Offices
Schedule D 1.F, the 25 largest
- New York, NY21 employees
- London, United Kingdom11 employees
- Charlotte, NC7 employees
- New York, NY3 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count surgeChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 44.0 to 67.0 (+52.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +3.0% (595 comparable advisers, 99.0th percentile of changes)peers: asset managers, $5B to $20B (595) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 21 to 29Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 33 to 51Mar 31, 2025 to Mar 31, 2026
- BD registered reps · 2 to 3Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 21 to 29Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $3.2B to $13BMar 31, 2025 to Mar 31, 2026
- Employees · 44 to 67Mar 31, 2025 to Mar 31, 2026
- Private funds · 21 to 29Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $9.2B to $13BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $9.2B to $13BMar 31, 2025 to Mar 31, 2026
- RAUM · $9.2B to $13BMar 31, 2025 to Mar 31, 2026
- Accounts · 18 to 21Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 42 to 33Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 18 to 21Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $7.6B to $3.2BMar 28, 2024 to Mar 31, 2025
- Employees · 42 to 44Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- HQ state · unset to Mar 28, 2024 to Mar 31, 2025
- Other offices · 4 to 5Mar 28, 2024 to Mar 31, 2025
- Private funds · 18 to 21Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $7.6B to $9.2BMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $7.6B to $9.2BMar 28, 2024 to Mar 31, 2025
- RAUM · $7.6B to $9.2BMar 28, 2024 to Mar 31, 2025
- Accounts · 14 to 18Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 36 to 42Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 14 to 18Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $6.1B to $7.6BMar 31, 2023 to Mar 28, 2024
- Employees · 36 to 42Mar 31, 2023 to Mar 28, 2024
- Other offices · 5 to 4Mar 31, 2023 to Mar 28, 2024
- Private funds · 14 to 18Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $6.1B to $7.6BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $6.1B to $7.6BMar 31, 2023 to Mar 28, 2024
- RAUM · $6.1B to $7.6BMar 31, 2023 to Mar 28, 2024
- Advisory employees · 32 to 36Jan 25, 2023 to Mar 31, 2023
- Assets in custody · $6.0B to $6.1BJan 25, 2023 to Mar 31, 2023
- Employees · 32 to 36Jan 25, 2023 to Mar 31, 2023
- Discretionary RAUM · $6.0B to $6.1BJan 25, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $6.0B to $6.1BJan 25, 2023 to Mar 31, 2023
- RAUM · $6.0B to $6.1BJan 25, 2023 to Mar 31, 2023
- Accounts · 5 to 14Jan 12, 2022 to Mar 31, 2022
- Advisory employees · 6 to 32Jan 12, 2022 to Mar 31, 2022
Signals
21 dated events
- R•••••• R•••• A•••• M••••••••• ••• L•• reported RAUM $13.2B, up 43% from $9.2B (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- J Stefanie Sundel (Chief Compliance Officer) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• ••• L••Mar 31, 2023 · Control person joined · fact
- R••• I••••••• G••• (Chief Compliance Officer) no longer on Schedule A of R•••••• R•••• A•••• M••••••••• ••• L•• (listed 2023-01-25, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Mark Stephen Riddell (Chief Investment Officer) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• ••• L••Jan 25, 2023 · Control person joined · fact
- Eric Bret Leas (Director) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• ••• L••Jan 25, 2023 · Control person joined · fact
- D•••• E••• (Director) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• ••• L••Jan 25, 2023 · Control person joined · fact
- Edward James Galowski (Director) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• ••• L••Jan 25, 2023 · Control person joined · fact
- A•••• M•••••• C••••• (Director) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• ••• L••Jan 25, 2023 · Control person joined · fact
- C•••••• A••••• T••••••• (Chief Financial Officer) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• ••• L••Jan 25, 2023 · Control person joined · fact
- E. James Vanek (Director) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• ••• L••Jan 25, 2023 · Control person joined · fact
- M•••• K•••••• H••••• (Chief Legal Officer) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• ••• L••Nov 8, 2022 · Control person joined · fact
- Daniel Joseph Glatt (Chief Legal Officer) no longer on Schedule A of R•••••• R•••• A•••• M••••••••• ••• L•• (listed 2022-03-31, absent 2022-11-08)Nov 8, 2022 · Control person left · inference
- R•••••• R•••• A•••• M••••••••• ••• L•• reported RAUM $6.0B, up 191% from $2.1B (2022-01-12 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- R•••••• R•••• A•••• M••••••••• ••• L•• reported 5 offices beyond its principal office, up from 0 (2022-01-12 to 2022-03-31)Mar 31, 2022 · Office count change · derived
- R•••••• R•••• A•••• M••••••••• ••• L•• reported RAUM $2.1B, up 268% from $557.0M (2020-03-29 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- R•••••• R•••• A•••• M••••••••• ••• L•• reported RAUM $557.0M, up 39% from $399.9M (2019-04-24 to 2020-03-29)Mar 29, 2020 · RAUM change · derived
- Paul M•••••• Woodward (Chief Compliance Officer) no longer on Schedule A of R•••••• R•••• A•••• M••••••••• ••• L•• (listed 2019-03-29, absent 2019-04-24)Apr 24, 2019 · Control person left · inference
- R••• I••••••• G••• (Chief Compliance Officer) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• ••• L••Apr 24, 2019 · Control person joined · fact
- Paul M•••••• Woodward (Chief Compliance Officer) appeared on Schedule A of R•••••• R•••• A•••• M••••••••• ••• L••Mar 29, 2019 · Control person joined · fact
- Zee Cindy Michel (Chief Compliance Officer) no longer on Schedule A of R•••••• R•••• A•••• M••••••••• ••• L•• (listed 2018-03-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- R•••••• R•••• A•••• M••••••••• ••• L•• filed its initial SEC registration (Form ADV)Feb 5, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/redding-ridge-asset-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- rram.com/site-services/uk-llcreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +44 20 7016 5000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026