DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• L••• U••••••••• M•••••••• O••••••••• F•••• L••
Gross asset value
$937M
as of Mar 19, 2024; not a fund size
Peak GAV
$1.1B
highest filing
Owners
136
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
11%
of the fund
Owned by funds
31%
fund-of-funds interests
Non-US owners
32%
Reported
19 filings
Apr 28, 2016 to Mar 19, 2024
Reporting history
one row per Form ADV filing
Gross asset value$937M as of Mar 19, 2024
Apr 28, 2016$40.0M then
Owners136 as of Mar 19, 2024
Apr 28, 201650 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-236835reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Northbrook Bank & Trust CompanyChicago, Illinois
- Pershing LLCJersey City, New Jersey
- Wintrust Financial CorporationRosemont, Illinois · LEI Q774KI4AW80FHFW33O61
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 11%reportedadviser and related persons