DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••••• I••••••••• A•••••••• L••
Latest filing Jun 10, 2026
First filing on the tape Mar 31, 2018 · 19 filings
SEC status approved since Apr 30, 2018
RAUM
$5.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
32
24 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
17
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$5.6B as of Jun 10, 2026
Mar 29, 2019$2.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 10, 2026
Mar 29, 20190 then
Employees (5.A)32 as of Jun 10, 2026
Mar 29, 201914 then
Private funds17 as of Jun 10, 2026
Mar 29, 20191 then
RAUM +19% over the last fiscal year+55% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 10, 2026; every figure names its basis
Archetypes, each a printed rule
- institutional asset m•••••• · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $155MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 77%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.3B, 18 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$4.3B77%
- Pooled investment vehicles$1.3B23%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 36reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.3B for 18 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.23 institutional_share=0.77 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
27 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 1••• A••••••••• L••no longer reported | Private Equity Fund | $2.0B | 8 | Mar 31, 2018 |
| E••••••••• H••••••• L• | Private Equity Fund | $399M | 20 | Mar 31, 2022 |
| A••••••••• E••••••••• H•••••••• L• | Private Equity Fund | $307M | 15 | Mar 31, 2023 |
| S•••• I• W•••••• R• ••••••••• S•• C••• D• | Other Private Fund | $303M | 2 | Mar 31, 2022 |
| S•••• I• W•••••• R• ••••••••• S•• C••• A• | Other Private Fund | $179M | 2 | Mar 31, 2022 |
| S•••• I• W•••••• R• ••••••••• S•• C••• B• | Other Private Fund | $159M | 2 | Mar 31, 2022 |
| S•••• I•• W•••••• R• ••••••••• S•• C••• C• | Other Private Fund | $158M | 2 | Mar 31, 2022 |
| S•••• V• W•••••• R• ••••••••• S•• C••• Z• | Other Private Fund | $153M | 2 | Mar 31, 2023 |
| C••••••• P••••••• I•••no longer reported | Private Equity Fund | $132M | 7 | Apr 20, 2017 |
| A••••••••• M•••••• I••••••••• P•••••••• L• | Private Equity Fund | $113M | 5 | Mar 30, 2024 |
| P••••• C••••• P•••••••• L• | Private Equity Fund | $109M | 1 | Mar 30, 2024 |
| A••••••••• E••••••••• I•••••••• P••• A••••••••• L• | Private Equity Fund | $106M | 5 | Mar 31, 2023 |
| D•••••••• D••• P•••••••• L•• | Private Equity Fund | $52.5M | 4 | Mar 31, 2023 |
| D•••••••• I••••••••• P•••••••• L• | Private Equity Fund | $45.0M | 4 | Mar 31, 2023 |
| A••••••••• S•••••• O••••••••• P••••••• V•••• L• | Private Equity Fund | $43.0M | 1 | Mar 30, 2024 |
| A••••••••• S•••••• O••••••••• P••••••• V• L• | Private Equity Fund | $43.0M | 1 | Mar 30, 2024 |
| A••••••••• S•••••• O••••••••• P••••••• V••• L• | Private Equity Fund | $42.6M | 1 | Mar 30, 2024 |
| A••••••••• S•••••• O••••••••• P••••••• I•• L• | Private Equity Fund | $37.8M | 1 | Mar 31, 2022 |
| E••••••••• C••••• A••••••••• L• | Private Equity Fund | $37.3M | 5 | Mar 31, 2023 |
| A••••••••• S•••••• O••••••••• P••••••• V•• L• | Private Equity Fund | $36.4M | 1 | Mar 30, 2024 |
| A••••••••• S•••••• O••••••••• P••••••• I•• L• | Private Equity Fund | $34.8M | 1 | Mar 31, 2023 |
| G••••• P•••••• S•••••• I• L•• | Private Equity Fund | $20.1M | 33 | Mar 30, 2024 |
| A••••••••• D•••••• I••••••••• P•••••••• L•• | Private Equity Fund | $15.6M | 3 | Mar 31, 2023 |
| E••••••••• H••••••• P•••••••• L•• | Private Equity Fund | $13.8M | 1 | Mar 31, 2023 |
| A•• U•••••••• L•••••• P••••••••• | Private Equity Fund | $12.5M | 2 | Mar 31, 2023 |
| C••••••••• S••••••• L• | Private Equity Fund | $8.5M | 19 | Mar 30, 2024 |
| E•••••••• A••••••••• P•••••••• L•• | Private Equity Fund | $1.9M | 11 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- K••••••••• F••••••• N•• · Chief Financial Officercontrolsince 08/2023 · owns less than 5%
- P••••• C••••••• R• · Managing Partner, Chief Executive Officer, Chief Compliance Officercontrolsince 08/2022 · owns less than 5%
- P••••• C••••••• R• · Managing Partnercontrolsince 07/2016 · owns 75% or more of A••••••••• I••••••••• L••
Entity owners
- A••••••••• I••••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- 1•••••• B••• L•••pooled vehicle sponsorn
- A•• E••••••••• L••pooled vehicle sponsorn
- A••••••••• C•••••• A•••••••• L••pooled vehicle sponsorn
