DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Advanced Wealth Management

Independent wealth managerSarasota, FloridaCRD 284438SEC 801-136416websiteIAPD
Legal name Advanced Wealth Management, LLC
Latest filing Aug 17, 2026
First filing on the tape Jul 13, 2026 · 2 filings
SEC status approved since Jul 1, 2026
RAUM
$111M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$111M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$36.9M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$111M as of Aug 17, 2026
Jul 13, 2026$111M then
HNW client RAUM$52.7M as of Aug 17, 2026
Jul 13, 2026$52.7M then
State-registered IARs (5.B.3)3 as of Aug 17, 2026
Jul 13, 20263 then
Employees (5.A)4 as of Aug 17, 2026
Jul 13, 20264 then
Private funds: no history
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$36.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
56derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.7MderivedHNW RAUM over HNW clients
Average account
$212,962derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
1.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$58.0M52%
  • High-net-worth individuals$52.7M48%
Individual clients
137reported
HNW clients
31reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
520reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Charles Gyude BryantSarasota, Fl Oct 6, 202318 y4
Antonio Pedro GomesSarasota, Fl Jun 18, 202523 y5
Adam MartinSarasota, FlJan 1, 202611 y0
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Pedro Antonio Gomes · Chief Executive Officer; Chief Managing Membercontrol
    since 06/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Sarasota, Fl · principal310
Orlando, Fl001
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
  • Derrick Kyle Hobbs left Advanced Wealth Management for Neil Jesani Wealth Management (registered 2026-08-24)
    Aug 31, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
888-778-5044reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile
linkedin.com/company/advanced-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
Website
bfocfo.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
941-451-8512reportedpublic record, Form ADV, Aug 17, 2026
Contact form
boutiquefamilyofficecfo.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Team page
boutiquefamilyofficecfo.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$36.9Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026