DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

C•••••• C•••••• A••••••• L••

Independent wealth managerMiami, FloridaCRD 283639SEC 801-107748websiteIAPD
Latest filing Mar 11, 2026
First filing on the tape Apr 20, 2016 · 24 filings
SEC status approved since Apr 25, 2016
RAUM
$181M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$181M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$90.5M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$181M as of Mar 11, 2026
Mar 27, 2017$185M then
HNW client RAUM$181M as of Mar 11, 2026
Mar 19, 2018$137M then
State-registered IARs (5.B.3)2 as of Mar 11, 2026
Mar 27, 20172 then
Employees (5.A)2 as of Mar 11, 2026
Mar 27, 20172 then
Private funds: no history
RAUM +2.9% over the last fiscal year-4.9% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
  • UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
RAUM per advisor
$90.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$30.2MderivedHNW RAUM over HNW clients
Average account
$30.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+2.9%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$181M100%
Individual clients
n/areported
HNW clients
6reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
E•••••• J••• B••••Miami, FlMay 20, 201623 y3
P••••••• F••••••Miami, FlMay 20, 201621 y2
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • B••••• E••••••• J••• · Cco, Manager, Managing Membercontrol
      since 03/2016 · owns 50% to 75%
    • F••••••• P••••••• · Manager, Managing Membercontrol
      since 03/2016 · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Miami, Fl · principal200
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • low discretionary shareStatic outlier · filing Mar 11, 2026
      discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)
      peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • HNW RAUM · $176M to $181M
      Apr 14, 2025 to Mar 11, 2026
    • Non-discretionary RAUM · $176M to $181M
      Apr 14, 2025 to Mar 11, 2026
    • RAUM · $176M to $181M
      Apr 14, 2025 to Mar 11, 2026
    • Accounts · 7 to 6
      Mar 22, 2024 to Apr 14, 2025
    • HNW clients · 7 to 6
      Mar 22, 2024 to Apr 14, 2025
    • Financial planning clients · 0 to 0
      Mar 22, 2024 to Apr 14, 2025
    • HNW RAUM · $174M to $176M
      Mar 22, 2024 to Apr 14, 2025
    • Non-discretionary RAUM · $174M to $176M
      Mar 22, 2024 to Apr 14, 2025
    • RAUM · $174M to $176M
      Mar 22, 2024 to Apr 14, 2025
    • Accounts · 9 to 7
      Jul 21, 2023 to Mar 22, 2024
    • Advisory activities · 3 to 2
      Jul 21, 2023 to Mar 22, 2024
    • HNW clients · 9 to 7
      Jul 21, 2023 to Mar 22, 2024
    • HNW RAUM · $211M to $174M
      Jul 21, 2023 to Mar 22, 2024
    • Non-discretionary RAUM · $211M to $174M
      Jul 21, 2023 to Mar 22, 2024
    • RAUM · $211M to $174M
      Jul 21, 2023 to Mar 22, 2024
    • HNW RAUM · $225M to $211M
      Jun 20, 2022 to Mar 21, 2023
    • Non-discretionary RAUM · $225M to $211M
      Jun 20, 2022 to Mar 21, 2023
    • RAUM · $225M to $211M
      Jun 20, 2022 to Mar 21, 2023
    • HNW RAUM · $226M to $225M
      Mar 25, 2021 to Mar 30, 2022
    • Non-discretionary RAUM · $226M to $225M
      Mar 25, 2021 to Mar 30, 2022
    • RAUM · $226M to $225M
      Mar 25, 2021 to Mar 30, 2022
    • Advisory activities · 2 to 3
      Jun 24, 2020 to Mar 25, 2021
    • HNW RAUM · $245M to $226M
      Jun 24, 2020 to Mar 25, 2021
    • Non-discretionary RAUM · $245M to $226M
      Jun 24, 2020 to Mar 25, 2021
    • RAUM · $245M to $226M
      Jun 24, 2020 to Mar 25, 2021
    • Accounts · 8 to 9
      Mar 28, 2019 to Mar 10, 2020
    • HNW clients · 8 to 9
      Mar 28, 2019 to Mar 10, 2020
    • Other offices · 1 to 0
      Mar 28, 2019 to Mar 10, 2020
    • HNW RAUM · $216M to $245M
      Mar 28, 2019 to Mar 10, 2020
    • Non-discretionary RAUM · $216M to $245M
      Mar 28, 2019 to Mar 10, 2020
    • RAUM · $216M to $245M
      Mar 28, 2019 to Mar 10, 2020
    • Accounts · 7 to 8
      Oct 19, 2018 to Mar 28, 2019
    • HNW clients · 7 to 8
      Oct 19, 2018 to Mar 28, 2019
    • HNW RAUM · $137M to $216M
      Oct 19, 2018 to Mar 28, 2019
    • Non-discretionary RAUM · $137M to $216M
      Oct 19, 2018 to Mar 28, 2019
    • RAUM · $137M to $216M
      Oct 19, 2018 to Mar 28, 2019
    • HNW clients · unset to 7.0
      Mar 27, 2017 to Mar 19, 2018
    • Financial planning clients · unset to 0
      Mar 27, 2017 to Mar 19, 2018
    • Other offices · unset to 1.0
      Mar 27, 2017 to Mar 19, 2018
    • HNW RAUM · unset to 137180206.0
      Mar 27, 2017 to Mar 19, 2018
    Signals
    1 dated events
    • C•••••• C•••••• A••••••• L•• filed its initial SEC registration (Form ADV)
      Apr 20, 2016 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    How to reach
    public business contact points only, each with its source
    Website
    C••••••FO.COMreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    (786) 703 4996reportedpublic record, Form ADV, Mar 11, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $90.5Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026