DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••• H••• A•••••••
Legal name G•••• H••• A••••••• L•••
Latest filing Jun 17, 2026
First filing on the tape Mar 3, 2021 · 10 filings
SEC status approved since Apr 2, 2021
RAUM
$218M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$214M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$218M
derived; firm RAUM over IAPD count
Employees
8
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$218M as of Jun 17, 2026
Mar 10, 2022$153M then
HNW client RAUM$199M as of Jun 17, 2026
Mar 10, 2022$148M then
State-registered IARs (5.B.3)0 as of Jun 17, 2026
Mar 10, 20220 then
Employees (5.A)8 as of Jun 17, 2026
Mar 10, 20225 then
Private funds: no history
RAUM n/a over the last fiscal year+17% a year over three
Practice profile
derived from the filing of Jun 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $218MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 116derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $558,592derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 8.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$199M91%
- Individuals$15.1M6.9%
- Charitable organizations$4.4M2.0%
- Individual clients
- 49reported
- HNW clients
- 67reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 391reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••• H•••• P•••••••Certified Financial Planner | Port Washington, Ny | Mar 3, 2021 | 24 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••• H•••• P••••••• from L•••• A•••••••• I•••Mar 3, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P•••••••• C••••• H•••• · Cco, Ownercontrolsince 04/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 388 to 391May 1, 2025 to Feb 18, 2026
- Advisory employees · 3 to 2May 1, 2025 to Feb 18, 2026
- Charity clients · 17 to 2May 1, 2025 to Feb 18, 2026
- HNW clients · 66 to 67May 1, 2025 to Feb 18, 2026
- Individual clients · 19 to 49May 1, 2025 to Feb 18, 2026
- Assets in custody · 300000.0 to unsetMay 1, 2025 to Feb 18, 2026
- Employees · 6 to 8May 1, 2025 to Feb 18, 2026
- Financial planning clients · 51-100 to 101-250May 1, 2025 to Feb 18, 2026
- Other offices · 1 to 0May 1, 2025 to Feb 18, 2026
- Discretionary RAUM · $178M to $218MMay 1, 2025 to Feb 18, 2026
- HNW RAUM · $167M to $199MMay 1, 2025 to Feb 18, 2026
- Individual RAUM · $5.3M to $15.1MMay 1, 2025 to Feb 18, 2026
- RAUM · $178M to $218MMay 1, 2025 to Feb 18, 2026
- HQ city · unset to PORT WASHINGTONJul 23, 2024 to May 1, 2025
- Accounts · 291 to 388Jul 23, 2024 to May 1, 2025
- Advisory employees · 2 to 3Jul 23, 2024 to May 1, 2025
- Charity clients · unset to 17.0Jul 23, 2024 to May 1, 2025
- HNW clients · 41 to 66Jul 23, 2024 to May 1, 2025
- Individual clients · 20 to 19Jul 23, 2024 to May 1, 2025
- Assets in custody · $1.0M to $300,000Jul 23, 2024 to May 1, 2025
- Employees · 4 to 6Jul 23, 2024 to May 1, 2025
- Financial planning clients · 51-100 to 51-100Jul 23, 2024 to May 1, 2025
- HQ state · unset to NYJul 23, 2024 to May 1, 2025
- Other offices · 0 to 1Jul 23, 2024 to May 1, 2025
- Discretionary RAUM · $138M to $178MJul 23, 2024 to May 1, 2025
- HNW RAUM · $133M to $167MJul 23, 2024 to May 1, 2025
- Individual RAUM · $2.5M to $5.3MJul 23, 2024 to May 1, 2025
- RAUM · $138M to $178MJul 23, 2024 to May 1, 2025
- Accounts · 234 to 291May 16, 2023 to Jan 16, 2024
- HNW clients · 49 to 41May 16, 2023 to Jan 16, 2024
- Individual clients · 17 to 20May 16, 2023 to Jan 16, 2024
- Custody of client assets · true to falseMay 16, 2023 to Jan 16, 2024
- Discretionary RAUM · $137M to $138MMay 16, 2023 to Jan 16, 2024
- HNW RAUM · $134M to $133MMay 16, 2023 to Jan 16, 2024
- Individual RAUM · $2.9M to $2.5MMay 16, 2023 to Jan 16, 2024
- RAUM · $137M to $138MMay 16, 2023 to Jan 16, 2024
- Accounts · 217 to 234Mar 10, 2022 to Mar 21, 2023
- Advisory employees · 5 to 2Mar 10, 2022 to Mar 21, 2023
- HNW clients · 41 to 49Mar 10, 2022 to Mar 21, 2023
- Individual clients · 20 to 17Mar 10, 2022 to Mar 21, 2023
Signals
1 dated events
- G•••• H••• A••••••• filed its initial SEC registration (Form ADV)Mar 3, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@baysidetaxandwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- beenish@baysidetaxandwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- karen@baysidetaxandwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- luke@baysidetaxandwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- maureen@baysidetaxandwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- paola@baysidetaxandwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 516-321-4077reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 516-400-8132reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 516-500-1248reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- baysidetaxandwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 516-500-1248reportedpublic record, Form ADV, Jun 17, 2026
- Contact form
- baysidetaxandwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $218Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026