DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Epoch Investment Partners, Inc.
Latest filing Jul 29, 2026
First filing on the tape Mar 26, 2012 · 42 filings
SEC status approved since May 11, 2004
RAUM
$30B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
6.4%
$1.9B individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$30B
derived; firm RAUM over IAPD count
Employees
137
91 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$30B as of Jul 29, 2026
Sep 18, 2012$24B then
HNW client RAUM$1.9B as of Jul 29, 2026
Jan 26, 2018$629M then
State-registered IARs (5.B.3)0 as of Jul 29, 2026
Jan 29, 20140 then
Employees (5.A)137 as of Jul 29, 2026
Jan 29, 201478 then
Private funds1 as of Jul 29, 2026
Sep 18, 20124 then
RAUM -10% over the last fiscal year+2.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $30BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $39.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 137.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -10%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $23.3M, 2 clientsreportedItem 9.A
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$12B42%
- Investment companies$8.7B29%
- Pension and profit-sharing plans$4.0B13%
- High-net-worth individuals$1.9B6.4%
- Banks and thrifts$1.7B5.7%
- Corporations and businesses$577M1.9%
- Insurance companies$228M0.8%
- State and municipal entities$166M0.6%
- Individual clients
- n/areported
- HNW clients
- 690reported
- Pension plan clients
- 17reported
- Charitable clients
- n/areported
- Accounts
- 757reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $1.9B managedreported
- Custody of client assets
- $23.3M for 2 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.06 fund_share=0.71 institutional_share=0.15 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Timothy Torrey Taussig | New York, Ny | Jan 15, 2008 | 31 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Aeon Global Choice Fund, LLC | Other Private Fund | $156M | 3 | Mar 26, 2012 |
| Aeon Global Equity Shareholder Yield Fund, LLC | Other Private Fund | $52.2M | 5 | Mar 26, 2012 |
| Aeon Global Absolute Return Fund, LLC | Hedge Fund | $50.0M | 20 | Mar 26, 2012 |
| Aeon U.S. Smid Cap Value Fund, LLC | Other Private Fund | $17.2M | 5 | Jan 28, 2022 |
| Epoch Global All-Cap Fund, LLCno longer reported | Other Private Fund | $2.8M | 2 | Mar 26, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Andrew David Barnett · Chief Compliance Officercontrolsince 12/2010 · owns less than 5%
- James William Booth · Co-Chief Investment Officercontrolsince 01/2018 · owns less than 5%
- Bruce Cooper · Chief Executive Officercontrolsince 10/2022 · owns less than 5%
- Michael Welhoelter · President, Co-Chief Investment Officer, Chief Risk Officercontrolsince 04/2022 · owns less than 5%
Entity owners
- Td Bank US Holding Company · Shareholderdirect · owns 75% or more
- Td Group US Holdings LLC · Direct Ownerindirect · owns 75% or more of Td Bank US Holding Company
- The Toronto-Dominion Bank · Direct Ownerindirect · owns 75% or more of Td Group US Holdings LLC · public reporting company
Related persons
Schedule D 7.A
- Epoch Investment Partners Uk, Ltdinvestment advisern
- Td Asset Management Inc.investment advisern
- Td Bank N.A.custodiann
- Td Prime Services LLCbroker-dealern
- Td Private Client Wealth LLCbroker-dealerinvestment adviserLP sponsornRAUM $8.6B
- Td Securities (USA) LLCbroker-dealern
- Td Securities Automated Trading LLCbroker-dealern
- Td Securities Inc.broker-dealern
- Td Waterhouse Canada Inc.broker-dealern
- Td Waterhouse Private Investment Counsel Inc.investment advisern
Advisers that list Epoch Investment Partners, Inc. as a related person
Offices
Schedule D 1.F, the 25 largest
- Toronto, Canada60 employees
- Regina, Canada14 employees
- Hong Kong, Hong Kong3 employees
- Melbourne, Australia
- Singapore, Singapore
What changed
consecutive filings, newest first
- Advisory employees · 130 to 91Jan 29, 2026 to May 29, 2026
- Employees · 176 to 137Jan 29, 2026 to May 29, 2026
- Accounts · 774 to 757Oct 3, 2025 to Jan 29, 2026
- Advisory employees · 141 to 130Oct 3, 2025 to Jan 29, 2026
- Corporate clients · 12 to 10Oct 3, 2025 to Jan 29, 2026
