DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••• F••••••
Legal name T•• F•••• F•••••• G•••• S•
Latest filing Aug 12, 2026
First filing on the tape Jun 22, 2016 · 21 filings
SEC status approved since Jul 1, 2016
RAUM
$2.2B
reported, Item 5.F
Discretionary
72%
of RAUM
Private clients
72%
$1.6B individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$2.2B
derived; firm RAUM over IAPD count
Employees
27
19 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$2.2B as of Aug 12, 2026
Dec 6, 2016$1.2B then
HNW client RAUM$1.4B as of Aug 12, 2026
Dec 22, 2017$744M then
State-registered IARs (5.B.3)0 as of Aug 12, 2026
Dec 6, 20160 then
Employees (5.A)27 as of Aug 12, 2026
Dec 6, 201619 then
Private funds: no history
RAUM +23% over the last fiscal year+4.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $2.2BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 608derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.0MderivedHNW RAUM over HNW clients
- Average account
- $3.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 72%derivedof RAUM
- Institutional
- 18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 27.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.5%derived
- Compensation
- percentage of assets, fixed fees, performance-based, commissions, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, publications, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.4B63%
- Insurance companies$403M18%
- Pooled investment vehicles$205M9.3%
- Individuals$200M9.1%
- Individual clients
- 329reported
- HNW clients
- 279reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 678reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performance, commissionsreported
- Class basis
- private_client_share=0.72 fund_share=0.09 institutional_share=0.18 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| H•••••••• C••••• L•••• D• W••• | Geneva | Jan 12, 2026 | 14 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• C•••••••• · Managing Directorcontrolsince 07/2016 · owns less than 5%
- D• W•••• H••••••••• C••••• L•••• · Ceo Managing Partnercontrolsince 10/2022 · owns 25% to 50%
- G•••••• E••••••• F••••••• · Chairman Of The Boardcontrolsince 10/2022 · owns 25% to 50%
- K•••• P•••••••• D••••• · Member Of The Boardcontrolsince 03/2021 · owns 5% to 10%
- R••••••• X•••••• J••• M••• V••••• · Chief Operating Officer And Chief Compliance Officercontrolsince 10/2023 · owns less than 5%
- T••••••••• J•••• A••••••• · Chief Compliance Officercontrolsince 04/2023 · owns less than 5%
- U••••• C••••••• E••• · Chief Investment Officer Partnercontrolsince 06/2023 · owns less than 5%
- V••••••• E•••• J•••• E•••• · Chief Investment Manager, Managing Partnercontrolsince 12/2015 · owns 25% to 50%
- A••••••• J••••••••• · Managing Partnersince 02/2022 · owns 5% to 10%
- G•••••••• D• M•••••••• C••••••••• G•••••••• · Managing Director Partnersince 02/2022 · owns less than 5%
- J••••••• D• B••••••••• A••••• J••••••••• · Managing Director Partnersince 02/2022 · owns less than 5%
- V•• A••••• T•••• · Managing Director Partnersince 02/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 12, 2026U••••• C••••••• E••• (CHIEF INVESTMENT OFFICER PARTNER) appeared on Schedule A between the filings of 2023-12-12 and 2026-08-12peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 12, 2026T••••••••• J•••• A••••••• (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-12-12 and 2026-08-12peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Business name · T•• F•••• F•••••• G•••• S• to F•••• F••••••Dec 11, 2025 to Aug 12, 2026
- Accounts · 584 to 678Dec 12, 2024 to Dec 11, 2025
