DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Td Greystone Asset Management

Former SEC-registered adviserRegina, Saskatchewan, CRD 283093SEC 801-107366IAPD
Legal name Greystone Managed Investments Inc.
Latest filing Apr 1, 2019
First filing on the tape Feb 26, 2016 · 9 filings
RAUM
$26B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
121
70 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$26B as of Mar 27, 2019
Mar 31, 2017$24B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2019
Mar 31, 20170 then
Employees (5.A)121 as of Mar 27, 2019
Mar 31, 2017111 then
Private funds: no history
RAUM -8.1% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 1, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$64.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
23%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived4 offices incl. principal (1.F.5)
RAUM growth, one year
-8.1%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, publications, educational seminarsreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Ownership
a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$17B66%
  • Pension and profit-sharing plans$3.9B15%
  • Insurance companies$1.9B7.5%
  • Investment companies$1.6B6.1%
  • Corporations and businesses$1.3B5.0%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
24reported
Charitable clients
n/areported
Accounts
400reported
Financial planning clients
n/areported
Wrap fee programs
$0 sponsored, $34.3M managedreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Bruce Cooper · Directorcontrol
        since 11/2018 · owns less than 5%
      • Howard Frank Hart · Managing Director And Chief Risk Officercontrol
        since 06/2017 · owns less than 5%
      • Marie Jacqueline Hatherly · Chief Compliance Officercontrol
        since 01/2012 · owns less than 5%
      • Albert Philipp Hensler · Directorcontrol
        since 11/2018 · owns less than 5%
      • Monica Kowal · Directorcontrol
        since 11/2018 · owns less than 5%
      • Leigh Jeffrey Robertson · Managing Director And Chief Operating Officercontrol
        since 06/2017 · owns less than 5%
      • Salma Salman · Directorcontrol
        since 11/2018 · owns less than 5%
      • Leonard Robert Vanderhooft · Chief Executive Officer, Chief Investment Officer, Managing Director And Ultimate Designated Personcontrol
        since 01/2000 · owns less than 5%
      Entity owners
      • Greystone Capital Management Inc. · Shareholder
        direct · owns 75% or more
      • The Toronto-Dominion Bank · Direct Owner
        indirect · owns 75% or more of Greystone Capital Management Inc. · public reporting company
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      • Kowloon, Hong Kong2 employees
      • Toronto, Canada2 employees
      • Winnipeg, Canada2 employees
      What changed
      consecutive filings, newest first
      • Business name · GREYSTONE MANAGED INVESTMENTS INC. to TD GREYSTONE ASSET MANAGEMENT
        Mar 27, 2019 to Apr 1, 2019
      • Accounts · 354 to 400
        Nov 14, 2018 to Mar 27, 2019
      • Advisory employees · 67 to 70
        Nov 14, 2018 to Mar 27, 2019
      • Charity clients · 29.0 to unset
        Nov 14, 2018 to Mar 27, 2019
      • Corporate clients · 7 to 10
        Nov 14, 2018 to Mar 27, 2019
      • Pension plan clients · 121 to 24
        Nov 14, 2018 to Mar 27, 2019
      • Pooled vehicle clients · 13 to 43
        Nov 14, 2018 to Mar 27, 2019
      • Employees · 118 to 121
        Nov 14, 2018 to Mar 27, 2019
      • Discretionary RAUM · $28B to $26B
        Nov 14, 2018 to Mar 27, 2019
      • Pension RAUM · $18B to $3.9B
        Nov 14, 2018 to Mar 27, 2019
      • Pooled vehicle RAUM · $2.1B to $17B
        Nov 14, 2018 to Mar 27, 2019
      • RAUM · $28B to $26B
        Nov 14, 2018 to Mar 27, 2019
      • Related broker-dealer · false to true
        Nov 14, 2018 to Mar 27, 2019
      • Wrap assets (manager) · $55.8M to $34.3M
        Nov 14, 2018 to Mar 27, 2019
      • Accounts · 329 to 354
        Jul 5, 2017 to Mar 28, 2018
      • Advisory employees · 61 to 67
        Jul 5, 2017 to Mar 28, 2018
      • Advisory activities · 3 to 5
        Jul 5, 2017 to Mar 28, 2018
      • Charity clients · unset to 29.0
        Jul 5, 2017 to Mar 28, 2018
      • Corporate clients · unset to 7.0
        Jul 5, 2017 to Mar 28, 2018
      • Pension plan clients · unset to 121.0
        Jul 5, 2017 to Mar 28, 2018
      • Pooled vehicle clients · unset to 13.0
        Jul 5, 2017 to Mar 28, 2018
      • Employees · 111 to 118
        Jul 5, 2017 to Mar 28, 2018
      • Other offices · unset to 3.0
        Jul 5, 2017 to Mar 28, 2018
      • Discretionary RAUM · $24B to $28B
        Jul 5, 2017 to Mar 28, 2018
      • Pension RAUM · unset to 17580295001.0
        Jul 5, 2017 to Mar 28, 2018
      • Pooled vehicle RAUM · unset to 2055017637.0
        Jul 5, 2017 to Mar 28, 2018
      • RAUM · $24B to $28B
        Jul 5, 2017 to Mar 28, 2018
      • Wrap assets (manager) · unset to 55778422.0
        Jul 5, 2017 to Mar 28, 2018
      • Wrap assets (sponsor) · unset to 0.0
        Jul 5, 2017 to Mar 28, 2018
      • Accounts · 315 to 329
        Feb 26, 2016 to Mar 31, 2017
      • Advisory employees · 80 to 61
        Feb 26, 2016 to Mar 31, 2017
      • Employees · 94 to 111
        Feb 26, 2016 to Mar 31, 2017
      • Discretionary RAUM · $22B to $24B
        Feb 26, 2016 to Mar 31, 2017
      • RAUM · $22B to $24B
        Feb 26, 2016 to Mar 31, 2017
      Signals
      8 dated events
      • Salma Salman (Director) appeared on Schedule A of Td Greystone Asset Management
        Mar 27, 2019 · Control person joined · fact
      • Bruce Cooper (Director) appeared on Schedule A of Td Greystone Asset Management
        Mar 27, 2019 · Control person joined · fact
      • Albert Philipp Hensler (Director) appeared on Schedule A of Td Greystone Asset Management
        Mar 27, 2019 · Control person joined · fact
      • Richard Louis Martel (Director And Managing Director) no longer on Schedule A of Td Greystone Asset Management (listed 2018-11-14, absent 2019-03-27)
        Mar 27, 2019 · Control person left · inference
      • Richard Theodore Welter (Director And Managing Director) no longer on Schedule A of Td Greystone Asset Management (listed 2018-11-14, absent 2019-03-27)
        Mar 27, 2019 · Control person left · inference
      • Nmn Toma Mamic (Director, Managing Director, And Chief Financial Officer) no longer on Schedule A of Td Greystone Asset Management (listed 2018-11-14, absent 2019-03-27)
        Mar 27, 2019 · Control person left · inference
      • Monica Kowal (Director) appeared on Schedule A of Td Greystone Asset Management
        Mar 27, 2019 · Control person joined · fact
      • Greystone Managed Investments Inc. filed its initial SEC registration (Form ADV)
        Feb 26, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026