DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••• E•• C•••••• M••••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Jul 29, 2016 · 19 filings
SEC status approved since Sep 1, 2016
RAUM
$346M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$346M
derived; firm RAUM over IAPD count
Employees
21
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$346M as of Mar 24, 2026
Mar 30, 2017$213M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 30, 20170 then
Employees (5.A)21 as of Mar 24, 2026
Mar 30, 201714 then
Private funds1 as of Mar 24, 2026
Mar 29, 20191 then
RAUM -1.3% over the last fiscal year+3.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $346MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $115MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 21.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $6.6M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$13.2M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.6M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P••• A••••• | Charleston, Sc | Oct 25, 2022 | 32 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P••• A••••• from I••••••• C•••••• A•••• M••••••••• L••Oct 25, 2022 · Other
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••• E•• S••• O••••••••• F•••• L••no longer reported | Hedge Fund | $26.4M | 11 | Mar 31, 2021 |
| G•••• E•• C••••• I••••• F•••• L•• | Hedge Fund | $14.7M | 14 | Mar 22, 2024 |
| G•••• E•• O••••••••• F••• I• L• • S••••• D• | Hedge Fund | $7.1M | 2 | Mar 30, 2023 |
| G•••• E•• O••••••••• F••• I• L• • S••••• B• | Hedge Fund | $771,801 | 1 | Mar 30, 2020 |
| G•••• E•• O••••••••• F••• I• L• • S••••• A• | Hedge Fund | $203,968 | 9 | Mar 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- D••••• K••• · Chief Finanical Officercontrolsince 03/2019 · owns less than 5%
- K•••••• M••••••• D•• · Presidentcontrolsince 09/2023 · owns less than 5%
- K•••••••• A••• · Chief Compliance Officer And General Counselcontrolsince 09/2017 · owns less than 5%
- M•••• N••••••• P•••••• · Chief Operating Officercontrolsince 09/2022 · owns less than 5%
Entity owners
- G•••• E•• G••••• I••• · Sole Shareholderdirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- G•••• E•• O••••••••• G•• I•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Waltham, MA2 employees
What changed
consecutive filings, newest first
- Advisory employees · 7 to 6Mar 14, 2025 to Mar 24, 2026
- Assets in custody · $12.1M to $6.6MMar 14, 2025 to Mar 24, 2026
- Discretionary RAUM · $351M to $346MMar 14, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $18.1M to $13.2MMar 14, 2025 to Mar 24, 2026
- RAUM · $351M to $346MMar 14, 2025 to Mar 24, 2026
- Accounts · 4 to 3Sep 10, 2024 to Mar 14, 2025
- Advisory employees · 8 to 7Sep 10, 2024 to Mar 14, 2025
- Pooled vehicle clients · 3 to 2Sep 10, 2024 to Mar 14, 2025
- Assets in custody · $22.1M to $12.1MSep 10, 2024 to Mar 14, 2025
- Employees · 17 to 21Sep 10, 2024 to Mar 14, 2025
- Financial planning clients · unset to Sep 10, 2024 to Mar 14, 2025
- Private funds · 3 to 1Sep 10, 2024 to Mar 14, 2025
- Discretionary RAUM · $288M to $351MSep 10, 2024 to Mar 14, 2025
- Pooled vehicle RAUM · $22.1M to $18.1MSep 10, 2024 to Mar 14, 2025
- RAUM · $288M to $351MSep 10, 2024 to Mar 14, 2025
- Succession · true to falseSep 10, 2024 to Mar 14, 2025
- Business name · G•••• E•• C•••••• M••••••••• I••• to G•••• E•• C•••••• M••••••••• L••Aug 9, 2024 to Sep 10, 2024
- Legal name · G•••• E•• C•••••• M••••••••• I••• to G•••• E•• C•••••• M••••••••• L••Aug 9, 2024 to Sep 10, 2024
- Organization form · Corporation to Limited Liability CompanyMar 22, 2024 to Aug 9, 2024
- Succession · false to trueMar 22, 2024 to Aug 9, 2024
- Advisory employees · 16 to 8Nov 30, 2023 to Mar 22, 2024
- Assets in custody · $7.5M to $22.1MNov 30, 2023 to Mar 22, 2024
- Employees · 24 to 17Nov 30, 2023 to Mar 22, 2024
- State-registered IARs · 1 to 0Nov 30, 2023 to Mar 22, 2024
- Other offices · 0 to 1Nov 30, 2023 to Mar 22, 2024
- Discretionary RAUM · $309M to $288MNov 30, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $7.7M to $22.1MNov 30, 2023 to Mar 22, 2024
- RAUM · $309M to $288MNov 30, 2023 to Mar 22, 2024
- HQ city · WALTHAM to PALM BEACH GARDENSMar 30, 2023 to Nov 30, 2023
- HQ state · MA to FLMar 30, 2023 to Nov 30, 2023
- Advisory employees · 7 to 16Mar 31, 2022 to Mar 30, 2023
- Assets in custody · $29.1M to $7.5MMar 31, 2022 to Mar 30, 2023
- Employees · 14 to 24Mar 31, 2022 to Mar 30, 2023
- State-registered IARs · 0 to 1Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $450M to $309MMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $29.1M to $7.7MMar 31, 2022 to Mar 30, 2023
- RAUM · $450M to $309MMar 31, 2022 to Mar 30, 2023
- Accounts · 7 to 4Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 6 to 7Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 6 to 3Mar 31, 2021 to Mar 31, 2022
Signals
10 dated events
- G•••• E•• C•••••• M••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Sep 10, 2024 · Succession (Item 4) · fact
- Dov Matthew Kaplan (President) appeared on Schedule A of G•••• E•• C•••••• M••••••••• L••Nov 30, 2023 · Control person joined · fact
- G•••• E•• C•••••• M••••••••• L•• reported RAUM $309.4M, down 31% from $450.4M (2022-03-31 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Painter Nichole Milz (Chief Operating Officer) appeared on Schedule A of G•••• E•• C•••••• M••••••••• L••Mar 30, 2023 · Control person joined · fact
- G•••• E•• C•••••• M••••••••• L•• reported RAUM $450.4M, up 96% from $230.3M (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Andrew Peter Reed (Chief Investment Officer) no longer on Schedule A of G•••• E•• C•••••• M••••••••• L•• (listed 2021-03-31, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Stanley John Ehlinger (Portfolio Manager) no longer on Schedule A of G•••• E•• C•••••• M••••••••• L•• (listed 2020-03-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- W•••••• A••• Y•••• (Portfolio Manager) no longer on Schedule A of G•••• E•• C•••••• M••••••••• L•• (listed 2020-03-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Davis Keri (Chief Finanical Officer) appeared on Schedule A of G•••• E•• C•••••• M••••••••• L••Mar 29, 2019 · Control person joined · fact
- G•••• E•• C•••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Jul 29, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- G••••ELMCC.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 561-214-7901reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $346Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026