DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• C•••••• M•••••••••
Legal name T• C•••••• M••••••••• L••
Latest filing Aug 3, 2026
First filing on the tape Feb 27, 2024 · 12 filings
SEC status approved since Apr 18, 2024
RAUM
$190M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
59%
$112M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$38.0M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$190M as of Aug 3, 2026
Feb 12, 2025$163M then
HNW client RAUM$57.2M as of Aug 3, 2026
Feb 12, 2025$33.1M then
State-registered IARs (5.B.3)5 as of Aug 3, 2026
Feb 12, 20255 then
Employees (5.A)6 as of Aug 3, 2026
Feb 12, 20256 then
Private funds: no history
RAUM +16% over the last fiscal yearIARs 5 to 5
Practice profile
derived from the filing of Aug 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $38.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 59derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $202,167derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 1.0derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.2%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, publications, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$77.3M41%
- High-net-worth individuals$57.2M30%
- Individuals$55.0M29%
- Corporations and businesses$330,0340.2%
- Individual clients
- 266reported
- HNW clients
- 30reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 939reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.59 fund_share=0.41 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••••• P• T••••• | Gilbert, Az | Sep 14, 2011 | 19 y | 3 |
| P•••• B•••••• T••••• | Laguna Hills, Ca | Sep 23, 2011 | 16 y | 2 |
| J••• T••••• K••••• | Coto De Caza, Ca | Nov 12, 2013 | 15 y | 1 |
| S•••• A•••• A•••••••• | Coto De Caza, Ca | Mar 17, 2017 | 12 y | 1 |
| M••••••• F•• | Gilbert, Az | Mar 24, 2017 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Z•••••• W••••••• H••••• to W••••••• C••••••May 5, 2016 · RIA to RIA
Joined, latest
- B•••• J••••••• W•••••••• from O• I••••••••• M••••••••• C•Nov 27, 2017 · Other
- M••••••• F•• from K•••••••• W••••• M••••••••• L••Mar 24, 2017 · Other
- S•••• A•••• A•••••••• from K•••••••• W••••• M••••••••• L••Mar 17, 2017 · Other
- Z•••••• W••••••• H••••• from D•••••• F•••••••• I••••••••• A••••••• G••••Jun 16, 2014 · Other
- P•••• B•••••• T••••• from O••••• W••••• M•••••••••Sep 23, 2011 · Other
- T•••••• P• T••••• from O••••• W••••• M•••••••••Sep 14, 2011 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from K•••••••• W••••• M••••••••• L••Mar 15, 2017 · Laguna Beach, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T•••••• T••••••• P• · Chief Compliance Officer/Ceo/Cio//Managing Membercontrolsince 06/2011 · owns 75% or more
- T•••••• P••••• B•••••• · Chief Operating Officersince 09/2011 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Gilbert, Az | 5 | 0 | 0 | ||
| Coto De Caza, Ca | 2 | 0 | 0 | ||
| Phoenix, Az | 0 | 0 | 0 | ||
| S••••Sdale, Az | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Coto De Caza, CA1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Apr 23, 2026accounts (Item 5.F.2.f) moved from 591.0 to 939.0 (+59.0%) between the annual amendments of 2025-02-12 and 2026-04-23; the peer median change was +5.0% (3687 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 591 to 939Nov 14, 2025 to Feb 12, 2026
- Corporate clients · 3.0 to unsetNov 14, 2025 to Feb 12, 2026
- HNW clients · 11 to 30Nov 14, 2025 to Feb 12, 2026
- Individual clients · 265 to 266Nov 14, 2025 to Feb 12, 2026
- Discretionary RAUM · $163M to $190MNov 14, 2025 to Feb 12, 2026
- HNW RAUM · $33.1M to $57.2MNov 14, 2025 to Feb 12, 2026
- Individual RAUM · $79.8M to $55.0MNov 14, 2025 to Feb 12, 2026
- RAUM · $163M to $190MNov 14, 2025 to Feb 12, 2026
- Related adviser · true to falseNov 14, 2025 to Feb 12, 2026
- Financial planning clients · 0 to 0May 15, 2025 to Nov 14, 2025
- Accounts · 578 to 591Nov 20, 2024 to Feb 12, 2025
- Corporate clients · 11 to 3Nov 20, 2024 to Feb 12, 2025
- HNW clients · 41 to 11Nov 20, 2024 to Feb 12, 2025
- Individual clients · 238 to 265Nov 20, 2024 to Feb 12, 2025
- HQ city · unset to Nov 20, 2024 to Feb 12, 2025
- HQ state · unset to Nov 20, 2024 to Feb 12, 2025
- Discretionary RAUM · $131M to $163MNov 20, 2024 to Feb 12, 2025
- HNW RAUM · $75.1M to $33.1MNov 20, 2024 to Feb 12, 2025
- Individual RAUM · $25.9M to $79.8MNov 20, 2024 to Feb 12, 2025
- RAUM · $131M to $163MNov 20, 2024 to Feb 12, 2025
- Related adviser · false to trueNov 20, 2024 to Feb 12, 2025
Signals
3 dated events
- T•• C•••••• M••••••••• filed its initial SEC registration (Form ADV)Feb 27, 2024 · First SEC registration · fact
- Joshua L Gifford no longer registered at T•• C•••••• M•••••••••; no later IA registration on IAPDSep 19, 2023 · Advisor departure · fact
- B•••• J••••••• W•••••••• no longer registered at T•• C•••••• M•••••••••; no later IA registration on IAPDSep 19, 2023 · Advisor departure · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- tim@ttcapitalonline.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 805-886-8140reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 949-335-9784reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/t-t-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- ttcapitalonline.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 805-886-8140reportedpublic record, Form ADV, Aug 3, 2026
- Contact form
- ttvalueinvesting.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $38.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026