DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Neil Jesani Wealth Management

Independent wealth managerSunrise, FloridaCRD 322345SEC 801-131785websiteIAPD
Legal name Neil Jesani Wealth Management, LLC
Latest filing Aug 18, 2026
First filing on the tape Dec 10, 2024 · 9 filings
SEC status approved since Jan 10, 2025
RAUM
$194M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
78%
$152M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$32.4M
derived; firm RAUM over IAPD count
Employees
13
7 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$194M as of Aug 18, 2026
Jan 13, 2025$103M then
HNW client RAUM$152M as of Aug 18, 2026
Jan 13, 2025$83.9M then
State-registered IARs (5.B.3)7 as of Aug 18, 2026
Jan 13, 20254 then
Employees (5.A)13 as of Aug 18, 2026
Jan 13, 20255 then
Private funds: no history
RAUM +54% over the last fiscal yearIARs 4 to 7offices 0 to 3
Practice profile
derived from the filing of Aug 18, 2026; every figure names its basis
RAUM per advisor
$32.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.1MderivedHNW RAUM over HNW clients
Average account
$995,992derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.2derivedItem 5.A over advisors
Advisors per office
1.5derived4 offices incl. principal (1.F.5)
RAUM growth, one year
+54%derivedbetween the last two annual amendments
Advisor growth, one year
+25%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$152M78%
  • Corporations and businesses$19.3M10.0%
  • Charitable organizations$12.3M6.3%
  • Insurance companies$6.7M3.4%
  • Pension and profit-sharing plans$3.6M1.9%
  • Individuals$82,8730.0%
Individual clients
n/areported
HNW clients
74reported
Pension plan clients
10reported
Charitable clients
5reported
Accounts
195reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
private_client_share=0.78 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Andrew J ConstantinidesCertified Financial PlannerDelray Beach, Fl Aug 29, 202217 y3
Nurdin Hasambhai JesaniCertified Financial PlannerSunrise, FlMar 6, 202324 y0
James Vincent DebevecChartered Financial AnalystSunrise, FlMay 27, 202425 y0
Siddharth SinhaChartered Financial AnalystMinneapolis, Mn Feb 24, 202614 y0
Matthew Thomas BoswellSunrise, FlAug 13, 202620 y4
Derrick Kyle HobbsOrlando, Fl Aug 24, 202617 y7
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months1 left in 90 days2 joined in 90 daysdeparture rate 17% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Hasambhai Nurdin Jesani · President, Treasurer, Managing Member, And Chief Compliance Officercontrol
    since 06/2022 · owns 75% or more
  • Sadrudin Shalima Bhaidani · Secretary
    since 06/2022 · owns less than 5%
Related persons
Schedule D 7.A
  • Neil Jesani Advisors, Inc.
    insurancereal estaten
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Sunrise, Fl · principal631
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • RAUM up 50 %Change between filings · filing Mar 28, 2026
    RAUM (Item 5.F) moved from $125,925,574 to $194,218,472 (+54.0%) between the annual amendments of 2025-04-10 and 2026-03-28; the peer median change was +15.0% (4551 comparable advisers, 96.0th percentile of changes)
    peers: independent wealth managers, $100M to $500M (4,551) · 96% percentile
How anomalies are measured
What changed
consecutive filings, newest first
  • Advisory employees · 6 to 7
    May 4, 2026 to Aug 18, 2026
  • State-registered IARs · 6 to 7
