DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B•• A••••••• L••
Latest filing Mar 11, 2026
First filing on the tape May 23, 2019 · 13 filings
SEC status approved since Jun 20, 2019
RAUM
$158M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$157M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$79.2M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$158M as of Mar 11, 2026
Mar 30, 2020$86.6M then
HNW client RAUM$136M as of Mar 11, 2026
Mar 30, 2020$71.7M then
State-registered IARs (5.B.3)2 as of Mar 11, 2026
Mar 30, 20200 then
Employees (5.A)2 as of Mar 11, 2026
Mar 30, 20202 then
Private funds: no history
RAUM +5.9% over the last fiscal year+7.9% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $79.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 63derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $374,319derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$136M86%
- Individuals$21.9M14%
- Corporations and businesses$896,5480.6%
- Individual clients
- 70reported
- HNW clients
- 56reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 423reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••••• R• B••••Certified Financial Planner, Chartered Financial Analyst | East Syracuse, Ny | May 13, 2021 | 24 y | 1 |
| G••••••• A••• W••••Certified Financial Planner | East Syracuse, Ny | May 13, 2021 | 15 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••••• R• B•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 13, 2021 · Wirehouse to independent RIA
- G••••••• A••• W•••• from P••••••• F••••••••May 13, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• D••••••• R• · Principalcontrolsince 10/2016 · owns 50% to 75%
- W••••• G•••••••• A••• · Principal/Chief Compliance Officercontrolsince 01/2022 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| East Syracuse, Ny · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 421 to 423Mar 21, 2025 to Mar 11, 2026
- HNW clients · 57 to 56Mar 21, 2025 to Mar 11, 2026
- Individual clients · 73 to 70Mar 21, 2025 to Mar 11, 2026
- Discretionary RAUM · $150M to $158MMar 21, 2025 to Mar 11, 2026
- HNW RAUM · $129M to $136MMar 21, 2025 to Mar 11, 2026
- Individual RAUM · $20.2M to $21.9MMar 21, 2025 to Mar 11, 2026
- RAUM · $150M to $158MMar 21, 2025 to Mar 11, 2026
- Accounts · 405 to 421May 9, 2024 to Mar 21, 2025
- HNW clients · 52 to 57May 9, 2024 to Mar 21, 2025
- Individual clients · 75 to 73May 9, 2024 to Mar 21, 2025
- Financial planning clients · 101-250 to 51-100May 9, 2024 to Mar 21, 2025
- Discretionary RAUM · $142M to $150MMay 9, 2024 to Mar 21, 2025
- HNW RAUM · $120M to $129MMay 9, 2024 to Mar 21, 2025
- Individual RAUM · $21.0M to $20.2MMay 9, 2024 to Mar 21, 2025
- RAUM · $142M to $150MMay 9, 2024 to Mar 21, 2025
- Accounts · 393 to 405Mar 22, 2023 to Mar 19, 2024
- HNW clients · 48 to 52Mar 22, 2023 to Mar 19, 2024
- Individual clients · 79 to 75Mar 22, 2023 to Mar 19, 2024
- Discretionary RAUM · $126M to $142MMar 22, 2023 to Mar 19, 2024
- HNW RAUM · $106M to $120MMar 22, 2023 to Mar 19, 2024
- Individual RAUM · $19.2M to $21.0MMar 22, 2023 to Mar 19, 2024
- RAUM · $126M to $142MMar 22, 2023 to Mar 19, 2024
- Accounts · 119 to 393Mar 29, 2022 to Mar 22, 2023
- HNW clients · 57 to 48Mar 29, 2022 to Mar 22, 2023
- Individual clients · 60 to 79Mar 29, 2022 to Mar 22, 2023
- Discretionary RAUM · $131M to $126MMar 29, 2022 to Mar 22, 2023
- HNW RAUM · $117M to $106MMar 29, 2022 to Mar 22, 2023
- Individual RAUM · $14.1M to $19.2MMar 29, 2022 to Mar 22, 2023
- RAUM · $131M to $126MMar 29, 2022 to Mar 22, 2023
- Accounts · 322 to 119Mar 29, 2021 to Mar 29, 2022
- HNW clients · 49 to 57Mar 29, 2021 to Mar 29, 2022
- Individual clients · 43 to 60Mar 29, 2021 to Mar 29, 2022
- Financial planning clients · 51-100 to 101-250Mar 29, 2021 to Mar 29, 2022
- State-registered IARs · 0 to 2Mar 29, 2021 to Mar 29, 2022
- Discretionary RAUM · $111M to $131MMar 29, 2021 to Mar 29, 2022
- HNW RAUM · $96.1M to $117MMar 29, 2021 to Mar 29, 2022
- Individual RAUM · $15.1M to $14.1MMar 29, 2021 to Mar 29, 2022
- RAUM · $111M to $131MMar 29, 2021 to Mar 29, 2022
- Accounts · 275 to 322Aug 12, 2020 to Mar 29, 2021
- Corporate clients · 2.0 to unsetAug 12, 2020 to Mar 29, 2021
Signals
2 dated events
- Alan Geoffrey Wells (Principal/Chief Compliance Officer) appeared on Schedule A of B•• A••••••• L••Mar 29, 2022 · Control person joined · fact
- B•• A••••••• L•• filed its initial SEC registration (Form ADV)May 23, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 315-430-7700reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/bpc-advisors-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- syracusefinancialadvisors.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (315) 430-7700reportedpublic record, Form ADV, Mar 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $79.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026