- HNW clients · 664 to 690Oct 3, 2025 to Jan 29, 2026
- Individual clients · 0.0 to unsetOct 3, 2025 to Jan 29, 2026
- Pension plan clients · 10 to 17Oct 3, 2025 to Jan 29, 2026
- Pooled vehicle clients · 36 to 24Oct 3, 2025 to Jan 29, 2026
- Assets in custody · $69.9M to $23.3MOct 3, 2025 to Jan 29, 2026
- Employees · 177 to 176Oct 3, 2025 to Jan 29, 2026
- Private funds · 2 to 1Oct 3, 2025 to Jan 29, 2026
- Discretionary RAUM · $33B to $30BOct 3, 2025 to Jan 29, 2026
- HNW RAUM · $1.9B to $1.9BOct 3, 2025 to Jan 29, 2026
- Individual RAUM · 0.0 to unsetOct 3, 2025 to Jan 29, 2026
- Pension RAUM · $2.1B to $4.0BOct 3, 2025 to Jan 29, 2026
- Pooled vehicle RAUM · $18B to $12BOct 3, 2025 to Jan 29, 2026
- RAUM · $33B to $30BOct 3, 2025 to Jan 29, 2026
- Wrap assets (manager) · $1.8B to $1.9BOct 3, 2025 to Jan 29, 2026
- Accounts · 559 to 774Nov 8, 2024 to Jan 28, 2025
- Advisory employees · 133 to 141Nov 8, 2024 to Jan 28, 2025
- HNW clients · 475 to 664Nov 8, 2024 to Jan 28, 2025
- Pooled vehicle clients · 39 to 36Nov 8, 2024 to Jan 28, 2025
- Assets in custody · $119M to $69.9MNov 8, 2024 to Jan 28, 2025
- Financial planning clients · unset to Nov 8, 2024 to Jan 28, 2025
- Other offices · 5 to 2Nov 8, 2024 to Jan 28, 2025
- Private funds · 3 to 2Nov 8, 2024 to Jan 28, 2025
- Discretionary RAUM · $34B to $33BNov 8, 2024 to Jan 28, 2025
- HNW RAUM · $1.8B to $1.9BNov 8, 2024 to Jan 28, 2025
- Pension RAUM · $1.7B to $2.1BNov 8, 2024 to Jan 28, 2025
- Pooled vehicle RAUM · $19B to $18BNov 8, 2024 to Jan 28, 2025
- RAUM · $34B to $33BNov 8, 2024 to Jan 28, 2025
- Wrap assets (manager) · $5.1B to $1.8BNov 8, 2024 to Jan 28, 2025
- Pooled vehicle RAUM · $14B to $19BOct 31, 2024 to Nov 8, 2024
- Accounts · 677 to 559Dec 21, 2023 to Jan 29, 2024
- Advisory employees · 142 to 133Dec 21, 2023 to Jan 29, 2024
- Charity clients · 2.0 to unsetDec 21, 2023 to Jan 29, 2024
- Corporate clients · 101 to 12Dec 21, 2023 to Jan 29, 2024
- HNW clients · 326 to 475Dec 21, 2023 to Jan 29, 2024
- Pension plan clients · 15 to 10Dec 21, 2023 to Jan 29, 2024
Signals
10 dated events
- Wallace William Priest (Executive Chairman/Co-Chief Investment Officer) no longer on Schedule A of Epoch Investment Partners, Inc. (listed 2023-06-13, absent 2023-11-22)Nov 22, 2023 · Control person left · inference
- Adam Borak (Chief Financial Officer) no longer on Schedule A of Epoch Investment Partners, Inc. (listed 2023-01-27, absent 2023-06-13)Jun 13, 2023 · Control person left · inference
- Albert Philipp Hensler (Chief Executive Officer) no longer on Schedule A of Epoch Investment Partners, Inc. (listed 2022-04-28, absent 2022-11-08)Nov 8, 2022 · Control person left · inference
- Bruce Cooper (Chief Executive Officer) appeared on Schedule A of Epoch Investment Partners, Inc.Nov 8, 2022 · Control person joined · fact
- Michael Welhoelter (Chief Administrative Officer, Co-Chief Investment Officer, Chief Risk Officer) appeared on Schedule A of Epoch Investment Partners, Inc.Apr 28, 2022 · Control person joined · fact
- Jacobson Nancy Paley (Chief Administrative Officer) no longer on Schedule A of Epoch Investment Partners, Inc. (listed 2022-01-28, absent 2022-04-28)Apr 28, 2022 · Control person left · inference
- James William Booth (Co-Chief Investment Officer) appeared on Schedule A of Epoch Investment Partners, Inc.Jul 16, 2021 · Control person joined · fact
- Norman David Pearl (Executive Vice President/Co-Chief Investment Officer) no longer on Schedule A of Epoch Investment Partners, Inc. (listed 2021-01-27, absent 2021-07-16)Jul 16, 2021 · Control person left · inference
- Epoch Investment Partners, Inc. reported RAUM $35.5B, down 28% from $49.5B (2018-08-22 to 2019-01-25)Jan 25, 2019 · RAUM change · derived
- Epoch Investment Partners, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)Apr 23, 2013 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- Epoch Investment Partners, Inc. · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/EPOCHINVESTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- TDGIS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-303-7200reportedpublic record, Form ADV, Jul 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $30Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026