DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

W••••••• C••••••

Independent wealth managerTemecula, CaliforniaCRD 283525SEC 801-134184websiteIAPD
Legal name W••••••• C•••••• L••
Latest filing Feb 17, 2026
First filing on the tape Jul 18, 2025 · 3 filings
SEC status approved since Aug 18, 2025
RAUM
$129M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$129M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$32.2M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$129M as of Feb 17, 2026
Jul 18, 2025$109M then
HNW client RAUM$79.8M as of Feb 17, 2026
Jul 18, 2025$67.0M then
State-registered IARs (5.B.3)3 as of Feb 17, 2026
Jul 18, 20253 then
Employees (5.A)5 as of Feb 17, 2026
Jul 18, 20255 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 17, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$32.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
108derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.5MderivedHNW RAUM over HNW clients
Average account
$176,796derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
1.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$79.8M62%
  • Individuals$49.0M38%
Individual clients
375reported
HNW clients
55reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
729reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Z•••••• W••••••• H•••••Temecula, CaMay 6, 201613 y2
R••• C••• M••••Temecula, CaNov 18, 202010 y0
T••••• C•••••Temecula, CaJul 18, 202512 y0
E•••••• G• S••••••Temecula, Ca Oct 29, 202519 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • H•••••• Z••••••• W••••••• · Owner/Ceocontrol
      since 03/2016 · owns 75% or more
    • M••••• R•••• C••• · Chief Compliance Officercontrol
      since 06/2025 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Temecula, Ca · principal410
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 678 to 729
      Oct 28, 2025 to Feb 17, 2026
    • HNW clients · 43 to 55
      Oct 28, 2025 to Feb 17, 2026
    • Individual clients · 350 to 375
      Oct 28, 2025 to Feb 17, 2026
    • Discretionary RAUM · $109M to $129M
      Oct 28, 2025 to Feb 17, 2026
    • HNW RAUM · $67.0M to $79.8M
      Oct 28, 2025 to Feb 17, 2026
    • Individual RAUM · $41.6M to $49.0M
      Oct 28, 2025 to Feb 17, 2026
    • RAUM · $109M to $129M
      Oct 28, 2025 to Feb 17, 2026
    • Financial planning clients · 0 to 0
      Jul 18, 2025 to Oct 28, 2025
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    info@wolfgangc.comreportedpublished by the firm, firm site, Sep 17, 2026
    Business phone
    951-200-5084reportedpublished by the firm, firm site, Sep 17, 2026
    Business phone
    951-200-5093reportedpublished by the firm, firm site, Sep 17, 2026
    Firm profile
    linkedin.com/company/wolfgang-capital-llcreportedpublic record, Form ADV, Sep 18, 2026
    Website
    W•••••••C.COMreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    951-200-5084reportedpublic record, Form ADV, Feb 17, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $32.2Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026