DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

M• S•••••• L••

Former SEC-registered adviserNew York, New YorkCRD 284263SEC 801-108056IAPD
Latest filing Feb 25, 2022
First filing on the tape Jun 24, 2016 · 13 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
143
47 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 25, 2022
Mar 14, 20170 then
Employees (5.A)143 as of Feb 25, 2022
Mar 14, 201752 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Feb 25, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••••• R••••••• L••• · Managercontrol
        since 05/2016 · owns less than 5%
      • M••••••• M••••••• V•••••• · Ceo/Managercontrol
        since 05/2016 · owns less than 5%
      • N•••••• J•••••• J••• · Chief Operating Officercontrol
        since 06/2016 · owns less than 5%
      • N••••••• R••••• J••••• · Managercontrol
        since 05/2016 · owns less than 5%
      • D• G••••••• A••••••••• C••••••••• · Chief Compliance Officer And General Counsel
        since 03/2019 · owns less than 5%
      Entity owners
      • M• S•••••• H••••••• L•• · Member
        direct · owns 75% or more
      • J•••••••• F•••••••• G•••• I•• · Member
        indirect · owns 75% or more of M• S•••••• H••••••• L•• · public reporting company
      Related persons
      Schedule D 7.A
      Advisers that list M• S•••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Portland, OR24 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 72 to 47
        Feb 25, 2021 to Feb 25, 2022
      • Employees · 115 to 143
        Feb 25, 2021 to Feb 25, 2022
      • Advisory employees · 55 to 72
        Sep 29, 2020 to Feb 25, 2021
      • Employees · 100 to 115
        Sep 29, 2020 to Feb 25, 2021
      • Advisory employees · 57 to 55
        Apr 1, 2019 to Feb 27, 2020
      • Employees · 97 to 100
        Apr 1, 2019 to Feb 27, 2020
      • Other offices · 2 to 1
        Apr 1, 2019 to Feb 27, 2020
      • Advisory employees · 55 to 57
        Feb 26, 2019 to Feb 28, 2019
      • Pooled vehicle clients · 10.0 to unset
        Feb 26, 2019 to Feb 28, 2019
      • Employees · 65 to 97
        Feb 26, 2019 to Feb 28, 2019
      • Other offices · 1 to 2
        Feb 26, 2019 to Feb 28, 2019
      • Advisory employees · 46 to 55
        Mar 14, 2017 to Mar 28, 2018
      • Pooled vehicle clients · unset to 10.0
        Mar 14, 2017 to Mar 28, 2018
      • Employees · 52 to 65
        Mar 14, 2017 to Mar 28, 2018
      • Other offices · unset to 1.0
        Mar 14, 2017 to Mar 28, 2018
      • Employees · 51 to 52
        Oct 4, 2016 to Mar 14, 2017
      Signals
      1 dated events
      • M• S•••••• L•• filed its initial SEC registration (Form ADV)
        Jun 24, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026