DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V••••• A•••• M••••••••• L••
Latest filing Jul 7, 2026
First filing on the tape Feb 28, 2022 · 14 filings
SEC status approved since Mar 30, 2022
RAUM
$211M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
96%
$203M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$70.5M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$211M as of Jul 7, 2026
Mar 6, 2023$128M then
HNW client RAUM$199M as of Jul 7, 2026
Mar 6, 2023$115M then
State-registered IARs (5.B.3)3 as of Jul 7, 2026
Mar 6, 20232 then
Employees (5.A)3 as of Jul 7, 2026
Mar 6, 20232 then
Private funds: no history
RAUM +14% over the last fiscal year+18% a year over threeIARs 2 to 3offices 3 to 4
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
- RAUM per advisor
- $70.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 32derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $810,027derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 4.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $78.4M, 19 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$199M94%
- Pension and profit-sharing plans$8.7M4.1%
- Individuals$3.9M1.8%
- Individual clients
- 20reported
- HNW clients
- 77reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 261reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $78.4M for 19 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• P• F•••••Certified Financial Planner | Barrington, Il | Apr 15, 2016 | 10 y | 0 |
| D•••• A•••• V••••••Certified Financial Planner | Barrington, Il | May 4, 2020 | 36 y | 0 |
| L•••• S•••••• S•••Certified Financial Planner | Barrington, Il | Jun 2, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- G••• J••••• S•••••••• to S•••••• L••Jan 25, 2024 · Other
Joined, latest
- G••• J••••• S•••••••• from Q•• E••••• I•••••••• L••May 25, 2016 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••• R•••••• P• · Managing Member And Chief Compliance Officercontrolsince 03/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Barrington, Il · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL1 employees
- Glenview, IL1 employees
- Oak Park, IL1 employees
What changed
consecutive filings, newest first
- Other offices · 3 to 4Feb 23, 2026 to Jun 8, 2026
- Accounts · 238 to 261Feb 27, 2025 to Feb 23, 2026
- Advisory employees · 2 to 3Feb 27, 2025 to Feb 23, 2026
- Corporate clients · unset to 0.0Feb 27, 2025 to Feb 23, 2026
- HNW clients · 60 to 77Feb 27, 2025 to Feb 23, 2026
- Individual clients · 23 to 20Feb 27, 2025 to Feb 23, 2026
- Assets in custody · $29.0M to $78.4MFeb 27, 2025 to Feb 23, 2026
- Financial planning clients · 26-50 to 11-25Feb 27, 2025 to Feb 23, 2026
- State-registered IARs · 2 to 3Feb 27, 2025 to Feb 23, 2026
- Discretionary RAUM · $176M to $203MFeb 27, 2025 to Feb 23, 2026
- HNW RAUM · $168M to $199MFeb 27, 2025 to Feb 23, 2026
- Individual RAUM · $6.9M to $3.9MFeb 27, 2025 to Feb 23, 2026
- Non-discretionary RAUM · $9.0M to $8.7MFeb 27, 2025 to Feb 23, 2026
- Pension RAUM · $9.0M to $8.7MFeb 27, 2025 to Feb 23, 2026
- RAUM · $185M to $211MFeb 27, 2025 to Feb 23, 2026
- Accounts · 186 to 238Dec 23, 2024 to Feb 27, 2025
- HNW clients · 49 to 60Dec 23, 2024 to Feb 27, 2025
- Individual clients · 24 to 23Dec 23, 2024 to Feb 27, 2025
- Assets in custody · $140M to $29.0MDec 23, 2024 to Feb 27, 2025
- Financial planning clients · 26-50 to 26-50Dec 23, 2024 to Feb 27, 2025
- Discretionary RAUM · $140M to $176MDec 23, 2024 to Feb 27, 2025
- HNW RAUM · $133M to $168MDec 23, 2024 to Feb 27, 2025
- Individual RAUM · $6.3M to $6.9MDec 23, 2024 to Feb 27, 2025
- Non-discretionary RAUM · $7.6M to $9.0MDec 23, 2024 to Feb 27, 2025
- Pension RAUM · $7.6M to $9.0MDec 23, 2024 to Feb 27, 2025
- RAUM · $148M to $185MDec 23, 2024 to Feb 27, 2025
- Accounts · 164 to 186Dec 23, 2023 to Mar 4, 2024
- HNW clients · 48 to 49Dec 23, 2023 to Mar 4, 2024
- Individual clients · 16 to 24Dec 23, 2023 to Mar 4, 2024
- Assets in custody · $120M to $140MDec 23, 2023 to Mar 4, 2024
- Employees · 2 to 3Dec 23, 2023 to Mar 4, 2024
- Discretionary RAUM · $120M to $140MDec 23, 2023 to Mar 4, 2024
- HNW RAUM · $115M to $133MDec 23, 2023 to Mar 4, 2024
- Individual RAUM · $4.2M to $6.3MDec 23, 2023 to Mar 4, 2024
- Non-discretionary RAUM · $7.1M to $7.6MDec 23, 2023 to Mar 4, 2024
- Pension RAUM · $7.1M to $7.6MDec 23, 2023 to Mar 4, 2024
- RAUM · $128M to $148MDec 23, 2023 to Mar 4, 2024
- Other offices · 2 to 3Mar 6, 2023 to Jun 14, 2023
- Accounts · 148 to 164Jan 4, 2023 to Mar 6, 2023
- HNW clients · 40 to 48Jan 4, 2023 to Mar 6, 2023
Signals
2 dated events
- G••• J••••• S•••••••• left V••••• A•••• M••••••••• L•• for S•••••• L•• (registered 2016-09-13)Jan 25, 2024 · Advisor changed firm · fact
- V••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 28, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 312-778-8707reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 847-892-7145reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/10819583reportedpublic record, Form ADV, Sep 18, 2026
- Website
- virtueam.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 847-892-7145reportedpublic record, Form ADV, Jul 7, 2026
- Contact form
- virtueam.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $70.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026