DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H••••• C••• C••••• O••••••••• M••••• F•••• L•••
Gross asset value
$819M
as of Mar 28, 2024; not a fund size
Peak GAV
$2.0B
highest filing
Owners
19
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
70%
of the fund
Owned by funds
5%
fund-of-funds interests
Non-US owners
69%
Reported
13 filings
Mar 15, 2016 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$819M as of Mar 28, 2024
Mar 15, 2016$392M then
Owners19 as of Mar 28, 2024
Mar 15, 20162 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-354407reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Cantor Fitzgerald & Co.New York, New York
- Interactive Brokers LLCGreenwich, Connecticut
- US Bank, NaSaint Paul, Minnesota
- Wells Fargo Securities Inc.Charlotte, North Carolina
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 70%reportedadviser and related persons