- Advisory employees · 18 to 19Dec 12, 2024 to Dec 11, 2025
- HNW clients · 23 to 279Dec 12, 2024 to Dec 11, 2025
- Individual clients · 498 to 329Dec 12, 2024 to Dec 11, 2025
- Employees · 26 to 27Dec 12, 2024 to Dec 11, 2025
- Financial planning clients · 26-50 to 26-50Dec 12, 2024 to Dec 11, 2025
- HQ state · unset to Dec 12, 2024 to Dec 11, 2025
- Discretionary RAUM · $1.6B to $1.6BDec 12, 2024 to Dec 11, 2025
- HNW RAUM · $779M to $1.4BDec 12, 2024 to Dec 11, 2025
- Individual RAUM · $792M to $200MDec 12, 2024 to Dec 11, 2025
- Non-discretionary RAUM · $443M to $608MDec 12, 2024 to Dec 11, 2025
- Pooled vehicle RAUM · $191M to $205MDec 12, 2024 to Dec 11, 2025
- RAUM · $2.0B to $2.2BDec 12, 2024 to Dec 11, 2025
- Accounts · 579 to 584Jan 18, 2024 to Dec 12, 2024
- HNW clients · 56 to 23Jan 18, 2024 to Dec 12, 2024
- Individual clients · 484 to 498Jan 18, 2024 to Dec 12, 2024
- Employees · 25 to 26Jan 18, 2024 to Dec 12, 2024
- Discretionary RAUM · $1.4B to $1.6BJan 18, 2024 to Dec 12, 2024
- HNW RAUM · $879M to $779MJan 18, 2024 to Dec 12, 2024
- Individual RAUM · $525M to $792MJan 18, 2024 to Dec 12, 2024
- Non-discretionary RAUM · $377M to $443MJan 18, 2024 to Dec 12, 2024
- Pooled vehicle RAUM · $160M to $191MJan 18, 2024 to Dec 12, 2024
- RAUM · $1.8B to $2.0BJan 18, 2024 to Dec 12, 2024
- Employees · 24 to 25Dec 12, 2023 to Jan 18, 2024
- Accounts · 573 to 579Jul 14, 2023 to Dec 12, 2023
- HNW clients · 55 to 56Jul 14, 2023 to Dec 12, 2023
- Individual clients · 432 to 484Jul 14, 2023 to Dec 12, 2023
- Discretionary RAUM · $1.1B to $1.4BJul 14, 2023 to Dec 12, 2023
- HNW RAUM · $938M to $879MJul 14, 2023 to Dec 12, 2023
- Individual RAUM · $409M to $525MJul 14, 2023 to Dec 12, 2023
- Non-discretionary RAUM · $624M to $377MJul 14, 2023 to Dec 12, 2023
- Pooled vehicle RAUM · $145M to $160MJul 14, 2023 to Dec 12, 2023
- RAUM · $1.7B to $1.8BJul 14, 2023 to Dec 12, 2023
- Accounts · 574 to 573Nov 3, 2022 to Dec 13, 2022
- Advisory employees · 17 to 18Nov 3, 2022 to Dec 13, 2022
- HNW clients · 49 to 55Nov 3, 2022 to Dec 13, 2022
- Individual clients · 442 to 432Nov 3, 2022 to Dec 13, 2022
- Employees · 22 to 24Nov 3, 2022 to Dec 13, 2022
- Discretionary RAUM · $1.1B to $1.1BNov 3, 2022 to Dec 13, 2022
Signals
6 dated events
- Xavier Ricbour (Chief Operating Officer) appeared on Schedule A of F•••• F••••••Dec 12, 2023 · Control person joined · fact
- Michel Christian Ortoli (Chief Compliance Officer) no longer on Schedule A of F•••• F•••••• (listed 2023-04-05, absent 2023-07-14)Jul 14, 2023 · Control person left · inference
- Alphonse J••• Turrettini (Chief Compliance Officer) appeared on Schedule A of F•••• F••••••Apr 5, 2023 · Control person joined · fact
- Marie Herve C••••• (Chairmann) no longer on Schedule A of F•••• F•••••• (listed 2022-11-03, absent 2022-12-13)Dec 13, 2022 · Control person left · inference
- F•••• F•••••• reported RAUM $1.9B, up 26% from $1.5B (2021-08-04 to 2021-12-13)Dec 13, 2021 · RAUM change · derived
- T•• F•••• F•••••• G•••• S• filed its initial SEC registration (Form ADV)Jun 22, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@forum.financereportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/the-forum-finance-group-sareportedpublic record, Form ADV, Sep 19, 2026
- Website
- forum.finance/en/homereportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +41 22 552 83 00reportedpublic record, Form ADV, Aug 12, 2026
- Contact form
- forum.finance/en/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- forum.finance/en/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.2Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026