    May 4, 2026 to Aug 18, 2026
  • Advisory employees · 5 to 6
    Mar 28, 2026 to May 4, 2026
  • Employees · 12 to 13
    Mar 28, 2026 to May 4, 2026
  • State-registered IARs · 5 to 6
    Mar 28, 2026 to May 4, 2026
  • Accounts · 197 to 195
    Dec 22, 2025 to Mar 28, 2026
  • Advisory employees · 4 to 5
    Dec 22, 2025 to Mar 28, 2026
  • Charity clients · unset to 5.0
    Dec 22, 2025 to Mar 28, 2026
  • Corporate clients · unset to 6.0
    Dec 22, 2025 to Mar 28, 2026
  • HNW clients · 51 to 74
    Dec 22, 2025 to Mar 28, 2026
  • Individual clients · 8.0 to unset
    Dec 22, 2025 to Mar 28, 2026
  • Employees · 7 to 12
    Dec 22, 2025 to Mar 28, 2026
  • Financial planning clients · 51-100 to 101-250
    Dec 22, 2025 to Mar 28, 2026
  • Other offices · 1 to 3
    Dec 22, 2025 to Mar 28, 2026
  • Discretionary RAUM · $126M to $194M
    Dec 22, 2025 to Mar 28, 2026
  • HNW RAUM · $95.6M to $152M
    Dec 22, 2025 to Mar 28, 2026
  • Individual RAUM · $2.0M to $82,873
    Dec 22, 2025 to Mar 28, 2026
  • Pension RAUM · $3.5M to $3.6M
    Dec 22, 2025 to Mar 28, 2026
  • RAUM · $126M to $194M
    Dec 22, 2025 to Mar 28, 2026
  • Advisory employees · 3 to 4
    Nov 10, 2025 to Dec 22, 2025
  • Employees · 6 to 7
    Nov 10, 2025 to Dec 22, 2025
  • State-registered IARs · 4 to 5
    Nov 10, 2025 to Dec 22, 2025
  • Other offices · 0 to 1
    Nov 10, 2025 to Dec 22, 2025
  • Accounts · 186 to 197
    Jan 13, 2025 to Apr 10, 2025
  • HNW clients · 44 to 51
    Jan 13, 2025 to Apr 10, 2025
  • Individual clients · 10 to 8
    Jan 13, 2025 to Apr 10, 2025
  • Pension plan clients · unset to 10.0
    Jan 13, 2025 to Apr 10, 2025
  • Assets in custody · 0.0 to unset
    Jan 13, 2025 to Apr 10, 2025
  • Custody of client assets · true to false
    Jan 13, 2025 to Apr 10, 2025
  • Employees · 5 to 6
    Jan 13, 2025 to Apr 10, 2025
  • Financial planning clients · 51-100 to 51-100
    Jan 13, 2025 to Apr 10, 2025
  • Discretionary RAUM · $103M to $126M
    Jan 13, 2025 to Apr 10, 2025
  • HNW RAUM · $83.9M to $95.6M
    Jan 13, 2025 to Apr 10, 2025
  • Individual RAUM · $3.0M to $2.0M
    Jan 13, 2025 to Apr 10, 2025
  • Pension RAUM · $1.3M to $3.5M
    Jan 13, 2025 to Apr 10, 2025
  • RAUM · $103M to $126M
    Jan 13, 2025 to Apr 10, 2025
Signals
5 dated events
  • Brandon Scott Judas left Neil Jesani Wealth Management for Singer Wealth Advisors Llc (registered 2026-08-20)
    Aug 11, 2026 · Advisor changed firm · fact
  • Neil Jesani Wealth Management filed its initial SEC registration (Form ADV)
    Dec 10, 2024 · First SEC registration · fact
  • Michael Anthony Cabral Foulkes left Neil Jesani Wealth Management for Mariner (registered 2024-03-06)
    Aug 21, 2023 · Advisor changed firm · fact
  • Jacob Mccue left Neil Jesani Wealth Management for Thrivent Investment Management Inc. (registered 2023-11-06)
    Aug 8, 2023 · Advisor changed firm · fact
  • Christopher Rose left Neil Jesani Wealth Management for Pruco Securities, Llc (registered 2024-05-10)
    Aug 8, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/neil-jesani-wealthreportedpublic record, Form ADV, Sep 17, 2026
Website
neiljesaniwealth.com/home55918658reportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
(954) 800-0460reportedpublic record, Form ADV, Aug 18, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$32.4Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026