DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••• C••• C•••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Mar 15, 2016 · 16 filings
SEC status approved since Mar 25, 2016
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$1.2B as of Mar 27, 2026
Mar 28, 2017$488M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 28, 20170 then
Employees (5.A)12 as of Mar 27, 2026
Mar 28, 20176 then
Private funds3 as of Mar 27, 2026
Mar 28, 20171 then
RAUM +16% over the last fiscal year+18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $243MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $992M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $992M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••• C••• C••••• O••••••••• M••••• F•••• L••• | Hedge Fund | $819M | 19 | Mar 15, 2016 |
| R• A•• F••• L• | Private Equity Fund | $80.0M | 4 | Mar 28, 2024 |
| H• S•••• L•• | Private Equity Fund | $59.1M | 2 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- W•••••• S•••••• N•• · Chief Compliance Officer And Chief Financial Officercontrolsince 05/2017 · owns less than 5%
- W•••• F••••••••• W•••••• · Membercontrolsince 09/2009 · owns 25% to 50%
- W•• D••••• N•• · Managing Member And Chief Investment Officercontrolsince 09/2009 · owns 75% or more
Related persons
Schedule D 7.A
- H••••• C••• C••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY5 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 27, 2026bank affiliate (Item 7.A.6): no on the filing of 2025-05-06, yes on the filing of 2026-03-27peers: asset managers, $1B to $5B (1,506)
What changed
consecutive filings, newest first
- Advisory employees · 9 to 7May 6, 2025 to Mar 27, 2026
- Assets in custody · $858M to $992MMay 6, 2025 to Mar 27, 2026
- Employees · 14 to 12May 6, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.0B to $1.2BMay 6, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.0B to $1.2BMay 6, 2025 to Mar 27, 2026
- RAUM · $1.0B to $1.2BMay 6, 2025 to Mar 27, 2026
- Related bank · false to trueMay 6, 2025 to Mar 27, 2026
- Financial planning clients · unset to Mar 30, 2025 to May 6, 2025
- Advisory employees · 8 to 9Mar 28, 2024 to Mar 30, 2025
- Assets in custody · $0 to $858MMar 28, 2024 to Mar 30, 2025
- Employees · 11 to 14Mar 28, 2024 to Mar 30, 2025
- Discretionary RAUM · $958M to $1.0BMar 28, 2024 to Mar 30, 2025
- Pooled vehicle RAUM · $958M to $1.0BMar 28, 2024 to Mar 30, 2025
- RAUM · $958M to $1.0BMar 28, 2024 to Mar 30, 2025
- Related adviser · false to trueMar 28, 2024 to Mar 30, 2025
- Accounts · 4 to 5Mar 30, 2023 to Mar 28, 2024
- Pooled vehicle clients · 2 to 4Mar 30, 2023 to Mar 28, 2024
- Custody of client assets · false to trueMar 30, 2023 to Mar 28, 2024
- Employees · 12 to 11Mar 30, 2023 to Mar 28, 2024
- Private funds · 1 to 3Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $738M to $958MMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $670M to $958MMar 30, 2023 to Mar 28, 2024
- RAUM · $738M to $958MMar 30, 2023 to Mar 28, 2024
- Employees · 8 to 12Apr 25, 2022 to Mar 30, 2023
- Other offices · 0 to 1Apr 25, 2022 to Mar 30, 2023
- Discretionary RAUM · $803M to $738MApr 25, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $728M to $670MApr 25, 2022 to Mar 30, 2023
- RAUM · $803M to $738MApr 25, 2022 to Mar 30, 2023
- Accounts · 3 to 4Mar 16, 2021 to Mar 25, 2022
- Advisory employees · 9 to 8Mar 16, 2021 to Mar 25, 2022
- Assets in custody · unset to 0.0Mar 16, 2021 to Mar 25, 2022
- Employees · 9 to 8Mar 16, 2021 to Mar 25, 2022
- Discretionary RAUM · $619M to $803MMar 16, 2021 to Mar 25, 2022
- Pooled vehicle RAUM · $619M to $728MMar 16, 2021 to Mar 25, 2022
- RAUM · $619M to $803MMar 16, 2021 to Mar 25, 2022
- Discretionary RAUM · $1.0B to $619MMar 24, 2020 to Mar 16, 2021
- Pooled vehicle RAUM · $1.0B to $619MMar 24, 2020 to Mar 16, 2021
- RAUM · $1.0B to $619MMar 24, 2020 to Mar 16, 2021
- Advisory employees · 10 to 9Mar 21, 2019 to Mar 24, 2020
- Employees · 10 to 9Mar 21, 2019 to Mar 24, 2020
Signals
6 dated events
- H••••• C••• C•••••• M••••••••• L•• reported RAUM $957.7M, up 30% from $738.0M (2023-03-30 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- H••••• C••• C•••••• M••••••••• L•• reported RAUM $802.6M, up 30% from $619.4M (2021-03-16 to 2022-03-25)Mar 25, 2022 · RAUM change · derived
- H••••• C••• C•••••• M••••••••• L•• reported RAUM $619.4M, down 39% from $1.0B (2020-03-24 to 2021-03-16)Mar 16, 2021 · RAUM change · derived
- H••••• C••• C•••••• M••••••••• L•• reported RAUM $1.0B, up 59% from $634.8M (2019-03-21 to 2020-03-24)Mar 24, 2020 · RAUM change · derived
- Christian Mainelli (Partner) no longer on Schedule A of H••••• C••• C•••••• M••••••••• L•• (listed 2019-03-21, absent 2020-03-24)Mar 24, 2020 · Control person left · inference
- H••••• C••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 15, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H••••• C••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- H••••• C••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/hudson-cove-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••C•••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 201-685-7555reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026