- A••••••••• C•••••• P•••••••• L••pooled vehicle sponsorn
- A••••••••• C•••• E•••••• L••pooled vehicle sponsorn
- A••••••••• D••• P••••••• G•• L••pooled vehicle sponsorn
- A••••••••• E•••••••• M••••••• L••pooled vehicle sponsorn
- A••••••••• G• I••••••••• I••• L••pooled vehicle sponsorn
- A••••••••• S•••••• O••••••••• P••••••• G• I•• L••pooled vehicle sponsorn
- A••••••••• S•••••• O••••••••• P••••••• G• I• L••pooled vehicle sponsorn
- D• I••••••••• G•• L••pooled vehicle sponsorn
- E••••••••• M••••••• L••pooled vehicle sponsorn
- P••••• C•••••• A•••••••• L••broker-dealern
- P••••• C••••• P••••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 37 to 36Sep 18, 2025 to Mar 31, 2026
- Advisory activities · 1 to 2Sep 18, 2025 to Mar 31, 2026
- BD registered reps · 3 to 2Sep 18, 2025 to Mar 31, 2026
- Pooled vehicle clients · 19 to 18Sep 18, 2025 to Mar 31, 2026
- Assets in custody · $3.6B to $4.3BSep 18, 2025 to Mar 31, 2026
- Private funds · 18 to 17Sep 18, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.7B to $5.6BSep 18, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.1B to $1.3BSep 18, 2025 to Mar 31, 2026
- RAUM · $4.7B to $5.6BSep 18, 2025 to Mar 31, 2026
- Accounts · 36 to 37Jul 1, 2024 to Mar 31, 2025
- Advisory employees · 14 to 24Jul 1, 2024 to Mar 31, 2025
- BD registered reps · 2 to 3Jul 1, 2024 to Mar 31, 2025
- Pooled vehicle clients · 18 to 19Jul 1, 2024 to Mar 31, 2025
- Assets in custody · $2.7B to $3.6BJul 1, 2024 to Mar 31, 2025
- Employees · 20 to 32Jul 1, 2024 to Mar 31, 2025
- Financial planning clients · unset to Jul 1, 2024 to Mar 31, 2025
- Discretionary RAUM · $3.6B to $4.7BJul 1, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $961M to $1.1BJul 1, 2024 to Mar 31, 2025
- RAUM · $3.6B to $4.7BJul 1, 2024 to Mar 31, 2025
- Related adviser · false to trueJul 1, 2024 to Mar 31, 2025
- Accounts · 35 to 36Mar 30, 2024 to Jul 1, 2024
- Pooled vehicle clients · 17 to 18Mar 30, 2024 to Jul 1, 2024
- Discretionary RAUM · $3.5B to $3.6BMar 30, 2024 to Jul 1, 2024
- Pooled vehicle RAUM · $837M to $961MMar 30, 2024 to Jul 1, 2024
- RAUM · $3.5B to $3.6BMar 30, 2024 to Jul 1, 2024
- Accounts · 18 to 35Sep 26, 2023 to Mar 30, 2024
- Advisory employees · 20 to 14Sep 26, 2023 to Mar 30, 2024
- Pooled vehicle clients · 18 to 17Sep 26, 2023 to Mar 30, 2024
- Assets in custody · $0 to $2.7BSep 26, 2023 to Mar 30, 2024
- Private funds · 17 to 18Sep 26, 2023 to Mar 30, 2024
- Discretionary RAUM · $1.5B to $3.5BSep 26, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $1.5B to $837MSep 26, 2023 to Mar 30, 2024
- RAUM · $1.5B to $3.5BSep 26, 2023 to Mar 30, 2024
- Accounts · 10 to 18Jan 12, 2023 to Mar 31, 2023
- Advisory employees · 14 to 20Jan 12, 2023 to Mar 31, 2023
- BD registered reps · 0 to 2Jan 12, 2023 to Mar 31, 2023
- Pooled vehicle clients · 10 to 18Jan 12, 2023 to Mar 31, 2023
- Assets in custody · unset to 0.0Jan 12, 2023 to Mar 31, 2023
- Custody of client assets · false to trueJan 12, 2023 to Mar 31, 2023
- Employees · 14 to 20Jan 12, 2023 to Mar 31, 2023
Signals
7 dated events
- A••••••••• I••••••••• A•••••••• L•• reported RAUM $4.7B, up 28% from $3.6B (2024-07-01 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- A••••••••• I••••••••• A•••••••• L•• reported RAUM $3.5B, up 136% from $1.5B (2023-09-26 to 2024-03-30)Mar 30, 2024 · RAUM change · derived
- Nmn Rowena Sardelli (Chief Financial Officer) no longer on Schedule A of A••••••••• I••••••••• A•••••••• L•• (listed 2023-03-31, absent 2023-09-26)Sep 26, 2023 · Control person left · inference
- Nmn Florina Klingbaum (Chief Financial Officer) appeared on Schedule A of A••••••••• I••••••••• A•••••••• L••Sep 26, 2023 · Control person joined · fact
- A••••••••• I••••••••• A•••••••• L•• reported RAUM $1.2B, down 39% from $2.0B (2021-11-16 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- A••••••••• I••••••••• A•••••••• L•• reported RAUM $2.0B, up 67% from $1.2B (2018-05-10 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- A••••••••• I••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Mar 31, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••••••• I••••••••• A•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- A••••••••• I••••••••• A•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/A•••••••••-CAPITALreportedpublic record, Form ADV, Sep 18, 2026
- Website
- palmercapadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212 983 1602reportedpublic record, Form ADV, Jun 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026