DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• A••••••• P••
Latest filing Mar 23, 2026
First filing on the tape May 18, 2016 · 27 filings
SEC status approved since Jun 2, 2016
RAUM
$141M
reported, Item 5.F
Discretionary
69%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$141M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$141M as of Mar 23, 2026
Mar 17, 2017$167M then
HNW client RAUM$6.0M as of Mar 25, 2020
Mar 27, 2019$6.9M then
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Mar 17, 20174 then
Employees (5.A)3 as of Mar 23, 2026
Mar 17, 20177 then
Private funds1 as of Mar 23, 2026
Mar 17, 20171 then
RAUM +32% over the last fiscal year+4.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $141MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $70.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 69%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $97.6M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$97.6M69%
- Corporations and businesses$43.3M31%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $97.6M for 1 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.69 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• D•••• E••••••••Chartered Financial Analyst | Memphis, Tn | Oct 15, 2025 | 26 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- E••••• M••••• G••• to T•••••••• L••Sep 24, 2020 · Other
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•• P••••••• M••••• F••• L••••••no longer reported | Hedge Fund | $200M | 10 | May 18, 2016 |
| C•• P••••••• F••• L• | Hedge Fund | $101M | 12 | Mar 18, 2022 |
Owners and control persons
Schedule A and B, latest filing
- E••••••••• J••••••• D•••• · Ceocontrolsince 05/2016 · owns 75% or more
- H•••••• J••••• O••••• · Ccocontrolsince 03/2018 · owns 5% to 10%
Related persons
Schedule D 7.A
- C•• P••••••• G• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Mar 23, 2026institutional share of RAUM moved from 82.0% to 31.0% between the annual amendments of 2025-03-27 and 2026-03-23peers: asset managers, $100M to $500M (1,568)
- discretionary share shiftChange between filings · filing Mar 23, 2026discretionary share of RAUM moved from 18.0% to 69.0% between the annual amendments of 2025-03-27 and 2026-03-23peers: asset managers, $100M to $500M (1,568)
What changed
consecutive filings, newest first
- Accounts · 3 to 2Mar 27, 2025 to Jan 26, 2026
- Charity clients · 1.0 to unsetMar 27, 2025 to Jan 26, 2026
- Assets in custody · $19.5M to $97.6MMar 27, 2025 to Jan 26, 2026
- Employees · 4 to 3Mar 27, 2025 to Jan 26, 2026
- Discretionary RAUM · $19.5M to $97.6MMar 27, 2025 to Jan 26, 2026
- Non-discretionary RAUM · $87.4M to $43.3MMar 27, 2025 to Jan 26, 2026
- Pooled vehicle RAUM · $19.5M to $97.6MMar 27, 2025 to Jan 26, 2026
- RAUM · $107M to $141MMar 27, 2025 to Jan 26, 2026
- Accounts · 1 to 3Jul 25, 2024 to Mar 27, 2025
- Advisory employees · 2 to 1Jul 25, 2024 to Mar 27, 2025
- Charity clients · unset to 1.0Jul 25, 2024 to Mar 27, 2025
- Corporate clients · unset to 1.0Jul 25, 2024 to Mar 27, 2025
- Assets in custody · $101M to $19.5MJul 25, 2024 to Mar 27, 2025
- Financial planning clients · unset to Jul 25, 2024 to Mar 27, 2025
- Discretionary RAUM · $101M to $19.5MJul 25, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $0 to $87.4MJul 25, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $101M to $19.5MJul 25, 2024 to Mar 27, 2025
- RAUM · $101M to $107MJul 25, 2024 to Mar 27, 2025
- Business name · A••••••• A••••••• A•• C••••••• L•• to A••••••• A••••••• P••Mar 25, 2024 to Jul 25, 2024
- Advisory activities · 3 to 2Mar 27, 2023 to Mar 25, 2024
- Assets in custody · $123M to $101MMar 27, 2023 to Mar 25, 2024
- Discretionary RAUM · $123M to $101MMar 27, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $123M to $101MMar 27, 2023 to Mar 25, 2024
- RAUM · $123M to $101MMar 27, 2023 to Mar 25, 2024
- Assets in custody · $152M to $123MMar 18, 2022 to Mar 27, 2023
- Financial planning clients · 0 to unsetMar 18, 2022 to Mar 27, 2023
- Discretionary RAUM · $152M to $123MMar 18, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $152M to $123MMar 18, 2022 to Mar 27, 2023
- RAUM · $152M to $123MMar 18, 2022 to Mar 27, 2023
- Accounts · 3 to 1Mar 23, 2021 to Mar 18, 2022
- Pooled vehicle clients · 3 to 1Mar 23, 2021 to Mar 18, 2022
- Assets in custody · $200M to $152MMar 23, 2021 to Mar 18, 2022
- Employees · 5 to 4Mar 23, 2021 to Mar 18, 2022
- Discretionary RAUM · $200M to $152MMar 23, 2021 to Mar 18, 2022
- Pooled vehicle RAUM · $200M to $152MMar 23, 2021 to Mar 18, 2022
- RAUM · $200M to $152MMar 23, 2021 to Mar 18, 2022
- Advisory employees · 3 to 2Jul 30, 2020 to Mar 23, 2021
- Assets in custody · $231M to $200MJul 30, 2020 to Mar 23, 2021
- Other offices · 2 to 0Jul 30, 2020 to Mar 23, 2021
- Discretionary RAUM · $231M to $200MJul 30, 2020 to Mar 23, 2021
Signals
5 dated events
- A••••••• A••••••• A•• C••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jul 30, 2020 · Succession (Item 4) · fact
- Robert Steven Moses (Managing Partner) no longer on Schedule A of A••••••• A••••••• P•• (listed 2020-05-08, absent 2020-07-30)Jul 30, 2020 · Control person left · inference
- Marcus Eugene Gard (Member) no longer on Schedule A of A••••••• A••••••• P•• (listed 2020-05-08, absent 2020-07-30)Jul 30, 2020 · Control person left · inference
- O••••• J•••• H••••• (Chief Compliance Officer) appeared on Schedule A of A••••••• A••••••• P••Mar 27, 2019 · Control person joined · fact
- A••••••• A••••••• A•• C••••••• L•• filed its initial SEC registration (Form ADV)May 18, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••••• A••••••• P•• · Independent Sponsorsshared crd · capital_provider
- A••••••• A••••••• P•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- additivepbc.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 901- 498- 6653reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $141Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026